0001181431-11-024316.txt : 20110418 0001181431-11-024316.hdr.sgml : 20110418 20110418105415 ACCESSION NUMBER: 0001181431-11-024316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110414 FILED AS OF DATE: 20110418 DATE AS OF CHANGE: 20110418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEAN RICHARD E CENTRAL INDEX KEY: 0001260016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30066 FILM NUMBER: 11764711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS GROUP INC CENTRAL INDEX KEY: 0001071341 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 760583569 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7139934610 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: PINNACLE GLOBAL GROUP INC DATE OF NAME CHANGE: 19980930 4 1 rrd308725.xml X0303 4 2011-04-14 0 0001071341 SANDERS MORRIS HARRIS GROUP INC SMHG 0001260016 BEAN RICHARD E 600 TRAVIS, SUITE 5800 HOUSTON TX 77002 1 0 0 0 Common Stock 2011-04-14 4 P 0 11 8.14 A 84002 D Common Stock 2011-04-14 4 P 0 1400 8.15 A 85402 D Common Stock 2011-04-14 4 P 0 589 8.19 A 85991 D John T. Unger attorney in fact for Richard E. Bean 2011-04-18