0001140361-13-007511.txt : 20130214 0001140361-13-007511.hdr.sgml : 20130214 20130214172905 ACCESSION NUMBER: 0001140361-13-007511 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130214 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURPHY THOMAS S CENTRAL INDEX KEY: 0001205858 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14905 FILM NUMBER: 13616321 MAIL ADDRESS: STREET 1: C/O WALT DISNEY CO STREET 2: 500 S BUENA VISTA STREET CITY: BURBANK STATE: CA ZIP: 91521-1010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 5 1 doc1.xml FORM 5 X0306 5 2013-02-14 0 0 1 0001067983 BERKSHIRE HATHAWAY INC BRK 0001205858 MURPHY THOMAS S 77 WEST 66TH STREET NEW YORK NY 10023 1 0 0 0 Class B Common Stock 2004-12-03 4 C 0 L 300 0 A 306 I By wife Class B Common Stock 2005-01-07 5 G 0 L 7 0 D 299 I By wife Class B Common Stock 2006-04-11 5 G 0 L 9 0 D 290 I By wife Class B Common Stock 2006-06-12 5 G 0 L 11 0 D 279 I By wife Class B Common Stock 2006-07-03 5 G 0 L 17 0 D 262 I By wife Class B Common Stock 2007-01-03 4 S 0 L 5 3664.38 D 257 I By wife Class B Common Stock 2008-05-13 5 G 0 L 1 0 D 256 I By wife Class B Common Stock 2008-05-13 5 G 0 L 7 0 D 249 I By wife Class B Common Stock 2008-12-15 5 G 0 L 6 0 D 243 I By wife Class B Common Stock 2009-05-01 5 G 0 L 6 0 D 237 I By wife Class B Common Stock 2009-05-04 5 G 0 L 8 0 D 229 I By wife Class B Common Stock 2009-05-04 5 G 0 L 11 0 D 218 I By wife Class B Common Stock 2009-05-22 5 G 0 L 8 0 D 210 I By wife Class B Common Stock 2010-02-10 4 C 0 L 1500 0 A 2600 D Class B Common Stock 2010-06-23 4 S 0 L 333 79.40 D 2267 D Class B Common Stock 2010-06-25 4 S 0 L 778 81.88 D 1489 D Class B Common Stock 2010-08-25 4 P 0 L 2295 76.49 A 2295 I See footnote Class B Common Stock 2010-08-25 4 P 0 L 2290 76.49 A 2290 I See footnote Class B Common Stock 2010-08-30 4 P 0 L 19195 76.48 A 19983 I See footnote Class B Common Stock 2010-11-03 5 W 0 L 788 0 A 788 I See footnote Class B Common Stock 2011-01-10 4 P 0 L 450 79.55 A 2745 I See footnote Class B Common Stock 2011-01-10 4 P 0 L 450 79.55 A 2740 I See footnote Class B Common Stock 2011-01-13 4 P 0 L 1000 79.55 A 20983 I See footnote Class A Common Stock 2004-12-03 4 C 0 L 10 D See footnote 220 I By wife Class A Common Stock 2006-06-21 4 S 0 3 92187.17 D See footnote 217 I By wife Class A Common Stock 2006-07-20 4 S 0 2 92538.36 D See footnote 215 I By wife Class A Common Stock 2006-07-20 4 S 0 8 90270.26 D See footnote 207 I By wife Class A Common Stock 2006-07-26 4 S 0 5 90840.15 D See footnote 202 I By wife Class A Common Stock 2006-08-28 4 S 0 2 96172.76 D See footnote 200 I By wife Class A Common Stock 2006-09-19 5 G 0 3 0 D See footnote 197 I By wife Class A Common Stock 2007-01-03 4 S 0 L 3 110408.83 D See footnote 194 I By wife Class A Common Stock 2007-01-11 4 S 0 L 7 110022.99 D See footnote 187 I By wife Class A Common Stock 2008-01-08 4 S 0 1 133793.83 D See footnote 186 I By wife Class A Common Stock 2008-01-09 4 S 0 12 129988.01 D See footnote 174 I By wife Class A Common Stock 2008-01-09 4 S 0 1 130149.29 D See footnote 173 I By wife Class A Common Stock 2010-02-10 4 C 0 L 1 D See footnote 1136 D Class A Common Stock 2010-11-03 5 W 0 67 0 A See footnote 67 I See footnote Class A Common Stock See footnote 0 D Class A Common Stock See footnote 1136 I See footnote Each of these reported transactions was a gift from Mr. Murphy's wife to a charitable organization. This reported transaction was a gift from Mr. Murphy's wife to an individual. On September 25, 2009 Mr. Murphy's wife died. The 173 shares of Class A Common Stock and 210 shares of Class B Common Stock beneficially owned by her at the time of her death were subsequently disposed of by her estate in transactions exempt from Section 16 of the Act pursuant to Rule 16(a)(2)(d). Pursuant to Rule 16a-2(d) under the Act, on November 3, 2010, the date following the expiration of 12 months following his appointment and qualification as executor of his late wife's estate, Mr. Murphy may be deemed to have acquired beneficial ownership of shares beneficially owned by the estate to the extent of his pecuniary interest in such shares. Amounts reflect the 67 shares of Class A Common Stock and 788 shares of Class B Common Stock beneficially owned by the estate on November 3, 2010. Such shares subsequently were distributed from the estate to Marital Trust No. 2, a trust of which Mr. Murphy is trustee and the beneficiary. As of December 31, 2012, Marital Trust No. 2 beneficially owned 67 shares of Class A Common Stock and, after giving effect to the subsequent transactions in respect of Class B Common Stock by the trust disclosed in this Form 5, 20,983 shares of Class B Common Stock. Class B share amounts are after giving effect to the 50-for-1 Class B stock split that became effective on January 21, 2010. The Marital Trust No. 1 (Subtrust No. 1) is the direct beneficial owner of these securities. Mr. Murphy is a trustee and the beneficiary of the trust. The Marital Trust No. 1 (Subtrust No. 2) is the direct beneficial owner of these securities. Mr. Murphy is a trustee and the beneficiary of the trust. The Marital Trust No. 2 is the direct beneficial owner of these securities. Prior to January 21, 2010, each share of Class A Common Stock was convertible at any time at the option of the holder into 30 shares of Class B Common Stock. As of January 21, 2010, as a result of a 50-for-1 stock split that became effective on such date, each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. In accordance with the instructions to Form 5, Thomas S. Murphy's holdings of, and transactions in, shares of Class A Common Stock are reported in Table II. Not applicable. As of December 31, 2012, all shares of Class A Common Stock were beneficially owned indirectly by Mr. Murphy through two grantor retained annuity trusts and no shares of Class A Common Stock were directly held. /s/ Thomas S. Murphy 2013-02-14