0001094718-24-000001.txt : 20240104 0001094718-24-000001.hdr.sgml : 20240104 20240104211837 ACCESSION NUMBER: 0001094718-24-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lund Deanna H CENTRAL INDEX KEY: 0001094718 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 24514304 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER NAME: FORMER CONFORMED NAME: LUND DEANNA HOM DATE OF NAME CHANGE: 20030801 FORMER NAME: FORMER CONFORMED NAME: HOM DEANNA DATE OF NAME CHANGE: 20030702 FORMER NAME: FORMER CONFORMED NAME: PETERSEN DEANNA HOM DATE OF NAME CHANGE: 19990913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-01-02 0 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001094718 Lund Deanna H 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131 1 1 0 0 EVP & CFO 1 Common Stock 2024-01-02 4 S 0 6000 20.14 D 153284 D Common Stock 2024-01-03 4 M 0 15000 0 A 168284 D Common Stock 2024-01-03 4 F 0 7463 18.5 D 160821 D Common Stock 2024-01-03 4 M 0 15000 0 A 175821 D Common Stock 2024-01-03 4 F 0 7880 18.5 D 167941 D Common Stock 2024-01-03 4 M 0 15000 0 A 182941 D Common Stock 2024-01-03 4 F 0 7463 18.5 D 175478 D Common Stock 2024-01-04 4 M 0 75000 0 A 250478 D Common Stock 2024-01-04 4 F 0 37313 18.53 D 213165 D Common Stock 2024-01-04 4 M 0 15000 0 A 228165 D Common Stock 2024-01-04 4 F 0 7463 18.53 D 220702 D Restricted Stock Units 2024-01-04 4 A 0 75000 0 A Common Stock 75000 75000 D Restricted Stock Units 2024-01-03 4 M 0 15000 0 D Common Stock 15000 15000 D Restricted Stock Units 2024-01-03 4 M 0 15000 0 D Common Stock 15000 45000 D Restricted Stock Units 2024-01-03 4 M 0 15000 0 D Common Stock 15000 60000 D Restricted Stock Units 2024-01-04 4 M 0 75000 0 D Common Stock 75000 0 D Restricted Stock Units 2024-01-04 4 M 0 15000 0 D Common Stock 15000 30000 D This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended August 18, 2023. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 75,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,527 shares held through Issuer's 401(k). Deanna H. Lund, by Eva Yee, Attorney-In-Fact 2024-01-04