0001193125-11-305959.txt : 20111110 0001193125-11-305959.hdr.sgml : 20111110 20111110103033 ACCESSION NUMBER: 0001193125-11-305959 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND CAPITAL MANAGEMENT INC /DE/ CENTRAL INDEX KEY: 0001067924 IRS NUMBER: 383082218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07248 FILM NUMBER: 111193687 BUSINESS ADDRESS: STREET 1: DORINCO 100 CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 5176362764 MAIL ADDRESS: STREET 1: DORINCO 100 CITY: MIDLAND STATE: MI ZIP: 48674 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990406 13F-HR 1 d253445d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: September 30, 2011 Check here if Amendment; [_] Amendment Number: ________________________________ This Amendment (Check only one); [_] is a restatement [_] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Diamond Capital Management Inc. Address: Dorinco 100 Midland, MI 48674 13F File Number: 28-7248 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth J. Van Heel Title: President, Diamond Capital Management Inc. Phone: 989-636-1915 Signature, Place, and Date of Signing: /S/ KENNETH J. VAN HEEL, MIDLAND, MICHIGAN, (November 10, 2011) Report Type (Check one only): [X] 13F HOLDINGS REPORT [_] 13F NOTICE [_] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total (x 1000): $962,832 ================================================================================
FOR PERIOD ENDING: 9/30/2011 ---------------------------- FORM 13F NAME OF REPORTING MANAGER: DIAMOND CAPITAL MANAGEMENT INC. ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: ------- ------------ --------- ------- --------- ---------------------------- -------- --------------------- INVESTMENT DISCRETION VOTING AUTHORITY ------------------------------------- --------------------- FAIR TITLE CUSIP MARKET CALL (A) (B) SHARED (C) (SHARED- (A) (B) (C) NAME OF ISSUER OF CLASS NUMBER VALUE SHARES /PUT SOLE AS DEFINED OTHER MANAGERS SOLE SHARED NONE -------------- ------------ --------- ------- --------- ---- ---- ---------- ------------ -------- --------- ------ ---- SPDR S&P 500 ETF TRUST Common Stock 78462F103 353,564 3,124,181 X 3,124,181 ISHARES MSCI EMERGING MKT IN Common Stock 464287234 226,461 6,456,418 X 6,456,418 ISHARES S&P 500 INDEX FUND Common Stock 464287200 58,711 516,412 X 516,412 UTILITIES SELECT SECTOR SPDR Common Stock 81369Y886 29,727 884,105 X 884,105 VANGUARD MSCI EMERGING MARKETS Common Stock 922042858 23,365 651,022 X 651,022 FINANCIAL SELECT SECTOR SPDR Common Stock 81369Y605 22,501 1,902,003 X 1,902,003 VANGUARD LARGE-CAP ETF Common Stock 922908637 22,209 430,000 X 430,000 INDUSTRIAL SELECT SECT SPDR Common Stock 81369Y704 19,515 668,107 X 668,107 CONSUMER STAPLES SPDR Common Stock 81369Y308 14,785 497,876 X 497,876 SPDR DJIA TRUST Common Stock 78467X109 13,287 122,000 X 122,000 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 10,822 184,838 X 184,838 PROCTER & GAMBLE CO/THE Common Stock 742718109 10,608 167,900 X 167,900 MICROSOFT CORP Common Stock 594918104 8,012 321,900 X 321,900 TECHNOLOGY SELECT SECT SPDR Common Stock 81369Y803 7,874 334,082 X 334,082 CISCO SYSTEMS INC Common Stock 17275R102 7,810 504,200 X 504,200 MCDONALDS CORP Common Stock 580135101 7,465 85,000 X 85,000 Marvell Technology Group Ltd Common Stock G5876H105 7,303 502,600 X 502,600 AT&T INC Common Stock 00206R102 6,274 220,000 X 220,000 AKAMAI Technologies Inc Common Stock 00971T101 5,815 292,500 X 292,500 SYMANTEC CORP Common Stock 871503108 5,757 353,200 X 353,200 NVIDIA CORP Common Stock 67066G104 5,750 460,000 X 460,000 BOSTON SCIENTIFIC CORP Common Stock 101137107 5,088 861,000 X 861,000 KRAFT FOODS INC-CLASS A Common Stock 50075N104 4,869 145,000 X 145,000 NOKIA CORP-SPON ADR Common Stock 654902204 4,620 816,200 X 816,200 MERCK & CO. INC Common Stock 58933Y105 4,269 130,500 X 130,500 NETAPP INC Common Stock 64110D104 4,242 125,000 X 125,000 BROADCAM CORP-CL A Common Stock 111320107 4,161 125,000 X 125,000 Petroleo Brasileiro S.A.-ADR Common Stock 71654V408 4,153 185,000 X 185,000 GOOGLE INC-CL A Common Stock 38259P508 4,100 7,970 X 7,970 AMGEN INC Common Stock 031162100 3,973 72,300 X 72,300 GENERAL MOTORS CO. Common Stock 37045V100 3,875 192,000 X 192,000 Consumer Discretionary Selt Common Stock 81369Y407 3,870 110,827 X 110,827 SPDR S&P MIDCAP 400 ETF TRST Common Stock 78467Y107 3,838 27,000 X 27,000 Gilead Sciences, Inc. Common Stock 375558103 3,678 94,800 X 94,800 SYSCO CORP Common Stock 871829107 3,610 139,400 X 139,400 ABBOTT LABORATORIES Common Stock 002824100 3,605 70,500 X 70,500 Juniper Networks, Inc Common Stock 48203R104 3,297 191,000 X 191,000 ENSCO PLC-SPON ADR Common Stock 29358Q109 2,911 72,000 X 72,000 MOTOROLA SOLUTIONS INC Common Stock 620076307 2,901 69,241 X 69,241 BAXTER INTERNATIONAL INC Common Stock 071813109 2,807 50,000 X 50,000 MEDTRONIC INC Common Stock 585055106 2,311 69,530 X 69,530 AMR CORP Common Stock 001765106 2,055 694,200 X 694,200 MOSAIC CO/THE Common Stock 61945C103 1,763 36,000 X 36,000 UNITED STATES STEEL CORP Common Stock 912909108 1,761 80,000 X 80,000 NABORS INDUSTRIES LTD Common Stock G6359F103 1,741 142,000 X 142,000 X GENERAL MILLS INC Common Stock 370334104 1,539 40,000 X 40,000 CITIGROUP INC Common Stock 172967424 1,537 60,000 X 60,000 ENTROPIC COMMUNICATIONS INC Common Stock 29384R105 1,266 306,444 X 306,444 Allegheny X Technologies, Inc. Common Stock 01741R102 1,169 31,600 X 31,600 AES CORP Common Stock 00130H105 1,122 115,000 X 115,000 BANK OF AMERICA CORP Common Stock 060505104 1,056 172,500 X 172,500 HEALTH CARE SELECT SECTOR Common Stock 81369Y209 851 26,821 X 26,821 CORNING INC Common Stock 219350105 791 64,000 X 64,000 PROSHARES ULTRA S&P500 Common Stock 74347R107 759 20,000 X 20,000 INSULET CORP Common Stock 45784P101 692 45,375 X 45,375 ARCH COAL, INC Common Stock 039380100 437 30,000 X 30,000 NEUROGESX INC Common Stock 641252101 409 459,032 X 459,032 AMICUS THERAPEUTICCS INC Common Stock 3152W109 85 22,162 X 22,162 ALEXZA PHARMACEUTICALS INC Common Stock 015384100 75 69,246 X 69,246 CYCLACEL PHARMACEUTICALS INC Common Stock 23254L108 14 32,015 X 32,105 NVDA 10 C12 - Call Option Stock Option 33 30,000 Call X 30,000 NVDA 10 P12--Put Option Stock Option -12 20,100 Put X 20,100 MRVL 11 C14 - Call Option Stock Option -44 32,400 Call X 32,400 SSO 12 C42 - Call Option Stock Option -60 20,000 Call X 20,000 ------- COLUMN TOTALS 962,832 =======