LMP Corporate Loan Fund Inc.
|
(Name of Issuer)
|
Common Stock, par value $.001 per share
|
(Title Class of Securities)
|
50208B100
|
(CUSIP Number)
|
December 31, 2014
|
(Date of Event Which Requires Filing of this Statement)
|
CUSIP No. 50208B100
|
1.
|
Name of Reporting Person.
I.R.S. Identification No. of above person (entities only).
Dean Investment Associates, LLC
31-0861689
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(See Instructions) N/A |
(a) ☐
(b) ☐
|
|
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization:
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Ohio, USA
|
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
5.
|
Sole Voting Power
|
412,192
|
6.
|
Shared Voting Power
|
0
|
|
7.
|
Sole Dispositive Power
|
502,706
|
|
8.
|
Shared Dispositive Power
|
0
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
502,706
|
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):
|
N/A
|
|
11.
|
Percent of Class Represented by Amount in Row (9):
|
5.1%
|
|
12.
|
Type of Reporting Person (See Instructions)
|
IA
|
CUSIP No. 50208B100
|
1.
|
Name of Reporting Person.
I.R.S. Identification No. of above person (entities only).
C.H. Dean, LLC
31-0861689
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(See Instructions) N/A |
(a) ☐
(b) ☐
|
|
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization:
|
Ohio, USA
|
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
5.
|
Sole Voting Power
|
412,192
|
6.
|
Shared Voting Power
|
0
|
|
7.
|
Sole Dispositive Power
|
502,706
|
|
8.
|
Shared Dispositive Power
|
0
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
502,706
|
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):
|
N/A
|
|
11.
|
Percent of Class Represented by Amount in Row (9):
|
5.1%
|
|
12.
|
Type of Reporting Person (See Instructions)
|
OO
|
CUSIP No. 50208B100
|
1.
|
Name of Reporting Person.
I.R.S. Identification No. of above person (entities only).
The C.H. Dean Companies, LLC
27-3351448
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(See Instructions) N/A |
(a) ☐
(b) ☐
|
|
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization:
|
Ohio, USA
|
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
5.
|
Sole Voting Power
|
412,192
|
6.
|
Shared Voting Power
|
0
|
|
7.
|
Sole Dispositive Power
|
502,706
|
|
8.
|
Shared Dispositive Power
|
0
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
502,706
|
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):
|
N/A
|
|
11.
|
Percent of Class Represented by Amount in Row (9):
|
5.1%
|
|
12.
|
Type of Reporting Person (See Instructions)
|
HC
|
CUSIP No. 50208B100
|
1.
|
Name of Reporting Person.
I.R.S. Identification No. of above person (entities only).
Dean Capital Management, LLC
26-1309687
|
||
2.
|
Check the Appropriate Box if a Member of a Group
(See Instructions) N/A |
(a) ☐
(b) ☐
|
|
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization:
|
Kansas, USA
|
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
5.
|
Sole Voting Power
|
0
|
6.
|
Shared Voting Power
|
0
|
|
7.
|
Sole Dispositive Power
|
502,706
|
|
8.
|
Shared Dispositive Power
|
0
|
|
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
502,706
|
|
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):
|
N/A
|
|
11.
|
Percent of Class Represented by Amount in Row (9):
|
5.1%
|
|
12.
|
Type of Reporting Person (See Instructions)
|
IA
|
(a) | Name of Issuer |
(b) | Address of Issuer’s Principal Executive Offices |
(a) | Name of Persons Filing |
(b) | Address of Principal Business Office or, if none, Residence |
(c) | Citizenship |
(d) | Title of Class of Securities |
(e) | CUSIP Number |
(a)
|
☐ |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
(b)
|
☐ |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
(c)
|
☐ |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
(d)
|
☐ |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
|
(e)
|
☒ |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
(f)
|
☐ |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
(g)
|
☐ |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
(h)
|
☐ |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
(i)
|
☐ |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
(j)
|
☐ |
Group, in accordance with§240.13d-1(b)(1)(ii)(J).
|
(a)
|
Amount beneficially owned: 502,706
|
||
(b)
|
Percent of class: 5.1%
|
||
(c)
|
Number of shares as to which the person has:
|
||
(i)
|
Sole power to vote or to direct the vote 412,192
|
||
(ii)
|
Shared power to vote or to direct the vote 0
|
||
(iii)
|
Sole power to dispose or to direct the disposition of 502,706
|
||
(iv)
|
Shared power to dispose or to direct the disposition of 0
|
Dean Investment Associates, LLC
|
|
February 12, 2015
|
|
Date
|
|
/s/ Debra E. Rindler | |
Signature
|
|
Debra E. Rindler
|
|
Secretary, Treasurer, CFO, CCO
|
|
Name/Title
|
|
C.H. Dean, LLC
|
|
February 12, 2015
|
|
Date
|
|
/s/ Debra E. Rindler
|
|
Signature
|
|
Debra E. Rindler
|
|
Secretary, Treasurer, CFO
|
|
Name/Title
|
|
The C.H. Dean Companies, LLC
|
|
February 12, 2015
|
|
Date
|
|
/s/ Debra E. Rindler | |
Signature
|
|
Debra E. Rindler
|
|
Secretary, Treasurer, CFO
|
|
Name/Title
|
|
Dean Capital Management, LLC
|
|
February 12, 2015
|
|
Date
|
|
/s/ Douglas A. Leach | |
Signature
|
|
Douglas A. Leach
|
|
LLC Member, Portfolio Manager, CCO
|
|
Name/Title
|
Dean Investment Associates, LLC
|
C.H. Dean, LLC
|
|||
By:
|
/s/ Debra E. Rindler
|
By:
|
/s/ Debra E. Rindler
|
|
Name: Debra E. Rindler
Title: Secretary, Treasurer, CFO, CCO
|
Name: Debra E. Rindler
Title: Secretary, Treasurer, CFO
|
|||
Dean Capital Management, LLC
|
The C.H. Dean Companies, LLC
|
|||
By:
|
/s/ Douglas A. Leach
|
By:
|
/s/ Debra E. Rindler
|
|
Name: Douglas A. Leach
Title: LLC Member, Portfolio Mgr, CCO
|
Name: Debra E. Rindler
Title: Secretary, Treasurer, CFO
|