-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P+ZzfehpJb6ZUiBW++oBGslnGErOIpwyS9pMcCUNWJ3suxO4Gth5/n46r5itr2k5 IJSrPxJxG3yYRkxI/PJo8g== 0001085146-11-000187.txt : 20110210 0001085146-11-000187.hdr.sgml : 20110210 20110210171520 ACCESSION NUMBER: 0001085146-11-000187 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS MORRIS HARRIS GROUP INC CENTRAL INDEX KEY: 0001071341 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 760583569 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13429 FILM NUMBER: 11593589 BUSINESS ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7139934610 MAIL ADDRESS: STREET 1: 600 TRAVIS STREET 2: SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: PINNACLE GLOBAL GROUP INC DATE OF NAME CHANGE: 19980930 13F-HR 1 smhg4q10.txt SANDERS MORRIS HARRIS GROUP INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sanders Morris Harris Group Inc. Address: 600 Travis Street, Suite 5800 Houston, TX 77002 13F File Number: 028-13429 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John T. Unger Title: Senior Vice President and General Counsel Phone: 713-993-4645 Signature, Place, and Date of Signing: /s/ John T. Unger Houston, TX February 09, 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-12214 Edelman Financial Services, LLC 028-13075 Leonetti & Associates, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 312 Form 13F Information Table Value Total: $501,985 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-12760 Sanders Morris Harris Inc. 02 028-10258 SMH Capital Advisors Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 213 2410 SH SOLE 01 2410 0 0 ABBOTT LABS COM 002824100 352 7628 SH SOLE 01 7628 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 78 11600 SH SOLE 01 11600 0 0 AFFYMETRIX INC NOTE 3.500% 1/1 00826TAG3 31 32000 SH SOLE 02 32000 0 0 AIRCASTLE LTD COM g0129k104 697 66700 SH SOLE 02 66700 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 85 24845 SH SOLE 01 24845 0 0 ALCOA INC COM 013817101 190 11100 SH SOLE 01 11100 0 0 ALLERGAN INC COM 018490102 251 3500 SH SOLE 01 3500 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 469 20100 SH SOLE 02 20100 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 353 6649 SH SOLE 01 6649 0 0 ALTRIA GROUP INC COM 02209S103 886 36904 SH SOLE 01 36904 0 0 AMAZON COM INC COM 023135106 227 1288 SH SOLE 01 1288 0 0 AMERICAN CAP LTD COM 02503y103 1381 182701 SH SOLE 02 182701 0 0 AMGEN INC COM 031162100 267 4841 SH SOLE 01 4841 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 273 6104 SH SOLE 01 6104 0 0 ANNALY CAP MGMT INC COM 035710409 270 15308 SH SOLE 01 15308 0 0 ANNALY CAP MGMT INC COM 035710409 428 23900 SH SOLE 02 23900 0 0 APOLLO INVT CORP COM 03761U106 1788 161478 SH SOLE 02 161478 0 0 APPLE INC COM 037833100 6256 18056 SH SOLE 01 18056 0 0 APPLE INC COM 037833100 1016 3150 SH SOLE 02 3150 0 0 ARBOR RLTY TR INC COM 038923108 113 19000 SH SOLE 02 19000 0 0 ARES CAP CORP COM 04010L103 4101 248862 SH SOLE 02 248862 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 1973 66994 SH SOLE 01 66994 0 0 ASTROTECH CORP COM 046484101 165 131753 SH SOLE 01 131753 0 0 ASTROTECH CORP COM 046484101 2939 2600745 SH SOLE 02 2600745 0 0 AT&T INC COM 00206R102 1193 42645 SH SOLE 01 42645 0 0 AVON PRODS INC COM 054303102 227 7748 SH SOLE 01 7748 0 0 AZZ INC COM 002474104 273 6830 SH SOLE 02 6830 0 0 BAKER HUGHES INC COM 057224107 365 5382 SH SOLE 01 5382 0 0 BANCO SANTANDER SA ADR 05964H105 953 89500 SH SOLE 02 89500 0 0 BANK OF AMERICA CORPORATION COM 060505104 425 31836 SH SOLE 02 31836 0 0 BANK OF AMERICA CORPORATION COM 060505104 1620 113366 SH SOLE 01 113366 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 402 16200 SH SOLE 01 16200 0 0 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 263 9007 SH SOLE 01 9007 0 0 BARRICK GOLD CORP COM 067901108 358 7442 SH SOLE 01 7442 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 341 4096 SH SOLE 01 4096 0 0 BEST BUY INC COM 086516101 415 12100 SH SOLE 02 12100 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 360 3821 SH SOLE 01 3821 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 737 24534 SH SOLE 01 24534 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 1360 96090 SH SOLE 02 96090 0 0 BLOCK H & R INC COM 093671105 350 29400 SH SOLE 02 29400 0 0 BOEING CO COM 097023105 222 3112 SH SOLE 01 3112 0 0 BP PLC SPONSORED ADR 055622104 885 19219 SH SOLE 01 19219 0 0 BPZ RESOURCES INC COM 055639108 107 18000 SH SOLE 01 18000 0 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 870 43264 SH SOLE 02 43264 0 0 BRIGHAM EXPLORATION CO COM 109178103 309 10558 SH SOLE 01 10558 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 406 15797 SH SOLE 01 15797 0 0 BUCYRUS INTL INC NEW COM 118759109 251 2763 SH SOLE 01 2763 0 0 CALAMOS ASSET MGMT INC CL A 12811r104 706 50450 SH SOLE 02 50450 0 0 CAMECO CORP COM 13321L108 255 6087 SH SOLE 01 6087 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 4221 74044 SH SOLE 01 74044 0 0 CANO PETE INC COM 137801106 27 70000 SH SOLE 01 70000 0 0 CATERPILLAR INC DEL COM 149123101 2849 28611 SH SOLE 01 28611 0 0 CELLCOM ISRAEL LTD SHS M2196U109 1160 35475 SH SOLE 02 35475 0 0 CENTERPOINT ENERGY INC COM 15189T107 213 13213 SH SOLE 01 13213 0 0 CENTURYLINK INC COM 156700106 1222 27999 SH SOLE 01 27999 0 0 CHESAPEAKE ENERGY CORP COM 165167107 204 6787 SH SOLE 01 6787 0 0 CHEVRON CORP NEW COM 166764100 4954 51015 SH SOLE 01 51015 0 0 CHIMERA INVT CORP COM 16934q109 783 190400 SH SOLE 02 190400 0 0 CHINA NAT GAS INC COM NEW 168910206 99 19200 SH SOLE 01 19200 0 0 CIRRUS LOGIC INC COM 172755100 828 51800 SH SOLE 02 51800 0 0 CISCO SYS INC COM 17275R102 357 16197 SH SOLE 01 16197 0 0 CITIGROUP INC COM 172967101 340 70494 SH SOLE 01 70494 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 2353 26065 SH SOLE 01 26065 0 0 CME GROUP INC COM 12572Q105 296 974 SH SOLE 01 974 0 0 CNOOC LTD SPONSORED ADR 126132109 261 1147 SH SOLE 01 1147 0 0 COCA COLA CO COM 191216100 332 5314 SH SOLE 01 5314 0 0 COINSTAR INC COM 19259P300 389 6900 SH SOLE 02 6900 0 0 COMMONWEALTH REIT COM SH BEN INT 203233101 1306 51200 SH SOLE 02 51200 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 389 6440 SH SOLE 02 6440 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 431 17395 SH SOLE 01 17395 0 0 CONOCOPHILLIPS COM 20825C104 640 8929 SH SOLE 01 8929 0 0 CONOCOPHILLIPS COM 20825c104 347 5100 SH SOLE 02 5100 0 0 CONSTELLATION BRANDS INC CL A 21036P108 255 12927 SH SOLE 01 12927 0 0 COPANO ENERGY L L C COM UNITS 217202100 235 6940 SH SOLE 01 6940 0 0 CROSSTEX ENERGY INC COM 22765Y104 111 13000 SH SOLE 01 13000 0 0 CUMMINS INC COM 231021106 2236 20386 SH SOLE 01 20386 0 0 DANA HLDG CORP COM 235825205 293 17167 SH SOLE 01 17167 0 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 293 7050 SH SOLE 01 7050 0 0 DEERE & CO COM 244199105 1364 14631 SH SOLE 01 14631 0 0 DELL INC COM 24702R101 200 14382 SH SOLE 01 14382 0 0 DEVON ENERGY CORP NEW COM 25179M103 453 5105 SH SOLE 01 5105 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 228 2868 SH SOLE 01 2868 0 0 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W854 320 41764 SH SOLE 01 41764 0 0 DISNEY WALT CO COM DISNEY 254687106 292 7179 SH SOLE 01 7179 0 0 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 2217 67745 SH SOLE 01 67745 0 0 EATON CORP COM 278058102 258 2356 SH SOLE 01 2356 0 0 EMCORE CORP COM 290846104 47 26100 SH SOLE 01 26100 0 0 EMERSON ELEC CO COM 291011104 277 4572 SH SOLE 01 4572 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1450 22950 SH SOLE 01 22950 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 186 14937 SH SOLE 01 14937 0 0 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 0 2089000 PRN SOLE 01 2089000 0 0 ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 78590102231000 SH SOLE 02 102231000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2009 37698 SH SOLE 01 37698 0 0 ENI S P A SPONSORED ADR 26874R108 431 9850 SH SOLE 02 9850 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 11940 273927 SH SOLE 01 273927 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 2247 52290 SH SOLE 01 52290 0 0 EXELON CORP COM 30161N101 227 5306 SH SOLE 01 5306 0 0 EXXON MOBIL CORP COM 30231G102 38578 463229 SH SOLE 01 463229 0 0 EXXON MOBIL CORP COM 30231G102 358 4890 SH SOLE 02 4890 0 0 FEDERATED INVS INC PA CL B 314211103 340 12980 SH SOLE 02 12980 0 0 FIFTH STREET FINANCE CORP COM 31678A103 454 37400 SH SOLE 02 37400 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 348 17594 SH SOLE 02 17594 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 359 10463 SH SOLE 02 10463 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 329 22500 SH SOLE 02 22500 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 342 14401 SH SOLE 02 14401 0 0 FIRST TR NASDAQ100 TECH INDE SHS 337345102 347 13505 SH SOLE 02 13505 0 0 FIRSTCITY FINL CORP COM 33761X107 146 19550 SH SOLE 01 19550 0 0 FLUOR CORP NEW COM 343412102 505 7345 SH SOLE 01 7345 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 847 53910 SH SOLE 01 53910 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 693 121604 SH SOLE 02 121604 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 97 15000 SH SOLE 01 15000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4345 76553 SH SOLE 01 76553 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1343 143027 SH SOLE 01 143027 0 0 GENERAL ELECTRIC CO COM 369604103 1302 63310 SH SOLE 01 63310 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 370 13500 SH SOLE 01 13500 0 0 GEORESOURCES INC COM 372476101 799 27900 SH SOLE 01 27900 0 0 GLADSTONE INVT CORP COM 376546107 420 54951 SH SOLE 02 54951 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 402 10576 SH SOLE 01 10576 0 0 GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 57381 77021000 SH SOLE 02 77021000 0 0 GLOBAL INDS LTD DBCV 2.750% 8/0 379336AE0 0 1459000 PRN SOLE 01 1459000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 184 11410 SH SOLE 01 11410 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 254 1542 SH SOLE 01 1542 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 471 2800 SH SOLE 02 2800 0 0 GOOGLE INC CL A 38259P508 708 1158 SH SOLE 01 1158 0 0 GOOGLE INC CL A 38259p508 238 400 SH SOLE 02 400 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376a103 431 16100 SH SOLE 02 16100 0 0 GRAN TIERRA ENERGY INC COM 38500T101 6771 752300 SH SOLE 01 752300 0 0 HALLIBURTON CO COM 406216101 1446 31486 SH SOLE 01 31486 0 0 HATTERAS FINL CORP COM 41902R103 343 11955 SH SOLE 01 11955 0 0 HERCULES OFFSHORE INC COM 427093109 46 13059 SH SOLE 01 13059 0 0 HEWLETT PACKARD CO COM 428236103 531 11204 SH SOLE 01 11204 0 0 HEWLETT PACKARD CO COM 428236103 981 23300 SH SOLE 02 23300 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 429 7800 SH SOLE 01 7800 0 0 HOME DEPOT INC COM 437076102 906 24611 SH SOLE 01 24611 0 0 HONEYWELL INTL INC COM 438516106 399 6981 SH SOLE 01 6981 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 885 38400 SH SOLE 02 38400 0 0 IESI BFC LTD COM 44951D108 932 39832 SH SOLE 01 39832 0 0 ING GROEP N V SPONSORED ADR 456837103 121 10074 SH SOLE 01 10074 0 0 INTEL CORP COM 458140100 576 26572 SH SOLE 01 26572 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 776 4729 SH SOLE 01 4729 0 0 ISHARES GOLD TRUST ISHARES 464285105 263 19911 SH SOLE 01 19911 0 0 ISHARES INC MSCI MEX INVEST 464286822 312 5042 SH SOLE 02 5042 0 0 ISHARES INC MSCI THAILAND 464286624 309 4789 SH SOLE 02 4789 0 0 ISHARES INC MSCI TURKEY FD 464286715 274 4132 SH SOLE 02 4132 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 261 9183 SH SOLE 01 9183 0 0 ISHARES TR BARCLY USAGG B 464287226 494 4740 SH SOLE 01 4740 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 1432 17098 SH SOLE 01 17098 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 907 8705 SH SOLE 01 8705 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 576 6279 SH SOLE 01 6279 0 0 ISHARES TR BARCLYS MBS BD 464288588 1358 13023 SH SOLE 01 13023 0 0 ISHARES TR BARCLYS SH TREA 464288679 421 3819 SH SOLE 01 3819 0 0 ISHARES TR BARCLYS TIPS BD 464287176 1027 9701 SH SOLE 01 9701 0 0 ISHARES TR HIGH YLD CORP 464288513 805 8766 SH SOLE 01 8766 0 0 ISHARES TR INDO INVS MRKT 46429B309 278 9542 SH SOLE 02 9542 0 0 ISHARES TR MSCI EAFE IDX 464287465 2088 34342 SH SOLE 01 34342 0 0 ISHARES TR MSCI EMERG MKT 464287234 2300 49460 SH SOLE 01 49460 0 0 ISHARES TR MSCI GRW IDX 464288885 1799 28822 SH SOLE 01 28822 0 0 ISHARES TR RUSSELL 2000 464287655 434 5435 SH SOLE 01 5435 0 0 ISHARES TR RUSSELL MCP GR 464287481 223 3769 SH SOLE 01 3769 0 0 ISHARES TR RUSSELL MIDCAP 464287499 457 4310 SH SOLE 01 4310 0 0 ISHARES TR S&P GLO INFRAS 464288372 253 6895 SH SOLE 01 6895 0 0 ISHARES TR S&P LTN AM 40 464287390 297 5511 SH SOLE 02 5511 0 0 ISHARES TR S&P MIDCAP 400 464287507 2008 21277 SH SOLE 01 21277 0 0 ISHARES TR SMLL CORE INDX 464288505 0 144380 SH SOLE 02 144380 0 0 ISHARES TR US PFD STK IDX 464288687 790 20199 SH SOLE 01 20199 0 0 ISTAR FINL INC COM 45031U101 191 24400 SH SOLE 02 24400 0 0 JA SOLAR HOLDINGS CO LTD NOTE 4.500% 5/1 466090AA5 0 851000 PRN SOLE 01 851000 0 0 JA SOLAR HOLDINGS CO LTD NOTE 4.500% 5/1 466090AA5 50509 53097000 SH SOLE 02 53097000 0 0 JETBLUE AIRWAYS CORP COM 477143101 87 15000 SH SOLE 01 15000 0 0 JOHNSON & JOHNSON COM 478160104 631 10365 SH SOLE 01 10365 0 0 JPMORGAN CHASE & CO COM 46625H100 767 17206 SH SOLE 01 17206 0 0 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 259 8670 SH SOLE 01 8670 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 538 17539 SH SOLE 01 17539 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2483 34492 SH SOLE 01 34492 0 0 KINROSS GOLD CORP COM NO PAR 496902404 197 11615 SH SOLE 01 11615 0 0 KOHLBERG CAPITAL CORP COM 500233101 358 51433 SH SOLE 02 51433 0 0 KRAFT FOODS INC CL A 50075N104 693 22229 SH SOLE 01 22229 0 0 LAS VEGAS SANDS CORP COM 517834107 392 8512 SH SOLE 01 8512 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 37 30805 SH SOLE 01 30805 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 71 40000 SH SOLE 01 40000 0 0 LILLY ELI & CO COM 532457108 239 6728 SH SOLE 01 6728 0 0 LILLY ELI & CO COM 532457108 372 10630 SH SOLE 02 10630 0 0 LIMELIGHT NETWORKS INC COM 53261M104 64 10000 SH SOLE 01 10000 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 3836 99395 SH SOLE 01 99395 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.875% 7/1 538034AB5 0 658000 PRN SOLE 01 658000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.875% 7/1 538034AB5 24784 27769000 SH SOLE 02 27769000 0 0 LUBYS INC COM 549282101 235 40000 SH SOLE 01 40000 0 0 LULULEMON ATHLETICA INC COM 550021109 451 5863 SH SOLE 01 5863 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 754 13235 SH SOLE 01 13235 0 0 MAIN STREET CAPITAL CORP COM 56035L104 3776 191585 SH SOLE 01 191585 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 1458 34180 SH SOLE 01 34180 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 367 19800 SH SOLE 02 19800 0 0 MCDONALDS CORP COM 580135101 838 11321 SH SOLE 01 11321 0 0 MERCK & CO INC NEW COM 58933y105 414 11490 SH SOLE 02 11490 0 0 MERCK & CO INC NEW COM 58933Y105 593 18024 SH SOLE 01 18024 0 0 MICROSOFT CORP COM 594918104 1273 45827 SH SOLE 01 45827 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 186 34637 SH SOLE 01 34637 0 0 MOSAIC CO COM 61945A107 9609 116435 SH SOLE 01 116435 0 0 NATIONAL FUEL GAS CO N J COM 636180101 565 8119 SH SOLE 01 8119 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 1797 50525 SH SOLE 01 50525 0 0 NETFLIX INC COM 64110L106 303 1378 SH SOLE 01 1378 0 0 NEXEN INC COM 65334H102 215 8883 SH SOLE 01 8883 0 0 NIKE INC CL B 654106103 393 4600 SH SOLE 02 4600 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 290 12242 SH SOLE 01 12242 0 0 NOKIA CORP SPONSORED ADR 654902204 162 14617 SH SOLE 01 14617 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 265 9901 SH SOLE 01 9901 0 0 NORTHROP GRUMMAN CORP COM 666807102 224 3217 SH SOLE 01 3217 0 0 NOVARTIS A G SPONSORED ADR 66987V109 225 3988 SH SOLE 01 3988 0 0 NUCOR CORP COM 670346105 208 4340 SH SOLE 01 4340 0 0 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 266 10000 SH SOLE 01 10000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 170 18956 SH SOLE 01 18956 0 0 NVIDIA CORP COM 67066G104 2504 97481 SH SOLE 01 97481 0 0 NYSE EURONEXT COM 629491101 313 10440 SH SOLE 02 10440 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 401 4114 SH SOLE 01 4114 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 384 4765 SH SOLE 01 4765 0 0 ORACLE CORP COM 68389X105 403 12353 SH SOLE 01 12353 0 0 PEPSICO INC COM 713448108 335 5250 SH SOLE 01 5250 0 0 PETROHAWK ENERGY CORP COM 716495106 483 23343 SH SOLE 01 23343 0 0 PFIZER INC COM 717081103 668 34634 SH SOLE 01 34634 0 0 PFIZER INC COM 717081103 1829 104446 SH SOLE 02 104446 0 0 PHILIP MORRIS INTL INC COM 718172109 802 13665 SH SOLE 01 13665 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 383 28561 SH SOLE 01 28561 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1862 29202 SH SOLE 01 29202 0 0 PMC COML TR SH BEN INT 693434102 523 61636 SH SOLE 02 61636 0 0 PNC FINL SVCS GROUP INC COM 693475105 320 5156 SH SOLE 01 5156 0 0 POTASH CORP SASK INC COM 73755L107 856 4718 SH SOLE 01 4718 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2758 96199 SH SOLE 01 96199 0 0 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 533 14222 SH SOLE 01 14222 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 323 17480 SH SOLE 01 17480 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 527 9186 SH SOLE 01 9186 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 558 16263 SH SOLE 01 16263 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 553 11320 SH SOLE 01 11320 0 0 PRICELINE COM INC COM NEW 741503403 419 967 SH SOLE 01 967 0 0 PROCTER & GAMBLE CO COM 742718109 1790 28138 SH SOLE 01 28138 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 535 13088 SH SOLE 01 13088 0 0 PROSHARES TR RAFI LG SHT FD 74347X310 253 5972 SH SOLE 01 5972 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 807 74730 SH SOLE 02 74730 0 0 PROSPERITY BANCSHARES INC COM 743606105 378 9220 SH SOLE 01 9220 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 229 38369 SH SOLE 01 38369 0 0 QUALCOMM INC COM 747525103 297 5373 SH SOLE 01 5373 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 268 3839 SH SOLE 01 3839 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 395 5672 SH SOLE 01 5672 0 0 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 432 8752 SH SOLE 01 8752 0 0 SALESFORCE COM INC COM 79466L302 318 2304 SH SOLE 01 2304 0 0 SANDERS MORRIS HARRIS GROUP COM 80000Q104 5767 822614 SH SOLE 01 822614 0 0 SANDISK CORP COM 80004c101 439 8800 SH SOLE 02 8800 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 351 10192 SH SOLE 01 10192 0 0 SCHLUMBERGER LTD COM 806857108 610 6834 SH SOLE 01 6834 0 0 SEADRILL LIMITED SHS G7945E105 356 10500 SH SOLE 02 10500 0 0 SEASPAN CORP SHS Y75638109 693 55780 SH SOLE 02 55780 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 329 4443 SH SOLE 01 4443 0 0 SIEMENS A G SPONSORED ADR 826197501 219 1721 SH SOLE 01 1721 0 0 SILICON GRAPHICS INTL CORP COM 82706L108 350 26450 SH SOLE 01 26450 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 277 29530 SH SOLE 01 29530 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 224 12658 SH SOLE 01 12658 0 0 SOLAR CAP LTD COM 83413U100 610 24600 SH SOLE 02 24600 0 0 SONUS NETWORKS INC COM 835916107 76 25000 SH SOLE 01 25000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1357 10304 SH SOLE 01 10304 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6300 48039 SH SOLE 01 48039 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4249 24757 SH SOLE 01 24757 0 0 SPECTRA ENERGY CORP COM 847560109 410 15669 SH SOLE 01 15669 0 0 ST JOE CO COM 790148100 221 8175 SH SOLE 01 8175 0 0 STERLING BANCSHARES INC COM 858907108 121 13483 SH SOLE 01 13483 0 0 STRYKER CORP COM 863667101 225 3841 SH SOLE 01 3841 0 0 SUNCOR ENERGY INC NEW COM 867224107 283 6880 SH SOLE 01 6880 0 0 SUNOCO INC COM 86764P109 381 9000 SH SOLE 01 9000 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 970 11357 SH SOLE 01 11357 0 0 SUNTRUST BKS INC COM 867914103 293 9313 SH SOLE 01 9313 0 0 SUPER MICRO COMPUTER INC COM 86800U104 177 11768 SH SOLE 01 11768 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 376 11450 SH SOLE 01 11450 0 0 TARGET CORP COM 87612E106 521 9593 SH SOLE 01 9593 0 0 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 217 18072 SH SOLE 01 18072 0 0 TELEFONICA S A SPONSORED ADR 879382208 460 6730 SH SOLE 02 6730 0 0 TEMPUR PEDIC INTL INC COM 88023U101 293 6351 SH SOLE 01 6351 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 269 4975 SH SOLE 01 4975 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 238 6100 SH SOLE 01 6100 0 0 TOTAL S A SPONSORED ADR 89151E109 304 5137 SH SOLE 01 5137 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 256 3023 SH SOLE 01 3023 0 0 TRANSCEND SERVICES INC COM NEW 893929208 315 16000 SH SOLE 01 16000 0 0 TRANSOCEAN LTD REG SHS H8817H100 497 6219 SH SOLE 01 6219 0 0 TRUSTMARK CORP COM 898402102 946 38956 SH SOLE 01 38956 0 0 UMB FINL CORP COM 902788108 201 4804 SH SOLE 01 4804 0 0 UNDER ARMOUR INC CL A 904311107 244 3836 SH SOLE 01 3836 0 0 UNITED STATES NATL GAS FUND UNIT 912318102 118 20152 SH SOLE 01 20152 0 0 US ECOLOGY INC COM 91732J102 216 13073 SH SOLE 01 13073 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1828 23046 SH SOLE 01 23046 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 240 4519 SH SOLE 02 4519 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 435 5586 SH SOLE 01 5586 0 0 VANGUARD INDEX FDS REIT ETF 922908553 638 11187 SH SOLE 01 11187 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2442 32583 SH SOLE 01 32583 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 510 7026 SH SOLE 02 7026 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 521 6681 SH SOLE 02 6681 0 0 VANGUARD INDEX FDS STK MRK ETF 922908769 536 7933 SH SOLE 01 7933 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 485 9876 SH SOLE 01 9876 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 252 5239 SH SOLE 02 5239 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2848 60510 SH SOLE 01 60510 0 0 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 279 9000 SH SOLE 01 9000 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2463 45590 SH SOLE 01 45590 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 394 10857 SH SOLE 01 10857 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 635 21745 SH SOLE 01 21745 0 0 WAL MART STORES INC COM 931142103 456 8142 SH SOLE 01 8142 0 0 WALGREEN CO COM 931422109 444 10483 SH SOLE 01 10483 0 0 WALTER ENERGY INC COM 93317Q105 366 2959 SH SOLE 01 2959 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 595 24273 SH SOLE 01 24273 0 0 WELLS FARGO & CO NEW COM 949746101 387 11822 SH SOLE 01 11822 0 0 WESTERN ASSETT MGD HI INCM F COM 95766L107 146 23684 SH SOLE 01 23684 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1361 28900 SH SOLE 01 28900 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 204 6807 SH SOLE 01 6807 0 0 WYNN RESORTS LTD COM 983134107 905 7662 SH SOLE 01 7662 0 0 YAHOO INC COM 984332106 333 20000 SH SOLE 02 20000 0 0 YUM BRANDS INC COM 988498101 1025 20786 SH SOLE 01 20786 0 0
-----END PRIVACY-ENHANCED MESSAGE-----