0001183755-19-000005.txt : 20190513
0001183755-19-000005.hdr.sgml : 20190513
20190513175212
ACCESSION NUMBER: 0001183755-19-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190510
FILED AS OF DATE: 20190513
DATE AS OF CHANGE: 20190513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARANO BANDEL L
CENTRAL INDEX KEY: 0001183755
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 19819741
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 1300
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oak Investment Partners XIII, Limited Partnership
CENTRAL INDEX KEY: 0001466232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 19819742
BUSINESS ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 203-226-8346
MAIL ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OAK INVESTMENT PARTNERS X LTD PARTNERSHIP
CENTRAL INDEX KEY: 0001131676
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 19819743
BUSINESS ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 2032268346
MAIL ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OAK X AFFILIATES FUND LP
CENTRAL INDEX KEY: 0001143824
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 19819744
BUSINESS ADDRESS:
STREET 1: 901 MAIN AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 2032268346
MAIL ADDRESS:
STREET 1: 901 MAIN AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06851
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OAK INVESTMENT PARTNERS IX L P
CENTRAL INDEX KEY: 0001095761
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 19819745
BUSINESS ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 2032268346
MAIL ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OAK IX AFFILIATES FUND LP
CENTRAL INDEX KEY: 0001112201
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 19819746
BUSINESS ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 203-226-8346
MAIL ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OAK IX AFFILIATES FUND A LP
CENTRAL INDEX KEY: 0001112125
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 19819747
BUSINESS ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
BUSINESS PHONE: 203-226-8346
MAIL ADDRESS:
STREET 1: 901 MAIN AVENUE
STREET 2: SUITE 600
CITY: NORWALK
STATE: CT
ZIP: 06851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001069258
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 133818604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 10680 TREENA STREET
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92131
BUSINESS PHONE: 858-812-7300
MAIL ADDRESS:
STREET 1: 10680 TREENA STREET
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92131
FORMER COMPANY:
FORMER CONFORMED NAME: WIRELESS FACILITIES INC
DATE OF NAME CHANGE: 19990817
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-05-10
0001069258
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
KTOS
0001183755
CARANO BANDEL L
C/O OAK INVESTMENT PARTNERS
901 MAIN AVENUE, SUITE 600
NORWALK
CT
06851
1
0
1
0
0001466232
Oak Investment Partners XIII, Limited Partnership
901 MAIN AVENUE
SUITE 600
NORWALK
CT
06851
0
0
1
0
0001131676
OAK INVESTMENT PARTNERS X LTD PARTNERSHIP
901 MAIN AVENUE
SUITE 600
NORWALK
CT
06851
0
0
1
0
0001143824
OAK X AFFILIATES FUND LP
901 MAIN AVENUE
SUITE 600
NORWALK
CT
06851
0
0
1
0
0001095761
OAK INVESTMENT PARTNERS IX L P
901 MAIN AVENUE
SUITE 600
NORWALK
CT
06851
0
0
1
0
0001112201
OAK IX AFFILIATES FUND LP
901 MAIN AVENUE
SUITE 600
NORWALK
CT
06851
0
0
1
0
0001112125
OAK IX AFFILIATES FUND A LP
901 MAIN AVENUE
SUITE 600
NORWALK
CT
06851
0
0
1
0
Director Option (Right to Buy)
17.81
2019-05-10
4
A
0
787
A
2019-05-10
2029-05-10
Common Stock
787
82231
D
Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective May 10, 2019.
The Director Options became fully exerciseable on the date of the grant.
Includes Director Option to purchase 101 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 2 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 684 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII.
Not applicable.
Bandel L. Carano is a Director of the Issuer.
This Form 4 is being filed by Bandel L. Carano, Oak XIII, Oak X, Oak X Affiliates, Oak Investment Partners IX, Limited Partnership, Oak IX Affiliates Fund, Limited Partnership, and Oak IX Affiliates Fund-A, Limited Partnership, collectively the "Reporting Persons". Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting Person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any such securities for purposes of Section 16 or for any other purpose.
Bandel L. Carano
2019-05-13
/s/ Bandel L. Carano, Managing Member of Oak Associates XIII, LLC, general partner of Oak Investment Partners XIII, Limited Partnership
2019-05-13
/s/ Bandel L. Carano, Managing Member of Oak Associates X, LLC, general partner of Oak Investment Partners X, Limited Partnership
2019-05-13
/s/ Bandel L. Carano, Managing Member of Oak X Affiliates, LLC, general partner of Oak X Affiliates Fund, Limited Partnership
2019-05-13
/s/ Bandel L. Carano, Managing Member of Oak Associates IX, LLC, general partner of Oak Investment Partners IX, Limited Partnership
2019-05-13
/s/ Bandel L. Carano, Managing Member of Oak IX Affiliates, LLC, general partner of Oak IX Affiliates Fund, Limited Partnership
2019-05-13
/s/ Bandel L. Carano, Managing Member of Oak IX Affiliates, LLC, general partner of Oak IX Affiliates Fund-A, Limited Partnership
2019-05-13