-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TE8kQ9dLVE0n1jxjnEXZLq+czoAruxwKE2QDLr0p4yt80Y+ckO4bTizBiX27dk+1 KRgLG8o/m+U6hzfBJ2CwjA== 0000905718-08-000547.txt : 20081114 0000905718-08-000547.hdr.sgml : 20081114 20081114084845 ACCESSION NUMBER: 0000905718-08-000547 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GALLEN JONATHAN CENTRAL INDEX KEY: 0001069726 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13032 FILM NUMBER: 081187173 BUSINESS ADDRESS: BUSINESS PHONE: 2128912132 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13fsept08.txt FM13F FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: [ ] This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jonathan Gallen Address: c/o Ahab Capital Management, Inc. 299 Park Avenue, 17th Floor New York, NY 10171 --------------------------------------------------------------- Form 13F File Number: --------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jonathan Gallen ----------------------- Title: Investment Manager ----------------------- Phone: (212) 653-1016 ----------------------- Signature, Place, and Date of Signing: /s/ Jonathan Gallen New York, NY November 14, 2008 - --------------------------- ------------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 - -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 13 - -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $ 88,603 (thousands) - -------------------------------------------------------------------------------- List of Other Included Managers: 0 FORM 13F INFORMATION TABLE FORM 13F September 30, 2008
- ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Value Shares or SH/ Put/ Investment Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prin. Amt. PRN Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AERCAP HOLDINGS NV SHS N00985106 $ 3,149 296,779 SH SOLE N/A 296,779 BAUER EDDIE HLDGS INC COM 071625107 $ 9,229 1,725,000 SH SOLE N/A 1,725,000 COSI INC. COM 22122P101 $ 7,565 4,450,000 SH SOLE N/A 4,450,000 GENERAL FINANCE CORP COM 369822101 $11,025 1,750,000 SH SOLE N/A 1,750,000 IDEARC INC COM 451663108 $ 3,125 2,500,000 SH SOLE N/A 2,500,000 MOLECULAR INSIGHT PHARM INC COM 60852M104 $ 2,304 300,000 SH SOLE N/A 300,000 PRG-SCHULTZ INTL INC COM NEW 69357C503 $12,544 1,400,000 SH SOLE N/A 1,400,000 RAM HOLDINGS LTD SHS G7368R104 $ 840 500,000 SH SOLE N/A 500,000 SEATTLE GENETICS INC COM 812578102 $32,727 3,058,625 SH SOLE N/A 3,058,625 SEATTLE GENETICS INC COM 812578102 $ 59 5,500 SH OTHER N/A 5,500 TRONOX INC CL A 897051108 $ 113 750,000 SH SOLE N/A 750,000 TRONOX INC CL B 897051207 $ 342 3,106,000 SH SOLE N/A 3,106,000 XTO ENERGY INC COM 98385X106 $ 5,582 120,000 SH SOLE N/A 120,000
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