-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D9+X49abRVo72xIgwNlZ9FyEV1EuLLS/TDZzVvzaAnWvITnyCeNiNF394cNub10n IgBduZfNfZ0pAAkN3lnztw== 0000899243-02-000265.txt : 20020414 0000899243-02-000265.hdr.sgml : 20020414 ACCESSION NUMBER: 0000899243-02-000265 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROSPERITY BANCSHARES INC CENTRAL INDEX KEY: 0001068851 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742331986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55199 FILM NUMBER: 02541344 BUSINESS ADDRESS: STREET 1: 4295 SAN FELIPE STREET 2: N/A CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136939300 MAIL ADDRESS: STREET 1: 4295 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZALMAN DAVID CENTRAL INDEX KEY: 0001077785 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 316 E CALHOUN CITY: EL CAMPO STATE: TX ZIP: 77437 MAIL ADDRESS: STREET 1: 316 E CALHOUN CITY: EL CAMPO STATE: TX ZIP: 77437 SC 13G/A 1 dsc13ga.txt DAVID ZALMAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Prosperity Bancshares, Inc. --------------------------- (Name of Issuer) Common Stock $1.00 Par Value Per Share -------------------------------------- (Title of Class of Securities) 743606 10 5 ---------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). =============================================================================== CUSIP NO. 743606 10 5 13G Page 2 of 5 pages ----------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). David Zalman - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] None (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 377,250 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 377,250 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 377,250 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 4.7% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ Page 2 of 5 Item 1(a) Name of issuer: The name of the issuer is Prosperity Bancshares, Inc. ("Bancshares"). Item 1(b) Address of issuer's principal executive offices: 3295 San Felipe, Houston, Texas 77027 Item 2(a) Name of person filing: The reporting person is David Zalman. Item 2(b) Address or principal business office or, if none, residence: The address of David Zalman is 1301 N. Mechanic, El Campo, Texas 77437. Item 2(c) Citizenship: David Zalman is a citizen of the United States of America. Item 2(d) Title of class of securities: The class of securities of Bancshares owned beneficially by David Zalman is common stock, $1.00 par value (the "Common Stock"). Item 2(e) CUSIP Number: 743606 10 5 Item 3 Not applicable Item 4. Ownership. (a) Amount of securities beneficially owned: 377,250 shares of Common Stock. Such amount includes 6,616 shares held of record by Mr. Zalman as custodian for his minor children and 4,600 shares deemed to be beneficially owned by Mr. Zalman by virtue of his option to acquire such shares within 60 days pursuant to an Amended and Restated Incentive Stock Option Agreement between him and Bancshares. (b) Percent of class: 4.7%. Page 3 of 5 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 377,250 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 377,250 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of 5 Percent or Less of a Class. As of December 31, 2001, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. Item 6. Ownership of More than 5 Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. Not applicable Page 4 of 5 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2002 ---------------------- (Date) /s/ David Zalman ---------------------- (Signature) David Zalman ---------------------- (Name/Title) Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----