SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SIMBERG BRUCE

(Last) (First) (Middle)
3661 WEST OAKLAND PARK BLVD
SUITE 300

(Street)
LAUDERDALE LAKES FL 33311

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
21ST CENTURY HOLDING CO [ TCHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/21/2008
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/21/2008 X 9,430 A $6.667 146,680 D
Common Stock 02/21/2008 S 1,690 D $13.4512 144,990 D
Common Stock 02/21/2008 S 1,000 D $13.453 143,990 D
Common Stock 02/21/2008 S 1,000 D $13.454 142,990 D
Common Stock 02/21/2008 S 1,000 D $13.456 141,990 D
Common Stock 02/21/2008 S 1,000 D $13.457 140,990 D
Common Stock 02/21/2008 S 1,000 D $13.462 139,990 D
Common Stock 02/21/2008 S 1,000 D $13.483 138,990 D
Common Stock 02/21/2008 S 1,000 D $13.5002 137,990 D
Common Stock 02/21/2008 S 740 D $13.5268 137,250 D
Common Stock 02/22/2008 X 4,070 A $6.667 141,320 D
Common Stock 02/22/2008 X 1,030 A $8.333 142,350 D
Common Stock 02/22/2008 S 686 D $13.11 141,664 D
Common Stock 02/22/2008 S 114 D $13.12 141,550 D
Common Stock 02/22/2008 S 1,000 D $13.16 140,550 D
Common Stock 02/22/2008 S 700 D $13.26 139,850 D
Common Stock 02/22/2008 S 200 D $13.27 139,650 D
Common Stock 02/22/2008 S 1,000 D $13.3 138,650 D
Common Stock 02/22/2008 S 1,400 D $13.33 137,250 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options $6.667 02/21/2008 X 4,500 11/05/1999(1) 11/05/2008 Common Stock 4,500 $6.667 0 D
Options $6.667 02/21/2008 X 4,500 06/06/2001(1) 06/06/2010 Common Stock 4,500 $6.667 0 D
Options $6.667 02/21/2008 X 430 06/05/2002(1) 06/05/2011 Common Stock 430 $6.667 4,070 D
Options $6.667 02/22/2008 X 4,070 06/05/2002(1) 06/05/2011 Common Stock 4,070 $6.667 0 D
Options $8.333 02/22/2008 X 1,030 06/04/2003(1) 06/04/2011 Common Stock 1,030 $8.333 13,970 D
Options $15.79 12/05/2006(2) 12/05/2011 Common Stock 10,000 10,000 D
Options $13.17 12/06/2008(2) 12/06/2013 Common Stock 500 500 D
Options $12.58 01/30/2009(2) 01/30/2014 Common Stock 4,500 4,500 D
Explanation of Responses:
1. Options are fully vested.
2. Options vest 20% per year.
Remarks:
Bruce Simberg 02/25/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.