-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BXdeo9PwY44yVYAj2FbCIhNyK8hN7VFCTztaiki8S8ZcBi66VdvodQdXyyNJvaTK Qqu+PGnr1bbjf/f+HwfNNA== 0000906344-09-000603.txt : 20090810 0000906344-09-000603.hdr.sgml : 20090810 20090810172624 ACCESSION NUMBER: 0000906344-09-000603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090810 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAN FRANCISCO SENTRY INVESTMENT GROUP CENTRAL INDEX KEY: 0001068811 IRS NUMBER: 943182508 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07260 FILM NUMBER: 091001103 BUSINESS ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152299000 MAIL ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 sfs2q09.txt FORM 13F - SECOND QUARTER 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/09 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: SAN FRANCISCO SENTRY INVESTMENT GROUP 100 Pine Street, Suite 2700 San Francisco, CA 94111 Form 13F File Number: 028-07260 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard E. Dirickson, Jr. Title: Chairman and Secretary Phone: (415) 229-9000 Signature, Place and Date of Signing: /s/ Richard E. Dirickson, Jr. San Francisco, CA August 10, 2009 - ----------------------------- ------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 347 Form 13F Information Table Value Total (x$1000): 159,382 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE - SECOND QUARTER 2009 SAN FRANCISCO SENTRY INVESTMENT GROUP
TITLE OF VALUE SHARES/ SH/ PUT/ INVSMT OTH VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE ==================================================================================================================== 3M Company Common 88579y101 $63 1052 SH Sole 1052 ABB, Ltd. Common 000375204 $16 1000 SH Sole 1000 AMR Corp Del Common 001765106 $51 12658 SH Sole 12658 ARC Energy Trust Common 001986108 $85 5600 SH Sole 5600 AT&T Inc. Common 00206r102 $338 13625 SH Sole 13625 ATP Oil & Gas Corp. Common 00208j108 $21 3000 SH Sole 3000 ATSI Communications, Inc. Common 00209g202 $20 489434 SH Sole 489434 Adobe Systems Inc Common 00724f101 $8,108 286500 SH Sole 286500 Agilent Technologies Inc Common 00846u101 $177 8709 SH Sole 8709 Air Prod & Chemical Inc Common 009158106 $361 5590 SH Sole 5590 Alcoa, Inc. Common 013817101 $356 34500 SH Sole 34500 Alliance Bernstein Common 01881g106 $16 800 SH Sole 800 Allied Irish Banks Common 019228402 $48 10000 SH Sole 10000 Altair Nanatechnologies, Inc. Common 021373105 $382 403041 SH Sole 403041 Altria Group Inc Common 02209S103 $32 1925 SH Sole 1925 Amazon.com, Inc. Common 023135106 $243 2900 SH Sole 2900 Amedisys Inc. Common 023436108 $116 3500 SH Sole 3500 American Express Co Common 025816109 $3 110 SH Sole 110 American Intl Group Common 026874784 $5 4668 SH Sole 4668 American Tower Corp Common 029912201 $46 1450 SH Sole 1450 Amgen Inc Common 031162100 $782 14773 SH Sole 14773 Amylin Pharmaceuticals Common 032346108 $27 2000 SH Sole 2000 Anadarko Petroleum Corp. Common 032511107 $425 9370 SH Sole 9370 Apache Corp Common 037411105 $535 7420 SH Sole 7420 Apple Computer Common 037833100 $489 3430 SH Sole 3430 Applied Materials Common 038222105 $209 18980 SH Sole 18980 Archer-Daniels-Midland Common 039483102 $134 5000 SH Sole 5000 Arris Group, Inc. Common 04269Q100 $451 37078 SH Sole 37078 BP Purdhoe Bay Royalty Trust UBI Common 055630107 $998 14465 SH Sole 14465 BYD Company H Shares Common Y1023R104 $182 46000 SH Sole 46000 Bank of NY Mellon Corp. Common 064058100 $188 6400 SH Sole 6400 Bankamerica Corp Common 060505104 $190 14384 SH Sole 14384 Baxter International Common 071813109 $302 5700 SH Sole 5700 Beckman Coulter Inc Common 075811109 $130 2280 SH Sole 2280 Berkshire Hathaway B Shares Common 084670207 $38 13 SH Sole 13 Boardwalk Pipeline Partners, L.P. Common 096627104 $3,672 162600 SH Sole 162600 Boeing Company Common 097023105 $643 15121 SH Sole 15121 Boston Scientific Corp. Common 101137107 $400 39417 SH Sole 39417 Bristol-Myers Squibb Common 110122108 $183 9017 SH Sole 9017 Burlington Northern Common 12189t104 $23 310 SH Sole 310 CME Group Inc. Common 12572Q105 $16 50 SH Sole 50 CVS Caremark Corp. Common 126650100 $53 1670 SH Sole 1670 Cabot Oil & Gas Corp. Common 127097103 $4,290 140000 SH Sole 140000 Cameco Corp Common 13321l108 $626 24450 SH Sole 24450 Canadian Oil Sands TR Common 13642L100 $13 550 SH Sole 550 Canadian Superior Energy, Inc. Common 136644101 $132 200000 SH Sole 200000 Cardinal Health Inc Common 14149y108 $27 900 SH Sole 900 Caterpillar Inc Common 149123101 $1,731 52399 SH Sole 52399 Cedar Fair Lp Common 150185106 $32 2900 SH Sole 2900 Celgene Common 151020104 $1,287 26900 SH Sole 26900 Chevron Corp Common 166764100 $2,714 40965 SH Sole 40965 China Life Insurance Common 16939p106 $360 6500 SH Sole 6500 China Med Technologies Inc. ADR 169483104 $86 4300 SH Sole 4300 Cisco Systems Inc Common 17275r102 $1,517 81365 SH Sole 81365 Citigroup Inc Common 172967101 $154 51945 SH Sole 51945 Claymore ETF China ETF 18383Q853 $138 6547 SH Sole 6547 Claymore ETF Global Solar Energy ETF 18383M621 $10 1000 SH Sole 1000 Index Coca-Cola Common 191216100 $245 5100 SH Sole 5100 Cognizant Tech Solutions Corp. Class A 192446102 $160 6000 SH Sole 6000 Colgate Palmolive Co Common 194162103 $615 8700 SH Sole 8700 Comstock Resources Inc NEW Common 205768203 $661 20000 SH Sole 20000 Comverge Inc. Common 205859101 $7 600 SH Sole 600 Conceptus Common 206016107 $5,096 301550 SH Sole 301550 ConocoPhillips Common 20825c104 $1,447 34392 SH Sole 34392 Corning Inc Common 219350105 $431 26855 SH Sole 26855 Costco Whsl Corp Common 22160k105 $163 3550 SH Sole 3550 Crocs, Inc Common 227046109 $1 300 SH Sole 300 Danaher Corp Common 235851102 $633 10250 SH Sole 10250 Decode Genetics Inc Common 243586104 $63 120000 SH Sole 120000 Digital Ally Inc Common 25382P109 $1 300 SH Sole 300 Discovery Laboratories, Inc. New Common 254668106 $103 100000 SH Sole 100000 Dominion Resources Common 25746U109 $33 1000 SH Sole 1000 Dow Chemical Common 260543103 $72 4470 SH Sole 4470 Duke Energy Corp. Common 26441C105 $142 9700 SH Sole 9700 Dupont Denemours Common 263534109 $170 6640 SH Sole 6640 EMC Corp Common 268648102 $1,278 97546 SH Sole 97546 EMS Technologies, Inc. Common 26873N108 $27 1300 SH Sole 1300 Eastman Chemical Co Common 277432100 $288 7600 SH Sole 7600 Eaton Vance Ins NY Muni Bond Fund Common 27827Y109 $38 3000 SH Sole 3000 Ebay Inc Common 278642103 $3 200 SH Sole 200 Electronic Arts Common 285512109 $71 3280 SH Sole 3280 Eli Lilly & Co. Common 532457108 $8,692 250925 SH Sole 250925 Emerson Electric Common 291011104 $1,505 46443 SH Sole 46443 Enerplus Resources Common 29274d604 $1,475 68638 SH Sole 68638 Enterprise Products Partner Common 293792107 $250 10025 SH Sole 10025 Entrust, Inc. Common 293848107 $181 100000 SH Sole 100000 Enzon Pharmaceuticals FKA Enzon Inc Common 293904108 $157 20000 SH Sole 20000 Essex Property Trust Common 297178105 $29 458 SH Sole 458 Exactech Inc. Common 30064e109 $15 1000 SH Sole 1000 Exelon Corp Common 30161n101 $1,218 23787 SH Sole 23787 Express Scripts Inc. Common 302182100 $21 300 SH Sole 300 Exxon Mobil Corp. Common 30231g102 $1,272 18190 SH Sole 18190 FMC Corp Common 302491303 $161 3400 SH Sole 3400 FPL Group Inc Common 302571104 $227 4000 SH Sole 4000 Federal Home Mtg Ln Common 313400301 $1 1424 SH Sole 1424 Fedex Common 31428x106 $4,005 72000 SH Sole 72000 First Trust ETF Dow Jones Internet ETF 33733E302 $132 7069 SH Sole 7069 Index FD Firstenergy Corp Common 337932107 $140 3600 SH Sole 3600 Flotek Industries Common 343389102 $2 1000 SH Sole 1000 Ford Motor Company Common 345370860 $2 384 SH Sole 384 Fortune Brands Inc Common 349631101 $142 4100 SH Sole 4100 Fractional Kinder Morgan Mgmt Shares Common EKE55U103 $0 181735 SH Sole 181735 Freeport Memoran C & G Common 35671d857 $331 6600 SH Sole 6600 Fuel-Tech NV Common 359523107 $10 1000 SH Sole 1000 Gen Probe Inc Common 36866t103 $129 3000 SH Sole 3000 General Electric Common 369604103 $1,766 150721 SH Sole 150721 Genreral Growth Properties, Inc. Common 370021107 $2 1200 SH Sole 1200 Genzyme Corp. Common 372917104 $33 600 SH Sole 600 Globalscape Inc Common 37940g109 $665 458852 SH Sole 458852 Google Inc. Common 38259p508 $1,218 2888 SH Sole 2888 Granite Construction Co Common 387328107 $4,593 138000 SH Sole 138000 H&Q Healthcare Fund Common 404052102 $43 4004 SH Sole 4004 HCP, Inc. Common 40414L109 $37 1726 SH Sole 1726 Halliburton Co Common 406216101 $66 3205 SH Sole 3205 Hansen Natural Corp. Common 411310105 $43 1400 SH Sole 1400 Harris Corp-Del Common 413875105 $21 750 SH Sole 750 Harris Stratex Networks Common 41457P106 $1 185 SH Sole 185 Health Care Reit Inc. Common 42217K106 $47 1369 SH Sole 1369 Hewlett Packard Co Common 428236103 $1,105 28600 SH Sole 28600 Home Depot Inc Common 437076102 $452 19120 SH Sole 19120 Honeywell Intl Inc Common 438516106 $261 8300 SH Sole 8300 Host Hotel/Resorts Common 44107p104 $0 30 SH Sole 30 I Shares Australia Index Common 464286103 $288 17114 SH Sole 17114 I Shares Inc. MSCI Brazil Free Common 464286400 $130 2463 SH Sole 2463 Index Fd I Shares S. Korea Index Fd Common 464286772 $597 17150 SH Sole 17150 I Shares MSCI Mexico Investable Common 464286822 $132 3591 SH Sole 3591 Market Index Fd I Shares Japan Index Common 464286665 $359 11340 SH Sole 11340 I Shares Singapore Index Fund Common 464286673 $23 2588 SH Sole 2588 I Shares Spain Index Fund Common 464286764 $5 130 SH Sole 130 I Shares Swden Indesx Fund Common 464286756 $123 6636 SH Sole 6636 ICO Inc New Common 449293109 $3 1000 SH Sole 1000 I Shares MSCI South Africa Index Common 464286780 $140 2971 SH Sole 2971 Fund I Shares Silver Trust Common 46428Q109 $118 8808 SH Sole 8808 I Shares Tr Russell Midcap Growth Common 464287481 $132 3622 SH Sole 3622 Index Fund Illinois Tool Works Inc. Common 452308109 $396 10600 SH Sole 10600 Imperial Industries, Inc. Common 452848401 $2 3000 SH Sole 3000 India Earnings Fund ETF Wisdomtree Common 97717w422 $89 5125 SH Sole 5125 Ingersoll Rand PLC Class A G47791101 $46 2210 SH Sole 2210 Intel Corp Common 458140100 $1,119 67628 SH Sole 67628 Intl Bus Machines Common 459200101 $937 8969 SH Sole 8969 Ironstone Group Inc.New Common 463228205 $0 60 SH Sole 60 I Shares GSCI Commodity Index Trust Common 46428R107 $40 1320 SH Sole 1320 I Shares MSCI Malaysia Free Index Common 464286830 $134 15007 SH Sole 15007 Fund I Shares Tr Dow Jones Sel Divid Common 464287168 $39 1098 SH Sole 1098 Index Fund I Shares Trust DJ US Real Estate Common 464287739 $13 386 SH Sole 386 Index Fund I Shares Trust S&P Stock Index Fund Common 464288687 $128 3968 SH Sole 3968 JP Morgan Chase Common 46625H100 $1,652 48423 SH Sole 48423 Jacobs Engineering Common 469814107 $42 1000 SH Sole 1000 Johnson/Johnson Common 478160104 $2,335 41117 SH Sole 41117 Kinder Morgan Energy Common 494550106 $511 10000 SH Sole 10000 Kinder Morgan Mgmt, LLC Common 49455U100 $71 1575 SH Sole 1575 Kohls Corp. Common 500255104 $422 9875 SH Sole 9875 Kraft Foods Inc. Common 50075n104 $48 1898 SH Sole 1898 L-3 Communications Hldgs Corp Common 502424104 $425 6130 SH Sole 6130 LMS Medical Systems, Inc. Common 502089105 $2 504900 SH Sole 504900 Las Vegas Sands Common 517834107 $8 1000 SH Sole 1000 Ligland Pharmaceuticals Common 53220K207 $6 2000 SH Sole 2000 Linn Energy LLC Unit Common 536020100 $24 1250 SH Sole 1250 Lockheed Martin Corp Common 539830109 $113 1400 SH Sole 1400 Lorillard Inc. Common 544147101 $68 1000 SH Sole 1000 Loews Companies Inc Common 548661107 $446 23000 SH Sole 23000 MCF Corp Common 590418109 $3 7572 SH Sole 7572 MDRNA Inc. Common 55276N100 $527 382000 SH Sole 382000 MDU Resources Grp. Common 552690109 $363 19125 SH Sole 19125 Macerich Co. Common 554382101 $9 513 SH Sole 513 Macys Inc. Common 55616P104 $2 130 SH Sole 130 Magellan Midstream Holdings Common 55907R108 $116 5500 SH Sole 5500 Manulife Financial Common 56501r106 $17 970 SH Sole 970 Market Vectors ETF 57060U605 $118 3430 SH Sole 3430 McAfee, Inc. Common 579064106 $135 3200 SH Sole 3200 Mcdonald's Corp Common 580135101 $385 6700 SH Sole 6700 McKesson Corp Common 58155q103 $17 387 SH Sole 387 Medco Health Solutions Common 58405u102 $207 4538 SH Sole 4538 Medtronic, Inc. Common 585055106 $429 12308 SH Sole 12308 Merchants Nat'l Pptys Common 589161108 $1,140 1462 SH Sole 1462 Merck & Company Common 589331107 $42 1500 SH Sole 1500 Micron Technology Inc Common 595112103 $202 40000 SH Sole 40000 Microsoft Inc Common 594918104 $2,049 86210 SH Sole 86210 Monogram Biosciences Common 60975U207 $937 206948 SH Sole 206948 Monsanto Co New Common 61166w101 $2,600 34981 SH Sole 34981 Morgan Stanley Common 617446448 $3 90 SH Sole 90 Murphy Oil Corp Common 626717102 $4,346 80000 SH Sole 80000 NY Community Bancorp Common 649445103 $1,567 146550 SH Sole 146550 Nat'l Fuel Gas Co. Common 636180101 $440 12200 SH Sole 12200 National Semiconductor Common 637640103 $10 800 SH Sole 800 National-Oilwell Varco Common 637071101 $40 1220 SH Sole 1220 Netflic.com, Inc. Common 64110L106 $25 600 SH Sole 600 Nike Inc. Class B 654106103 $331 6400 SH Sole 6400 Noble Drilling Corp Common H5833N103 $36 1200 SH Sole 1200 Nokia Corp Spons Adr Finland Common 654902204 $271 18600 SH Sole 18600 Northrop Grumman Corp Common 666807102 $27 600 SH Sole 600 Nova Biosource Fuels Inc. Common 65488W103 $3 103336 SH Sole 103336 Nucor Corp. Common 670346105 $178 4000 SH Sole 4000 Nuveen Ins NY Tax-Free Common 670656107 $66 5300 SH Sole 5300 Nuveen NY Inv Qlty Common 67062x101 $38 3000 SH Sole 3000 NxStage Medical Inc. Common 67072V103 $9 1500 SH Sole 1500 Occidental Pete Corp Common 674599105 $1,211 18400 SH Sole 18400 Oracle Corp. Common 68389X105 $203 9500 SH Sole 9500 Ormat Technologies, Inc. Common 686688102 $16 400 SH Sole 400 Overseas Shipholding Group Inc Common 690368105 $10 300 SH Sole 300 PG&E Corp Common 69331c108 $12 300 SH Sole 300 Peabody Energy Corp Common 704549104 $9 300 SH Sole 300 Peets Coffee & Tea Inc. Common 705560100 $3 120 SH Sole 120 Pengrowth Energy Trust Common 706902509 $16 2000 SH Sole 2000 Penn West Energy Trust Common 707885109 $532 41806 SH Sole 41806 Penwest Pharm Common 709754105 $14 5000 SH Sole 5000 Pepco Holdings Common 713291102 $20 1500 SH Sole 1500 Pepsico Inc Common 713448108 $2,063 37542 SH Sole 37542 Petroquest Energy, Inc. Common 716748108 $148 40000 SH Sole 40000 Pfizer Inc Common 717081103 $1,488 99207 SH Sole 99207 Philip Morris Int'l Common 718172109 $202 4625 SH Sole 4625 Plum Creek Tmbr Ltd. Common 729251108 $19 650 SH Sole 650 Potash Corp./Saskatch Common 73755L107 $2,336 25100 SH Sole 25100 Powershares DB Commodity Index Common 73935S105 $142 6257 SH Sole 6257 Tracking Fund Powershares ETF Trust Dynamic Common 73935X773 $91 5446 SH Sole 5446 Software Powershares ETF Wilder Hill Clean Common 73935X500 $10 1000 SH Sole 1000 Energy Powershares ETF Global Water Common 73936T623 $119 8000 SH Sole 8000 Portfolio Powershares Global ETF Clean Energy Common 73936T615 $125 8412 SH Sole 8412 Powershares Global Water Portfolio Common 73935X575 $121 8200 SH Sole 8200 ETF Trust Precision Drilling Corp. Common 740215108 $558 114285 SH Sole 114285 Procter & Gamble Common 742718109 $1,184 23177 SH Sole 23177 Progress Energy Inc Common 743263105 $258 6826 SH Sole 6826 Progress Energy Contingent Value Common 743263AA3 $1 3000 SH Sole 3000 Progress Software Corp. Common 743312100 $847 40000 SH Sole 40000 Proshares Ultrashort Lehman 20+ yr ETF 74347R297 $10 200 SH Sole 200 Treasury Powershares ETF Intl Div Achievers ETF 73935X716 $16 1383 SH Sole 1383 Portfolio Qualcomm Inc Common 747525103 $1,935 42800 SH Sole 42800 Quanta Services Inc Common 74762e102 $123 5300 SH Sole 5300 RR Donnelley & Sons Common 257867101 $2 190 SH Sole 190 Ram Energy Resources Common 75130P109 $16 20500 SH Sole 20500 Range Resources Corp. Common 75281A109 $2,071 50000 SH Sole 50000 Raytheon Co Common 755111507 $378 8500 SH Sole 8500 Realty Income Corp. Common 756109104 $21 975 SH Sole 975 Redwood Trust Inc Common 758075402 $585 39655 SH Sole 39655 Roche Holdings Ltd. Sponsored ADR Common 771195104 $41 1200 SH Sole 1200 Roper Industries Inc. New Common 776696106 $113 2500 SH Sole 2500 Russell 100 Growth Index Fd Common 464287614 $16 380 SH Sole 380 S&P Retail ETF SPDR Ser Tr ETF 78464A714 $135 4888 SH Sole 4888 Sara Lee Corp. Common 803111103 $49 5000 SH Sole 5000 Scana Corp. Common 80589m102 $61 1894 SH Sole 1894 Schlumberger Common 806857108 $1,606 29686 SH Sole 29686 Seagate Technology Common g7945j104 $5 500 SH Sole 500 Seattle Genetics, Inc. Common 812578102 $49 5000 SH Sole 5000 Sempra Energy Common 816851109 $164 3308 SH Sole 3308 Shaw Group Inc. Common 820280105 $14 500 SH Sole 500 Siemens A G Sponsored Common 826197501 $201 2900 SH Sole 2900 Simon Ppty Group Inc Sbi SBI 828806109 $90 1742 SH Sole 1742 Smith & Wesson Holding, Corp. Common 831756101 $364 64122 SH Sole 64122 Sonoma Valley Bancorp Common 835592106 $3 271 SH Sole 271 Southern Company Common 842587107 $53 1700 SH Sole 1700 Southern Copper Corp. Common 84265V105 $1,079 52775 SH Sole 52775 Southwest Airlines Common 844741108 $20 3000 SH Sole 3000 Spdr Gold Tr Gold Shs Common 78463V107 $1,227 13460 SH Sole 13460 St. Jude Medical Inc Common 790849103 $386 9400 SH Sole 9400 Starbucks Common 855244109 $25 1800 SH Sole 1800 Starwood Hotel & Resorts Common 85590a401 $1 50 SH Sole 50 Sunpower Corp CL A Common 867652109 $276 10350 SH Sole 10350 Suntech Pwr Hldgs ADR Common 86800c104 $161 9000 SH Sole 9000 Symantec Corp. Common 871503108 $109 7000 SH Sole 7000 Sysco Corp. Common 871829107 $90 4000 SH Sole 4000 Target Corp Common 87612e106 $312 8145 SH Sole 8145 Tellabs Inc Common 879664100 $5,796 1011500 SH Sole 1011500 Templeton Global Inc. Common 880198106 $86 10006 SH Sole 10006 Teppco Partners LP Int. Units Common 872384102 $25 850 SH Sole 850 Tesco Corp. Common 88157K101 $1,914 241000 SH Sole 241000 Tetra Tech Inc. New Common 88162G103 $57 2000 SH Sole 2000 Thermo Fisher Scientific Common 883556102 $436 10700 SH Sole 10700 Tibco Software Common 88632Q103 $72 10000 SH Sole 10000 Time Warner Cable Inc. Common 88732J207 $4 132 SH Sole 132 Time Warner Inc Common 887317303 $13 532 SH Sole 532 Trafalgar Enery Ltd. Common 89270N105 $3 5000 SH Sole 5000 Transocean Inc Common H8817H100 $971 13069 SH Sole 13069 Triangle Petroleum Corp Common 89600B102 $35 200000 SH Sole 200000 Tristar Oil & Gas NEW Common 89677E104 $9 980 SH Sole 980 Tyco Electronics Ltd. Common H8912P106 $23 1250 SH Sole 1250 Tyco Intl Ltd. Common H89128104 $32 1250 SH Sole 1250 UGI Corp Common 902681105 $71 2800 SH Sole 2800 Ultra Petroleum Corp Common 903914109 $6,630 170000 SH Sole 170000 United States Oil Fund Common 91232N108 $159 4204 SH Sole 4204 United Technologies Common 913017109 $1,004 19320 SH Sole 19320 Unitedhealth Group Inc Common 91324p102 $4 145 SH Sole 145 Uwink Common 91818N100 $1 47923 SH Sole 47923 Vaalco Energy Inc New Common 91851c201 $231 54500 SH Sole 54500 Valcent Products, Inc. Common 918881103 $6 200000 SH Sole 200000 Vanguard Intl Equity Index Fd Common 922042858 $44 1380 SH Sole 1380 Vanguard Sector IndexFds REIT Common 922908553 $22 695 SH Sole 695 Vanguard Total Stock Mkt Index Common 922908769 $185 4000 SH Sole 4000 Varian Medical Systems Common 92220p105 $132 3750 SH Sole 3750 Verigy Ltd Common y93691106 $199 16297 SH Sole 16297 Verizon Communications Common 92343v104 $428 13940 SH Sole 13940 Visa Inc. Class A Common 92826C839 $125 2000 SH Sole 2000 Vodafone Group Plc Spon Common 92857w209 $13 656 SH Sole 656 Wal-Mart Stores Inc Common 931142103 $1,071 22100 SH Sole 22100 Walgreen Co Common 931422109 $832 28300 SH Sole 28300 Wash Mutual Inc Common 939322103 $0 450 SH Sole 450 Waste Management Inc. Common 94106L109 $23 800 SH Sole 800 Waters Corp Common 941848103 $340 6600 SH Sole 6600 Weatherford Intl Inc Common H27013103 $7 340 SH Sole 340 Wells Fargo & Co Common 949746101 $1,180 48628 SH Sole 48628 Western Union Common 959802109 $25 1500 SH Sole 1500 Whole Foods Market Common 966837106 $2 96 SH Sole 96 Williams Sonoma Common 969904101 $1 100 SH Sole 100 Wisdomtree Trust Diefa fd ETF Common 97717w703 $75 1913 SH Sole 1913 Wisdomtree Emerging Mkts High ETF 97717W315 $228 5860 SH Sole 5860 Yield Fd Wisdomtree Tr Diefa High Yield ETF 97717W802 $17 500 SH Sole 500 Equity Fd Wisdomtree Tr Div top 100 FD ETF ETF 97717W406 $23 700 SH Sole 700 XTO Energy Common 98385X106 $127 3332 SH Sole 3332 YM Biosciences Inc Common 984238105 $68 120000 SH Sole 120000 Yahoo Inc Common 984332106 $13 800 SH Sole 800 iShares China 25 Index Fund ETF 464287184 $144 SH Sole iShares Emerging Markets Index Fund Common 464287234 $101 3138 SH Sole 3138 iShares European Mon Union Index Common 464286608 $235 7768 SH Sole 7768 Fund iShares Goldman Sachs Semiconductor ETF 464287523 $127 3451 SH Sole 3451 Index Fund iShares Lehman TIPS Bond Fund Common 464287176 $10 97 SH Sole 97 iShares Russell 2000 Growth Common 464287648 $99 1743 SH Sole 1743 iShares Russell Midcap Value Common 464287473 $83 2850 SH Sole 2850 iShares S&P 500 Common 464287200 $316 3422 SH Sole 3422 iShares S&P Goldman Sachs Technology Common 464287549 $117 2785 SH Sole 2785 Index iShares iBoxx High Yield Corp. Bond ETF 464288513 $64 800 SH Sole 800 Fund Vanguard Short Term Bond ETF ETF 921937827 $65 825 SH Sole 825 iShares 20+ year Treasury Bond Common 464287432 $4,067 43009 SH Sole 43009 American Capital Ltd. Common 02503Y103 $1 250 SH Sole 250 Blackrock Muni NY Interduration Common 09255F109 $38 3500 SH Sole 3500 Find Blackrock Muni Holdings NY Insd Common 09255C106 $229 20094 SH Sole 20094 Blackrock Muniyield NY Insd Common 09255E102 $129 12000 SH Sole 12000 Blackrock NY Muni Bond Tr Common 09249P106 $147 11200 SH Sole 11200 Dreyfus Strategic Municipals Inc. Common 261932107 $235 33564 SH Sole 33564 Eaton Vance Ins NY Muni Bond Fund II Common 27828T109 $60 5000 SH Sole 5000 iShares Trust SP Common 880191101 $24 240 SH Sole 240 iShares Trust S&P Nat'l Muni Bond Common 464288414 $45 450 SH Sole 450 Fund Japan Smaller Cap Fund Common 47109U104 $1 75 SH Sole 75 Neuberger Berman New York Common 64124K102 $84 7000 SH Sole 7000 Intermediate Muni Nuveen California Muni Value Fund Common 67062C107 $66 7800 SH Sole 7800 Inc. Nuveen Ins NY Premium Income Common 67101R107 $136 11211 SH Sole 11211 Nuveen Insured Quality Muni Fund Common 67062N103 $12 1000 SH Sole 1000 Nuveen NY Div Adv Muni 2 Common 67070A101 $36 3000 SH Sole 3000 Pimco Corp. Income Fund Common 72200U100 $105 9700 SH Sole 9700 Pimco Corp. Opportunity Fund Common 72201B101 $45 4000 SH Sole 4000 Aberdeen Asia Pac Income Fund Common 003009107 $1,168 209243 SH Sole 209243 Blackrock California Muni Income Common 09249S100 $134 11828 SH Sole 11828 Trust II Eaton Vance Short Duration Div. Inc. Common 27828V104 $49 3400 SH Sole 3400 Highland Credit Strategies Fund Common 43005Q107 $0 92 SH Sole 92 Managed High Yirld Plus Fund Common 561911108 $114 72361 SH Sole 72361 Nuveen Multi Strategy Income/Growth Common 67073D102 $16 2865 SH Sole 2865 Fund 2 Pimco High Income Fund Common 722014107 $80 8952 SH Sole 8952 iBoxx Inv. Gr Corp. Bond Fund Common 464287242 $868 8655 SH Sole 8655
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