0000906344-11-000199.txt : 20111108
0000906344-11-000199.hdr.sgml : 20111108
20111108130111
ACCESSION NUMBER: 0000906344-11-000199
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111108
DATE AS OF CHANGE: 20111108
EFFECTIVENESS DATE: 20111108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAN FRANCISCO SENTRY INVESTMENT GROUP
CENTRAL INDEX KEY: 0001068811
IRS NUMBER: 943182508
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07260
FILM NUMBER: 111187014
BUSINESS ADDRESS:
STREET 1: 100 PINE STREET
STREET 2: SUITE 2700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4152299000
MAIL ADDRESS:
STREET 1: 100 PINE STREET
STREET 2: SUITE 2700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
sfs3q11.txt
FORM 13F - THIRD QUARTER 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/11
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
SAN FRANCISCO SENTRY INVESTMENT GROUP
100 Pine Street, Suite 2700
San Francisco, CA 94111
Form 13F File Number: 028-07260
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard E. Dirickson, Jr.
Title: Chairman and Secretary
Phone: (415) 229-9000
Signature, Place and Date of Signing:
/s/ Richard E. Dirickson, Jr. San Francisco, CA November 7, 2011
----------------------------- ------------------------ ------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 706
Form 13F Information Table Value Total (x$1000): 545,477
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE - THIRD QUARTER 2011
SAN FRANCISCO SENTRY INVESTMENT GROUP
TITLE
OF VALUE SHARES/ SH/ PUT INVST OTH VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRN MGRS SOLE SHARED NONE
=====================================================================================================================
ABB LTD ADR F SPONSORED ADR 1 ADR 000375204 2 125 SH Sole 125
BAIDU INC ADR F SPONSORED ADR ADR 056752108 122 1140 SH Sole 1140
BHP BILLITON LTD SPONSORED ADR ADR 088606108 286 4300 SH Sole 100 4200
BP PLC ADR F SPONSORED ADR 1 A ADR 055622104 1377 38184 SH Sole 30534 7650
CHINA MOBILE LIMITED SPONSORED ADR 16941m109 34 700 SH Sole 700
CHINA UNICOM - ADR ADR 16945R104 31 1500 SH Sole 1500
GLAXOSMITHKLINE PLC ADRF SPONS ADR 37733w105 165 3986 SH Sole 3986
MELCO CROWN ENTMT ADR F SPONSO ADR 585464100 3 400 SH Sole 400
NATIONAL GRID PLC ADR F SPONSO ADR 636274300 97 1955 SH Sole 1955
NESTLE S A REG B ADR F 1 ADR R ADR 641069406 614 11125 SH Sole 4625 6500
NOKIA CORP SPON ADR F 1 ADR RE ADR 654902204 161 28465 SH Sole 27465 1000
NOVARTIS A G SPON ADR F SPONSO ADR 66987v109 1804 32345 SH Sole 22495 9850
NOVO NORDISK A/S-ADR RPSTG 1/2 ADR 670100205 119 1200 SH Sole 1200
RECKITT BENCKISER ADR F UNSPON ADR 756255105 7 650 SH Sole 650
RIO TINTO PLC SPON ADR F SPONS ADR 204412209 268 6070 SH Sole 6070
ROCHE HLDG LTD SPON ADRF 1 ADR ADR 771195104 2745 67800 SH Sole 67800
ROYAL DUTCH SHELL A ADRF SPONS ADR 780259206 1234 20057 SH Sole 19057 1000
SANOFI ADR F SPONSORED ADR 2 A ADR 80105N105 13 400 SH Sole 400
SIEMENS A G ADR F 1 ADR REP 1 ADR 826197501 938 10450 SH Sole 2350 8100
SOCIEDAD QUIMICA MINERA DE CHI ADR 833635105 191 4000 SH Sole 4000
TELECOM CORP OF NEW ZEALAND LT ADR 879278208 40 4000 SH Sole 4000
TOTAL S A ADR F 1 ADR REP 1 OR ADR 89151e109 1888 43032 SH Sole 42282 750
VALE SA ADR F SPONSORED ADR 1 ADR 91912e105 296 13000 SH Sole 13000
3M COMPANY COM 88579y101 5716 79623 SH Sole 74023 5600
8 X 8 INC COM 282914100 45 11000 SH Sole 11000
A T & T INC NEW COM 00206r102 3391 118906 SH Sole 113056 5850
A V I BIOPHARMA INC COM 002346104 1 750 SH Sole 750
ABB LTD NEW ORD F SWISS SHARES COM H0010V101 15 850 SH Sole 850
ABBOTT LABORATORIES COM 002824100 2851 55747 SH Sole 54497 1250
ABERCROMBIE & FITCH CO COM 002896207 142 2300 SH Sole 2300
ACE LIMITED COM h0023r105 364 6000 SH Sole 6000
ACTIVISION BLIZZARD INC COM 00507v109 95 8000 SH Sole 8000
ADOBE SYSTEMS INC COM 00724f101 7071 292540 SH Sole 292540
AFLAC INC COM 001055102 21 600 SH Sole 600
AGILENT TECHNOLOGIES INC COM 00846u101 367 11759 SH Sole 11759
AIR PROD & CHEMICALS INC COM 009158106 2926 38307 SH Sole 38307
AK STEEL HOLDING CORP COM 001547108 7 1000 SH Sole 1000
ALCOA INC COM 013817101 235 24582 SH Sole 24582
ALLERGAN INC COM 018490102 148 1800 SH Sole 1000 800
ALLIANCE RESOURCE PARTNERS L P COM 01877r108 20 300 SH Sole 300
ALLIANCEBERNSTEIN INCM COM 01881e101 6 782 SH Sole 782
ALLSCRIPTS MISYS HEALTHCARE SO COM 01988P108 180 10000 SH Sole 10000
ALLSTATE CORPORATION COM 020002101 441 18600 SH Sole 18600
ALPS TRUST ETF ALERIAN MLP COM 00162q866 189 12416 SH Sole 11266 1150
ALTAIR NANOTECHNOLOGIES COM 021373105 135 100761 SH Sole 100761
ALTRIA GROUP INC COM 02209s103 1100 41036 SH Sole 27362 13674
AMAZON COM INC COM 023135106 439 2030 SH Sole 2030
AMER ELECTRIC PWR CO INC COM 025537101 70 1840 SH Sole 1840
AMERICA MOVIL SAB DE CV ADR COM 02364w105 4 200 SH Sole 200
AMERICAN EXPRESS COMPANY COM 025816109 1724 38393 SH Sole 37283 1110
AMERICAN INTL GROUP COM 026874107 2 75 SH Sole 75
AMERICAN STATES WATER CO HOLDI COM 029899101 7 200 SH Sole 200
AMERICAN TOWER CORP CL A COM 029912201 104 1930 SH Sole 1930
AMERIPRISE FINL INC COM 03076c106 3 66 SH Sole 66
AMERN SUPERCONDUCTOR CP COM 030111108 2 400 SH Sole 400
AMGEN INCORPORATED COM 031162100 6420 116842 SH Sole 4909 111933
AMPLIPHI BIOSCIENCES CORPCOM COM 03211p103 0 60 SH Sole 60
AMR CORP DEL COM 001765106 37 12658 SH Sole 12658
ANADARKO PETROLEUM CORP COM 032511107 700 11098 SH Sole 1528 9570
ANALOG DEVICES COM 032654105 2656 85000 SH Sole 85000
ANDERSON ENERGY LTD COM 033839101 1 1500 SH Sole 1500
ANNALY CAPITAL MGMT REIT COM 035710409 105 6300 SH Sole 6300
AOL TIME WARNER INC COM 00184a105 0 6 SH Sole 6
APACHE CORP COM 037411105 1870 23305 SH Sole 18205 5100
APERAM F NEW YORK REGISTERED COM 03754h104 0 5 SH Sole 5
APPLE INC COM 037833100 4100 10756 SH Sole 5305 5451
APPLIED MATERIALS INC COM 038222105 29 2845 SH Sole 1650 1195
AQUA AMERICA INC COM 03836w103 41 1900 SH Sole 1900
ARC RESOURCES LTD SHS COM 00208d408 174 8100 SH Sole 8100
ARCELOR MITTAL NY NEW F NEW YO COM 60684p101 2 100 SH Sole 100
ARCHER-DANIELS-MIDLND CO COM 039483102 5 200 SH Sole 200
ARES CAPITAL CORP COM 04010L103 69 4980 SH Sole 4980
ARRIS GROUP INC COM 04269q100 95 9269 SH Sole 9269
ARUBA NETWORKS INC COM 043176106 3 150 SH Sole 150
ASTRAZENECA PLC ADR F SPONSORE COM 046353108 239 5395 SH Sole 5395
ATLANTIC POWER CORP NEWF COM 04878q863 6 400 SH Sole 400
ATMEL CORP COM 049513104 3 375 SH Sole 375
ATMOS ENERGY CORP COM 049560105 8 250 SH Sole 250
ATP OIL & GAS CORP. COM 00208j108 23 3000 SH Sole 3000
AUTO DATA PROCESSING COM 053015103 493 10460 SH Sole 10460
AUTOZONE INC COM 053332102 1069 3350 SH Sole 3350
AVATEX CORP COM 00765f101 2 500 SH Sole 500
AVERY DENNISON CORP COM 053611109 372 14835 SH Sole 14835
AVON PRODUCTS INC COM 054303102 145 7400 SH Sole 7400
B P PRUDHOE BAY RLTY TR ROYALT COM 055630107 1543 14642 SH Sole 14642
BABCOCK & WILCOX CO COM 05615f102 2 127 SH Sole 127
BANK OF AMERICA CORP COM 060505104 863 140965 SH Sole 104635 36330
BANK OF HAWAII COM 062540109 92 2525 SH Sole 2525
BANK OF NY MELLON CP NEW COM 064058100 127 6848 SH Sole 6848
BANNER CORPORATION NEW COM 06652v109 1 107 SH Sole 107
BAXTER INTERNTL INC COM 071813109 585 10425 SH Sole 5300 5125
BB&T CORP COM 054937107 100 4700 SH Sole 4700
BECTON DICKINSON & CO COM 075887109 117 1600 SH Sole 1600
BED BATH & BEYOND COM 075896100 1731 30200 SH Sole 30200
BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 2803 39462 SH Sole 38412 1050
BERKSHIRE HATHAWAY INC. COM 084670108 1388 13 SH Sole 13
BEST BUY INC COM 086516101 6 250 SH Sole 250
BIOMARIN PHARMACEUTICAL INC COM 09061g101 6 200 SH Sole 200
BLACKROCK DEBT STRATEGIESFD IN COM 09255r103 73 19000 SH Sole 19000
BLACKROCK HIGH YIELD TRUST COM 09248n102 62 10000 SH Sole 10000
BLKRCK MUNIYIELD CAL FD COM 09254m105 11 740 SH Sole 740
BLKRCK MUNIYIELD QLTY FD COM 092541f10 10 650 SH Sole 650
BLKRCK MUNIYIELD QUALITY COM 09254e103 15 1100 SH Sole 1100
BMC SOFTWARE COM 055921100 8 200 SH Sole 200
BOARDWALK PIPELINE PARTNERS LP COM 096627104 8431 328833 SH Sole 328833
BOEING COMPANY COM 097023105 1464 24200 SH Sole 800 23400
BOSTON SCIENTIFIC CORP COM 101137107 246 41627 SH Sole 41627
BRE PPTYS INC MD CL A REIT COM 05564E106 571 13485 SH Sole 13485
BRISTOL-MYERS SQUIBB CO COM 110122108 637 20284 SH Sole 6200 14084
BROADCOM CORP CL A COM 111320107 52 1550 SH Sole 1550
BROADRIDGE FINANCIAL SOLUTIONS COM 11133t103 14 700 SH Sole 700
BROOKFIELD ASSET MANAGEMENT IN COM 112585104 124 4500 SH Sole 4500
BSQUARE CORP COM 11776u102 7 1500 SH Sole 1500
BUCKEYE PARTNERS UTS L P UNIT COM 118230101 3 50 SH Sole 50
C S X CORP COM 126408103 21 1100 SH Sole 1100
C V S CAREMARK CORP COM 126650100 3020 89949 SH Sole 81949 8000
CABOT OIL & GAS CORP. COM 127097103 8667 140000 SH Sole 140000
CAL WATER SVCS GRP COM 130788102 12 700 SH Sole 700
CALAMOS ASSET MGMT INC COM 12811R104 2 200 SH Sole 200
CAMECO CORP COM COM 13321l108 385 21000 SH Sole 21000
CAMPBELL SOUP COMPANY COM 134429109 550 17000 SH Sole 17000
CANADIAN NATURAL RES F COM 136385101 7 225 SH Sole 225
CANON INC SPONSORED ADRF 1 ADR COM 138006309 2706 59784 SH Sole 59784
CARDINAL HEALTH INC COM 14149y108 264 6300 SH Sole 6300
CAREFUSION CORP COM 14170t101 1 50 SH Sole 50
CATERPILLAR INC COM 149123101 26069 353052 SH Sole 35919 317133
CBS CORP NEW CLB COM 124857202 8 400 SH Sole 400
CELGENE CORP COM COM 151020104 1403 22655 SH Sole 364 22291
CENOVUS ENERGY INC COM 15135u109 40 1300 SH Sole 1300
CENTURYLINK INC COM 156700106 10 300 SH Sole 300
CF INDUSTRIES HOLDINGS INC COM 125269100 111 900 SH Sole 900
CHEESECAKE FACTORY INC COM 163072101 5 200 SH Sole 200
CHEVRON CORPORATION COM 166764100 12725 137533 SH Sole 98009 39524
CHURCH & DWIGHT CO INC COM 171340102 380 8600 SH Sole 8600
CIGNA COM 125509109 55 1300 SH Sole 1300
CINCINNATI FINANCIAL CP COM 172062101 58 2186 SH Sole 2186
CINTAS CORP COM 172908105 118 4200 SH Sole 4200
CISCO SYSTEMS INC COM 17275r102 4592 296480 SH Sole 184244 112236
CITIGROUP INC NEW COM 172967101 190 7414 SH Sole 267 7147
CITRIX SYSTEMS INC COM 177376100 27 500 SH Sole 500
CLEAN ENERGY FUELS CORP COM 184499101 89 8000 SH Sole 8000
CLEARBRIDGE ENERGY MLP COM 184692101 97 4950 SH Sole 4950
CLOROX COMPANY COM 189054109 2325 35045 SH Sole 30545 4500
CLOUGH GLOBAL ALLOCATION COM 18913y103 12 1000 SH Sole 1000
CME GROUP INC COM 12572q105 12 50 SH Sole 50
COACH INC COM 189754104 98 1900 SH Sole 1900
COCA COLA COMPANY COM 191216100 2498 36976 SH Sole 17340 19636
COHEN & STEERS QUALITY INCOME COM 19247L106 24 3140 SH Sole 3140
COHEN & STEERS REIT PREFERRED COM 19247x100 1 85 SH Sole 85
COLGATE-PALMOLIVE CO COM 194162103 978 11030 SH Sole 230 10800
COMCAST CORP NEW COM 20030n200 271 13100 SH Sole 12000 1100
COMCAST CORP NEW CL A COM 20030n101 2700 129200 SH Sole 102700 26500
COMPASS MINERALS INTL INC COM 20451n101 254 3800 SH Sole 3800
COMSTOCK RESOURCES INC NEW COM 205768203 309 20000 SH Sole 20000
CON-WAY INC. COM 205944101 22 1000 SH Sole 1000
CONAGRA FOOD INC COM 205887102 19 800 SH Sole 800
CONCEPTUS, INC. COM 206016107 3179 303642 SH Sole 303642
CONOCOPHILLIPS COM 20825c104 4265 67361 SH Sole 45070 22291
CONS COMMUNICATION HLDGS COM 209034107 10 550 SH Sole 550
CONSOLIDATED EDISON INC COM 209115104 30 524 SH Sole 524
CONTINENTAL RESOURCES COM 212015101 1935 40000 SH Sole 40000
CORNING INC COM 219350105 690 55805 SH Sole 13350 42455
COSTCO WHSL CORP NEW COM 22160k105 427 5200 SH Sole 1800 3400
CREE INC COM 225447101 26 1000 SH Sole 1000
CUMMINS INC COM 231021106 658 8060 SH Sole 8060
CYMER INC COM 232572107 19 500 SH Sole 500
DANAHER CORP DEL COM 235851102 1282 30570 SH Sole 2350 28220
DARDEN RESTAURANTS INC COM 237194105 34 800 SH Sole 800
DAYLIGHT ENERGY LTD COM 239590201 43 8500 SH Sole 8500
DEERE & CO COM 244199105 755 11700 SH Sole 1600 10100
DELUXE CORP COM 248019101 109 5850 SH Sole 5850
DEVON ENERGY CORP COM 25179m103 333 6000 SH Sole 6000
DIGITAL GLOBE INC. COM 25389M877 49 2500 SH Sole 2500
DISNEY WALT CO COM 254687106 410 13600 SH Sole 12600 1000
DOMINION RESOURCES COM 25746u109 20 400 SH Sole 400
DOW CHEMICAL COMPANY COM 260543103 198 8800 SH Sole 2800 6000
DU PONT E I DE NEMOUR&CO COM 263534109 1343 33609 SH Sole 27809 5800
DUKE ENERGY CORP NEW COM 26441c105 1681 84081 SH Sole 81956 2125
DUN & BRADSTREET COM 26483e100 13 208 SH Sole 208
E M C CORP MASS COM 268648102 2146 102259 SH Sole 29485 72774
EASTMAN CHEMICAL CO COM 277432100 411 6000 SH Sole 6000
EBAY INC COM 278642103 3 100 SH Sole 100
EDISON INTERNATIONAL COM 281020107 7 187 SH Sole 15 172
EDWARDS LIFESCIENCES CP COM 28176e108 2 30 SH Sole 30
ELAN CORP PLC SPON ADR F SPONS COM 284131208 4 350 SH Sole 350
ELECTRONIC ARTS COM 285512109 6 300 SH Sole 300
EMERITUS CORP COM 291005106 17 1180 SH Sole 1180
EMERSON ELEC CO COM 291011104 1507 36490 SH Sole 36490
ENBRIDGE ENERGY PARTNERS L P COM 29250r106 27 1000 SH Sole 1000
ENERGY FOCUS INC COM 29268t102 139 392200 SH Sole 392200
ENERPLUS CORP F COM 292766102 1817 74049 SH Sole 74049
ENRON CORP XXX BANKRUPT EFF 11 COM 293561106 0 196 SH Sole 196
ENTERGY CORP NEW COM 29364g103 7 100 SH Sole 100
ENTERPRISE PRD PRTNRS LP COM 293792107 1055 26265 SH Sole 26265
ENZON INC COM 293904108 141 20000 SH Sole 20000
EOG RESOURCES INC COM 26875p101 362 5100 SH Sole 5100
ESSEX PROPERTY TRUST COM 297178105 43 357 SH Sole 357
EXACTECH INC COM 30064e109 14 1000 SH Sole 1000
EXELON CORPORATION COM 30161n101 569 13350 SH Sole 13350
EXPRESS SCRIPTS INC COM COM 302182100 256 6900 SH Sole 6900
EXXON MOBIL CORPORATION COM 30231g102 2438 33564 SH Sole 26120 7444
F5 NETWORKS INC COM 315616102 71 1000 SH Sole 1000
FAMILY DOLLAR STORES INC COM 307000109 3 60 SH Sole 60
FANNIE MAE COM 313586109 0 50 SH Sole 50
FARMERS & MERCHANTS BK LONG BE COM 308243104 12 3 SH Sole 3
FEDEX CORPORATION COM 31428x106 6780 100180 SH Sole 27680 72500
FEI COMPANY COM 30241l109 15 500 SH Sole 500
FIRST MAJESTIC SILVER CORP COM 32076v103 263 17320 SH Sole 17320
FIRST SOLAR INC COM 336433107 2 25 SH Sole 25
FIRST TRUST ISE CLOUD COMPUTIN COM 33734x192 6 370 SH Sole 370
FIRSTENERGY CORP COM 337932107 223 4967 SH Sole 4967
FIVE STAR QUALITY CARE INC COM 33832d106 11 4360 SH Sole 4360
FLUIDIGM CORPORATION COM 34385p108 4 300 SH Sole 300
FLUOR CORP. COM 343412102 5 100 SH Sole 100
FMC CORP COM NEW COM 302491303 325 4700 SH Sole 4700
FORD MOTOR COMPANY NEW COM 345370860 33 3420 SH Sole 2706 714
FORTUNE BRANDS INC COM 349631101 261 4833 SH Sole 600 4233
FRACTIONAL KINDER MORGAN MGMT COM eke55u103 0 649976 SH Sole 649976
FRANCE TELECOM SA ADR F 1 ADR COM 35177q105 3 200 SH Sole 200
FRANKLIN RES INC COM 354613101 268 2800 SH Sole 2800
FRANKLIN TEMPLETON LTD DURATIO COM 357472t10 2 192 SH Sole 192
FREEPORT MCMORAN COPPER COM 35671d857 1502 49320 SH Sole 28920 20400
FRONTIER COMMUNICATIONS COM 35906a108 28 4653 SH Sole 1344 3309
GENERAL ELECTRIC COMPANY COM 369604103 5185 340233 SH Sole 316156 24077
GENERAL MILLS INC COM 370334104 3378 87819 SH Sole 79619 8200
GENERAL MTRS CORP COM COM 37045V100 121 6018 SH Sole 6018
GEOEYE INC COM 37250w108 43 1500 SH Sole 1500
GILEAD SCIENCES INC COM 375558103 1523 39265 SH Sole 39115 150
GLOBALSCAPE INC COM 37940g109 664 428579 SH Sole 428579
GLOBE SPECIALTY METALS INC COM 37954n206 195 13400 SH Sole 13400
GMX RESOURCES INC COM 38011m108 4 1950 SH Sole 1950
GOLDMAN SACHS GROUP INC COM 38141g104 86 913 SH Sole 863 50
GOODRICH (B.F.) COM 382388106 9 75 SH Sole 75
GOOGLE INC CLASS A COM 38259p508 3443 6693 SH Sole 1940 4753
GRAINGER W W INC COM 384802104 906 6057 SH Sole 6057
GRANITE CONSTRUCTION CO COM 387328107 2534 135000 SH Sole 135000
GUIDE EXPL LTD CL A COM 40170p104 1 500 SH Sole 500
H C P INC REIT COM 40414l109 35 1000 SH Sole 1000
HAIN CELESTIAL GROUP INC COM 405217100 153 5000 SH Sole 5000
HALLIBURTON CO HLDG CO COM 406216101 760 24905 SH Sole 24905
HANESBRANDS, INC. COM 410345102 5 187 SH Sole 187
HANSEN NATURAL CORP. COM 411310105 122 1400 SH Sole 1400
HARRIS CORP-DEL COM 413875105 29 850 SH Sole 850
HAWAIIAN ELECTRIC INDS INC COM 419870100 15 600 SH Sole 600
HEALTH CARE REIT INC REIT COM 42217k106 184 3932 SH Sole 950 2982
HEWLETT-PACKARD COMPANY COM 428236103 2119 94377 SH Sole 84820 9557
HOME DEPOT INC COM 437076102 964 29320 SH Sole 5300 24020
HONEYWELL INTERNATIONAL COM 438516106 347 7900 SH Sole 100 7800
HUBBELL INC CLASS B COM 443510201 60 1212 SH Sole 1212
HUNTINGTON INGALLS INDUSTRIES COM 446413106 2 66 SH Sole 66
HYUNDAI MOTOR CO UK LISTED COM h001309 300 11000 SH Sole 11000
I T T CORPORATION NEW COM 450911102 34 800 SH Sole 800
ILLINOIS TOOL WORKS INC COM 452308109 717 17234 SH Sole 500 16734
IMMUNOGEN INC COM 45253h101 2194 200150 SH Sole 200150
IMPERIAL INDUSTRIES COM 452848401 1 1000 SH Sole 1000
IMPERIAL OIL LTD F COM 453038408 96 2662 SH Sole 2662
INGERSOLL RAND CL A NEWF IRELA COM g47791101 576 20500 SH Sole 20500
INTEL CORP COM 458140100 5001 234453 SH Sole 172020 62433
INTL BUSINESS MACHINES COM 459200101 4690 26797 SH Sole 13362 13435
INTUIT INC COM 461202103 342 7200 SH Sole 7200
IRONSTONE GROUP INC NEW COM 463228205 0 60 SH Sole 60
ISHARES MSCI GRMNY IDX GERMANY COM 464286806 16 900 SH Sole 900
ISHARES TR RUSSELL 2000 RUSSEL COM 464287630 7 115 SH Sole 115
ISIS PHARMACEUTICALS INC COM 464330109 271 40000 SH Sole 40000
ITRON INC NEW COM 465741106 6 200 SH Sole 200
IVANHOE MINES LTD F COM 46579N103 2 125 SH Sole 125
JACOBS ENGINEERING COM 469814107 32 1000 SH Sole 1000
JOHNSON & JOHNSON COM 478160104 4762 74746 SH Sole 55809 18937
JOHNSON CONTROLS INC COM 478366107 12 450 SH Sole 450
JPMORGAN CHASE & CO COM 46625H100 2552 84738 SH Sole 45053 39685
JUNIPER NETWORKS INC COM 48203r104 399 23100 SH Sole 23100
KAANAPALI LAND LLC COM 48282h308 0 5 SH Sole 5
KANSAS CITY SOUTHERN COM 485170302 85 1700 SH Sole 1700
KELLOGG COMPANY COM 487836108 11 200 SH Sole 200
KELSO TECHNOLOGIES NEW F COM 48826d201 1 1428 SH Sole 1428
KERYX BIOPHARMACEUTICAL COM 492515101 14 4700 SH Sole 4700
KIMBERLY-CLARK CORP COM 494368103 758 10675 SH Sole 6475 4200
KINDER MORGAN ENERGY LP UNIT L COM 494550106 799 11690 SH Sole 800 10890
KINDER MORGAN MGMT COM 49455u100 211 3589 SH Sole 3589
KOHLS CORP WISC PV 1CT COM 500255104 841 17125 SH Sole 750 16375
KONE CORPORATION NPV SHS B COM b09m9d2 43 900 SH Sole 900
KRAFT FOODS INC COM 50075n104 965 28724 SH Sole 22712 6012
KRATOS DEFENSE & SEC SOLUTIONS COM 50077b207 4 600 SH Sole 600
KYOCERA LTD ADR F 1 ADR REPS 1 COM 501556203 3 40 SH Sole 40
L-3 COMMNCTNS HLDGS COM 502424104 76 1230 SH Sole 100 1130
LABORATORY CORP AMER HLDGSCOM COM 50540r409 8 100 SH Sole 100
LAS VEGAS SANDS CORP COM 517834107 46 1200 SH Sole 1200
LEGGETT & PLATT INC COM 524660107 40 2000 SH Sole 2000
LIFE TECHNOLOGIES CORP COM 53217v109 40 1045 SH Sole 1045
LIGAND PHARMACEUTICALS COM 53220k207 5 333 SH Sole 333
LILLY ELI & COMPANY COM 532457108 12904 349050 SH Sole 3400 345650
LINCOLN NATIONAL CORP COM 534187109 9 600 SH Sole 600
LINN ENERGY COM 536020100 36 1000 SH Sole 1000
LMS MEDICAL SYSTEMS COM 502089105 2 500000 SH Sole 500000
LOCATEPLUS HOLDINGS COM 539570408 0 20 SH Sole 20
LOCKHEED MARTIN CORP COM 539830109 232 3200 SH Sole 200 3000
LORILLARD INC COM 544147101 144 1300 SH Sole 1300
LOWES COMPANIES INC COM 548661107 326 16868 SH Sole 16868
LUXOTTICA GRP SPA ADR F 1 ADR COM 55068r202 2 75 SH Sole 75
LVMH MOET HENNESSY EUR0.30 COM 4061412 161 1200 SH Sole 1200
LYONDELLBASELL INDS F CLASS A COM N53745100 2 100 SH Sole 100
MACQUARIE GLOBAL INFRAST COM 55608d101 4 280 SH Sole 280
MAGELLAN MIDSTREAM PTNRS COM 559080106 789 13070 SH Sole 1300 11770
MAGNUM HUNTER RESOURCES COM 55972f203 4 1150 SH Sole 1150
MAKO SURGICAL CORP COM 560879108 7 200 SH Sole 200
MANULIFE FINANCIAL CORPF COM 56501r106 15 1330 SH Sole 730 600
MARATHON OIL CORP COM 565849106 243 11250 SH Sole 1500 9750
MARATHON PETE CORP COM 56585a102 27 1000 SH Sole 900 100
MARKET VECTORS ETF TRUST GLOBA COM 57060u407 5 380 SH Sole 200 180
MARKET VECTORS ETF TRUST GOLD COM 57060u100 6 100 SH Sole 100
MARRIOT INTERNATIONAL INC COM fhb903208 0 41261 SH Sole 41261
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SPDR SER TR S&P DIVIDEND ETF COM 78464a763 67 1372 SH Sole 1372
VANGUARD BOND INDEX FUND SHORT COM 921937827 11839 145406 SH Sole 145166 240
VANGUARD BOND INDEX FUND TOTAL COM 921937835 18237 217782 SH Sole 217319 463
VANGUARD CNSMR DSCRTNARY COM 92204A108 3478 62373 SH Sole 62294 79
VANGUARD CONSUMR STAPLES COM 92204A207 6831 89613 SH Sole 89532 81
VANGUARD ENERGY COM 92204A306 6695 77537 SH Sole 77477 60
VANGUARD FINANCIALS COM 92204A405 7068 283662 SH Sole 283602 60
VANGUARD HEALTH CARE COM 92204A504 7129 125751 SH Sole 125751
VANGUARD INDEX FUNDS SMALL-CAP COM 922908611 12 222 SH Sole 222
VANGUARD INDEX FUNDS VANGUARD COM 922908736 52 933 SH Sole 933
VANGUARD INDEX FUNDS VANGUARD COM 922908538 20 374 SH Sole 374
VANGUARD INDEX FUNDS VANGUARD COM 922908512 21 460 SH Sole 460
VANGUARD INDEX FUNDS VANGUARD COM 922908744 19 400 SH Sole 400
VANGUARD INDUSTRIALS COM 92204A603 4744 87856 SH Sole 87756 100
VANGUARD INFO TECHNOLOGY COM 92204A702 8649 152381 SH Sole 152177 204
VANGUARD INTL EQTY INDEX FTSE COM 922042775 16868 435635 SH Sole 435635
VANGUARD INTL EQUITY INDEX FD COM 922042874 7 164 SH Sole 164
VANGUARD INTL EQUITY INDEXFDS COM 922042742 4 100 SH Sole 100
VANGUARD MATERIALS COM 92204A801 2287 35480 SH Sole 35434 46
VANGUARD MID CAP COM 922908629 6942 106640 SH Sole 106640
VANGUARD MSCI EMERGING MARKETS COM 922042858 4902 136817 SH Sole 136637 180
VANGUARD REIT COM 922908553 2497 49076 SH Sole 49076
VANGUARD SMALL CAP COM 922908751 2803 45679 SH Sole 45679
VANGUARD SMALL CAP GRWTH COM 922908595 51 765 SH Sole 423 342
VANGUARD TAX-MANAGED FD MSCI E COM 921943858 2 66 SH Sole 66
VANGUARD TOTAL STOCK MKT COM 922908769 85 1480 SH Sole 1480
VANGUARD UTILITIES COM 92204A876 106 1479 SH Sole 1479
VANGUARD WHITEHALL FUNDS HIGH COM 921946406 1717 42486 SH Sole 42486
WISDOM TREE EMERGING MARKETS E COM 97717w315 80 1700 SH Sole 1700
WISDOMTREE TR INDIA EARNINGS F COM 97717w422 18 1000 SH Sole 1000
WISDOMTREE TRUST DEFA EQUITY I COM 97717w802 18 500 SH Sole 500
WISDOMTREE TRUST DIVID EX FINA COM 97717w406 202 4300 SH Sole 1500 2800
WISDOMTREE TRUST INTL DIVID EX COM 97717w786 60 1580 SH Sole 1580
BAC CAPITAL TR 6.25%55 CAP SEC PFD 055189203 12 642 SH Sole 642
BANK OF AMER SER D PFD DEP SHS PFD 060505831 11 608 SH Sole 608
BANK OF AMERICA 7.25% NON-CUMU PFD 060505724 82 4000 SH Sole 4000
BANK OF AMERICA PFD PERPETUAL PFD 060505591 4 300 SH Sole 300
GABELLI UTIL 5.625% PFD 5.625% PFD 36240a200 9 350 SH Sole 350
GOLDMAN SACHS SER D PFD DEP SH PFD 38144g804 31 1700 SH Sole 1700
JP MORGAN CAP X 7.00%32 TR PFD PFD 46623d200 4 158 SH Sole 158
JPMORGAN CHASE 7.20%39 GTD CAP PFD 48124y204 17 650 SH Sole 650
METLIFE INC A PERP PFD SERIES PFD 59156r504 7 300 SH Sole 300
PAC GAS & ELEC 5.50% PFD CM 1S PFD 694308305 8 300 SH Sole 300
US BANCORP 7.875% PFD DEP SHS PFD 902973882 11 400 SH Sole 400
USB CAPITAL XII 6.3% TRUST PFD PFD 903305209 18 700 SH Sole 700
USB CAPITAL XII 6.30%67 TR PFD PFD 903305209 13 500 SH Sole 500
AMERICAN INTERNATIONAL GROUP WT 026874156 0 51 SH Sole 51
ABERDEEN ASIA PAC INCOME FD COM 003009107 1484 215426 SH Sole 215426
BLACKROCK CA MUNI INCOME TRUST COM 09248e102 139 9891 SH Sole 9891
BLACKROCK MUNIYLD NY INS COM 09255e102 79 6000 SH Sole 6000
CBRE CLARION GLBL RE COM 12504g100 2 324 SH Sole 324
DREYFUS STRAT MUNICIPALS COM 261932107 140 16500 SH Sole 16500
EATON VANCE SHORT DURATION DIV COM 27828v104 39 2400 SH Sole 2400
MANAGED HIGH YIELD PLUS FUND I COM 561911108 165 85503 SH Sole 85503
NUVEEN MULTI-STRATEGY INCOME/G COM 67073d102 23 2865 SH Sole 2865
PIMCO CORPORATE INCOME FUND COM 72200u100 1136 80600 SH Sole 80600
PIMCO CORPORATE OPPORTUNITY FU COM 72201b101 839 50700 SH Sole 50700
PIMCO HIGH INCOME FUND COM 722014107 248 21766 SH Sole 6500 15266
PRUDENTIAL HIGH YIELD FUND INC COM 74440y108 84 16326 SH Sole 16326