-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VF3Oy46XJVRLd/UujWTrzGNXtvvNTfqDS0KbpGJb90Jm1novPT/yI2G85rWExOB7 wwnKkPOZHWU+bcWVSXHNtw== 0000891377-01-000008.txt : 20010206 0000891377-01-000008.hdr.sgml : 20010206 ACCESSION NUMBER: 0000891377-01-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SABA SOFTWARE INC CENTRAL INDEX KEY: 0001070380 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943267638 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58995 FILM NUMBER: 1524704 BUSINESS ADDRESS: STREET 1: 2400 BRIDGE PARKWAY STREET 2: SIOTE 150 CITY: REDWOOD SHORES STATE: CA ZIP: 94065-1166 BUSINESS PHONE: 6506963822 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LONDON PACIFIC GROUP LTD CENTRAL INDEX KEY: 0000891377 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: MINDEN HSE,MINDEN PL ST HELIER JERSEY STREET 2: CHANNEL ISLANDS U K JE2 4WQ STATE: X0 BUSINESS PHONE: 011441534607700 MAIL ADDRESS: STREET 1: MINDEN HSE,MINDEN PL ST HELIER JERSEY STREET 2: CHANNEL ISLANDS U K JE2 4WQ STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: GOVETT & CO LTD DATE OF NAME CHANGE: 19930608 SC 13G 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )(1) SABA SOFTWARE INC - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 784932105 - -------------------------------------------------------------------------------- (CUSIP Number) December 31st 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c)(3) [_] Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (SC13G-07/99) CUSIP No. 784932105 13G Page 2 of 6 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) LONDON PACIFIC LIFE & ANNUITY COMPANY I.R.S. NO: 68-0202880 OF REPORTING PERSON ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION NORTH CAROLINA ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 1,973,463 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 2,456,151 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,973,463 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 2,456,151 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,456,151 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IC ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 784932105 13G Page 3 of 6 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BERKELEY INTERNATIONAL CAPITAL LIMITED I.R.S. N/A OF REPORTING PERSON ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION GUERNSEY CHANNEL ISLANDS ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 482,688 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 2,456,151 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 482,688 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 2,456,151 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,456,151 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IV ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 784932105 13G Page 4 of 6 Pages ________________________________________________________________________________ Item 1(a). Name of Issuer: SABA SOFTWARE INC ________________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 2400 Bridge Parkway Redwood Shores, CA 94065 ________________________________________________________________________________ Item 2(a). Name of Person Filing: 1. LONDON PACIFIC LIFE & ANNUITY COMPANY (LPLAC) 2. BERKELEY INTERNATIONAL CAPITAL LIMITED (BICL) ________________________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: 1. LPLAC - 3109 POPLAR WOOD COURT, SUITE 108, RALEIGH, NC 24604 2. BICL - MINDEN HOUSE, 6 MINDEN PLACE, ST HELIER, JERSEY, C.I. ________________________________________________________________________________ Item 2(c). Citizenship: 1. LPLAC - NORTH CAROLINA 2. BICL - GUERNSEY, CHANNEL ISLANDS ________________________________________________________________________________ Item 2(d). Title of Class of Securities: COMMON STOCK ________________________________________________________________________________ Item 2(e). CUSIP Number: 784932105 ________________________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] CUSIP No. 784932105 13G Page 5 of 6 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: SEE ITEMS 5-11 OF COVER PAGE (b) Percent of class: (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote , (ii) Shared power to vote or to direct the vote , (iii) Sole power to dispose or to direct the disposition of , (iv) Shared power to dispose or to direct the disposition of ________________________________________________________________________________ Item 5. Ownership of Five Percent or Less of a Class. NOT APPLICABLE ________________________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. NOT APPLICABLE ________________________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. THE SCHEDULE 13G IS FILED BY LONDON PACIFIC GROUP LIMITED ON BEHALF OF 1.BERKELEY INTERNATIONAL CAPITAL LIMITED 2.LONDON PACIFIC LIFE & ANNUITY COMPANY ________________________________________________________________________________ Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE ________________________________________________________________________________ Item 9. Notice of Dissolution of Group. NOT APPLICABLE ________________________________________________________________________________ Item 10. Certifications. (b) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(c): "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect." Page 6 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5th 2001 ---------------------------------------- (Date) 1. LPLAC - By /s/ Susan Y. Gressel ---------------------------------------- Susan Y. Gressel Vice President and Treasurer London Pacific Life & Annuity Comapny ---------------------------------------- (Name/Title) 2. BICL - By /s/ Ronald W. Green ---------------------------------------- Ronald W. Green Director - Berkeley International Capital Limited ---------------------------------------- (Name/Title) Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties for whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----