EX-21.1 8 v303227_ex21-1.htm EXHIBIT 21.1

 

 

 

Exhibit 21.1

 

SUBSIDIARIES OF THE EDELMAN FINANCIAL GROUP INC.

 

Subsidiary  

State of

Organization

  

Percentage

Ownership

  

Names Under Which

Subsidiary Does Business

  
 
               
Sanders Morris Harris Inc.   Texas   100%   Sanders Morris Harris  
            SMH Asset & Wealth Management  
            SMH Partners  
            Kissinger Financial Services  
            Concept Capital  
SMH Capital Advisors, Inc.   Texas   100%   Cummer/Moyers Capital Advisors  
The Edelman Financial Center, LLC   Delaware   76%      
Edelman Business Services, LLC   Delaware   100% (1)    
Edelman Financial Services, LLC   Delaware   100% (1)    
Leonetti & Associates, LLC   Illinois   50.1%      
The Rikoon Group, LLC   Delaware   80%      
The Dickenson Group, LLC   Ohio   50.1%      
Miller-Green Financial Services, Inc.   Texas   100%      
HWG Insurance Agency, Inc.   Texas   100% (2)    
SMM Corporate Management, LLC   Delaware   99% (2)    
SOF Management, LLC   Delaware   100% (2)    
SMH Life Science Management, LLC   Delaware   99% (2)    
Signet Healthcare Partners, LLC   Delaware   50% (2)    
SMH PEG Management, LLC   Delaware   62.53% (2)    
SMH PEG Management II, LLC   Delaware   51.36% (2)    
SMH PE Management, LLC   Delaware   98% (2)    
SMH SPEADV, LLC   Delaware   100%      
Select Sports Group Holdings, LLC   Texas   50.5%      
Select Sports Group, Ltd.   Texas   50.5%      
10 Sports Marketing GP, LLC   Delaware   50%      
10 Sports Marketing, LP   Delaware   64.95%      
PTC GP Management, LLC   Texas   50% (2)    
PTC – Houston Management, LP   Texas   42% (2)    
Corporate Opportunities Fund, L.P.   Delaware   0.339% (3) (*)    
Corporate Opportunities Fund (Institutional), L.P.   Delaware   0.0629% (3) (*)    
Life Sciences Opportunity Fund, L.P.   Delaware   16.4811% (4) (*)    
Life Sciences Opportunity Fund (Institutional), L.P.   Delaware   0.9901% (4) (*)    
Life Sciences Opportunities Fund II, L.P.   Delaware   0.5% (5) (*)    
Life Sciences Opportunities Fund II (Institutional), L.P.   Delaware   0.5% (5) (*)    
Investor Financial Solutions, LLC   California   51%      
Global Financial Services, LLC   Texas   48.7%      
GFS Advisors, LLC   Texas   50.1%      

 

(1)By The Edelman Financial Center, LLC
(2)By Sanders Morris Harris Inc.
(3)By SMM Corporate Management, LLC
(4)By SMH Life Science Management, LLC
(5)By Signet Healthcare Partners, LLC
(*)Does not include any investment by the Company as a limited partner.