0001140361-13-007511.txt : 20130214
0001140361-13-007511.hdr.sgml : 20130214
20130214172905
ACCESSION NUMBER: 0001140361-13-007511
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130214
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURPHY THOMAS S
CENTRAL INDEX KEY: 0001205858
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14905
FILM NUMBER: 13616321
MAIL ADDRESS:
STREET 1: C/O WALT DISNEY CO
STREET 2: 500 S BUENA VISTA STREET
CITY: BURBANK
STATE: CA
ZIP: 91521-1010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC
CENTRAL INDEX KEY: 0001067983
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 470813844
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
BUSINESS PHONE: 4023461400
MAIL ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
FORMER COMPANY:
FORMER CONFORMED NAME: NBH INC
DATE OF NAME CHANGE: 19980810
5
1
doc1.xml
FORM 5
X0306
5
2013-02-14
0
0
1
0001067983
BERKSHIRE HATHAWAY INC
BRK
0001205858
MURPHY THOMAS S
77 WEST 66TH STREET
NEW YORK
NY
10023
1
0
0
0
Class B Common Stock
2004-12-03
4
C
0
L
300
0
A
306
I
By wife
Class B Common Stock
2005-01-07
5
G
0
L
7
0
D
299
I
By wife
Class B Common Stock
2006-04-11
5
G
0
L
9
0
D
290
I
By wife
Class B Common Stock
2006-06-12
5
G
0
L
11
0
D
279
I
By wife
Class B Common Stock
2006-07-03
5
G
0
L
17
0
D
262
I
By wife
Class B Common Stock
2007-01-03
4
S
0
L
5
3664.38
D
257
I
By wife
Class B Common Stock
2008-05-13
5
G
0
L
1
0
D
256
I
By wife
Class B Common Stock
2008-05-13
5
G
0
L
7
0
D
249
I
By wife
Class B Common Stock
2008-12-15
5
G
0
L
6
0
D
243
I
By wife
Class B Common Stock
2009-05-01
5
G
0
L
6
0
D
237
I
By wife
Class B Common Stock
2009-05-04
5
G
0
L
8
0
D
229
I
By wife
Class B Common Stock
2009-05-04
5
G
0
L
11
0
D
218
I
By wife
Class B Common Stock
2009-05-22
5
G
0
L
8
0
D
210
I
By wife
Class B Common Stock
2010-02-10
4
C
0
L
1500
0
A
2600
D
Class B Common Stock
2010-06-23
4
S
0
L
333
79.40
D
2267
D
Class B Common Stock
2010-06-25
4
S
0
L
778
81.88
D
1489
D
Class B Common Stock
2010-08-25
4
P
0
L
2295
76.49
A
2295
I
See footnote
Class B Common Stock
2010-08-25
4
P
0
L
2290
76.49
A
2290
I
See footnote
Class B Common Stock
2010-08-30
4
P
0
L
19195
76.48
A
19983
I
See footnote
Class B Common Stock
2010-11-03
5
W
0
L
788
0
A
788
I
See footnote
Class B Common Stock
2011-01-10
4
P
0
L
450
79.55
A
2745
I
See footnote
Class B Common Stock
2011-01-10
4
P
0
L
450
79.55
A
2740
I
See footnote
Class B Common Stock
2011-01-13
4
P
0
L
1000
79.55
A
20983
I
See footnote
Class A Common Stock
2004-12-03
4
C
0
L
10
D
See footnote
220
I
By wife
Class A Common Stock
2006-06-21
4
S
0
3
92187.17
D
See footnote
217
I
By wife
Class A Common Stock
2006-07-20
4
S
0
2
92538.36
D
See footnote
215
I
By wife
Class A Common Stock
2006-07-20
4
S
0
8
90270.26
D
See footnote
207
I
By wife
Class A Common Stock
2006-07-26
4
S
0
5
90840.15
D
See footnote
202
I
By wife
Class A Common Stock
2006-08-28
4
S
0
2
96172.76
D
See footnote
200
I
By wife
Class A Common Stock
2006-09-19
5
G
0
3
0
D
See footnote
197
I
By wife
Class A Common Stock
2007-01-03
4
S
0
L
3
110408.83
D
See footnote
194
I
By wife
Class A Common Stock
2007-01-11
4
S
0
L
7
110022.99
D
See footnote
187
I
By wife
Class A Common Stock
2008-01-08
4
S
0
1
133793.83
D
See footnote
186
I
By wife
Class A Common Stock
2008-01-09
4
S
0
12
129988.01
D
See footnote
174
I
By wife
Class A Common Stock
2008-01-09
4
S
0
1
130149.29
D
See footnote
173
I
By wife
Class A Common Stock
2010-02-10
4
C
0
L
1
D
See footnote
1136
D
Class A Common Stock
2010-11-03
5
W
0
67
0
A
See footnote
67
I
See footnote
Class A Common Stock
See footnote
0
D
Class A Common Stock
See footnote
1136
I
See footnote
Each of these reported transactions was a gift from Mr. Murphy's wife to a charitable organization.
This reported transaction was a gift from Mr. Murphy's wife to an individual.
On September 25, 2009 Mr. Murphy's wife died. The 173 shares of Class A Common Stock and 210 shares of Class B Common Stock beneficially owned by her at the time of her death were subsequently disposed of by her estate in transactions exempt from Section 16 of the Act pursuant to Rule 16(a)(2)(d).
Pursuant to Rule 16a-2(d) under the Act, on November 3, 2010, the date following the expiration of 12 months following his appointment and qualification as executor of his late wife's estate, Mr. Murphy may be deemed to have acquired beneficial ownership of shares beneficially owned by the estate to the extent of his pecuniary interest in such shares. Amounts reflect the 67 shares of Class A Common Stock and 788 shares of Class B Common Stock beneficially owned by the estate on November 3, 2010. Such shares subsequently were distributed from the estate to Marital Trust No. 2, a trust of which Mr. Murphy is trustee and the beneficiary. As of December 31, 2012, Marital Trust No. 2 beneficially owned 67 shares of Class A Common Stock and, after giving effect to the subsequent transactions in respect of Class B Common Stock by the trust disclosed in this Form 5, 20,983 shares of Class B Common Stock.
Class B share amounts are after giving effect to the 50-for-1 Class B stock split that became effective on January 21, 2010.
The Marital Trust No. 1 (Subtrust No. 1) is the direct beneficial owner of these securities. Mr. Murphy is a trustee and the beneficiary of the trust.
The Marital Trust No. 1 (Subtrust No. 2) is the direct beneficial owner of these securities. Mr. Murphy is a trustee and the beneficiary of the trust.
The Marital Trust No. 2 is the direct beneficial owner of these securities.
Prior to January 21, 2010, each share of Class A Common Stock was convertible at any time at the option of the holder into 30 shares of Class B Common Stock. As of January 21, 2010, as a result of a 50-for-1 stock split that became effective on such date, each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 5, Thomas S. Murphy's holdings of, and transactions in, shares of Class A Common Stock are reported in Table II.
Not applicable.
As of December 31, 2012, all shares of Class A Common Stock were beneficially owned indirectly by Mr. Murphy through two grantor retained annuity trusts and no shares of Class A Common Stock were directly held.
/s/ Thomas S. Murphy
2013-02-14