0001140361-14-006049.txt : 20140211 0001140361-14-006049.hdr.sgml : 20140211 20140211214410 ACCESSION NUMBER: 0001140361-14-006049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140207 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Raptor Pharmaceutical Corp CENTRAL INDEX KEY: 0001070698 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 860883978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 HAMILTON LANDING STREET 2: SUITE 160 CITY: NOVATO STATE: CA ZIP: 94949 BUSINESS PHONE: 415-408-6200 MAIL ADDRESS: STREET 1: 5 HAMILTON LANDING STREET 2: SUITE 160 CITY: NOVATO STATE: CA ZIP: 94949 FORMER COMPANY: FORMER CONFORMED NAME: Raptor Pharmaceutical Corp. DATE OF NAME CHANGE: 20090929 FORMER COMPANY: FORMER CONFORMED NAME: TorreyPines Therapeutics, Inc. DATE OF NAME CHANGE: 20061003 FORMER COMPANY: FORMER CONFORMED NAME: AXONYX INC DATE OF NAME CHANGE: 19990303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAMANT VIJAY B CENTRAL INDEX KEY: 0001198238 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25571 FILM NUMBER: 14596316 MAIL ADDRESS: STREET 1: 9373 TOWNE CENTRE DRIVE SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121-3088 4 1 doc1.xml FORM 4 X0306 4 2014-02-07 0 0001070698 Raptor Pharmaceutical Corp RPTP 0001198238 SAMANT VIJAY B C/O RAPTOR PHARMACEUTICAL CORP. 5 HAMILTON LANDING, SUITE 160 NOVATO CA 94949 1 0 0 0 Common Stock 2014-02-07 4 M 0 5000 5.13 A 5000 D Common Stock 2014-02-07 4 S 0 5000 15.0424 D 0 D Stock options (right to buy) 5.13 2014-02-07 4 M 0 5000 0 D 2011-12-22 2021-09-21 Common Stock 5000 0 D Stock options (right to buy) 14.74 2014-02-07 4 A 0 50000 0 D 2014-05-07 2024-02-07 Common Stock 50000 50000 D Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 9, 2013. Fully vested and exercisable. This transaction was executed in multiple trades at prices ranging from $14.57 to $15.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Stock options vest 25% per quarter from date of grant. Exhibit 24 - Power of Attorney attached. /s/ Mark Jones, Raptor Pharmaceutical Corp., Attorney-in-Fact 2014-02-11 EX-24 2 poa1.htm POWER OF ATTORNEY Unassociated Document

 

 
POWER OF ATTORNEY
 

 
Know all by these presents, that the undersigned hereby constitutes and appoints each of (i) Corporate Counsel of Raptor Pharmaceuticals Corp., a Delaware corporation (the “Company”), who is currently Mark Jones, (ii) the Company's Chief Compliance Officer, who is currently Paul Ross, (iii) the Company's Chief Financial Officer, who is currently Georgia Erbez, and (iv) the Company's Controller, who is currently Frank Lanza, and their respective successors, signing singly, the undersigned's true and lawful attorney-in-fact to:
 
 
 (1)
execute for and on behalf of the undersigned, in the undersigned's capacity as a director of the Company, Forms 3, 4 and 5 (including amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder and a Form ID, Uniform Application for Access Codes to File on EDGAR;
 
 
(2)
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 or Form ID and timely file such forms (including amendments thereto) and application with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
 
 
(3)
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.
 
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.  The undersigned agrees that each such attorney-in-fact herein may rely entirely on information furnished orally or in writing by the undersigned to such attorney-in-fact.
 
This Power of Attorney supersedes any power of attorney previously executed by the undersigned regarding the purposes outlined in the first paragraph hereof ("Prior Powers of Attorney"), and the authority of the attorneys-in-fact named in any Prior Powers of Attorney is hereby revoked.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier (a) revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact or (b) superseded by a new power of attorney regarding the purposes outlined in the first paragraph hereof dated as of a later date.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 29th day of January 2014.


s/  Vijay B. Samant
Vijay B. Samant