0001193125-11-305959.txt : 20111110
0001193125-11-305959.hdr.sgml : 20111110
20111110103033
ACCESSION NUMBER: 0001193125-11-305959
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111110
DATE AS OF CHANGE: 20111110
EFFECTIVENESS DATE: 20111110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIAMOND CAPITAL MANAGEMENT INC /DE/
CENTRAL INDEX KEY: 0001067924
IRS NUMBER: 383082218
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07248
FILM NUMBER: 111193687
BUSINESS ADDRESS:
STREET 1: DORINCO 100
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 5176362764
MAIL ADDRESS:
STREET 1: DORINCO 100
CITY: MIDLAND
STATE: MI
ZIP: 48674
FORMER COMPANY:
FORMER CONFORMED NAME: DIAMOND CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990406
13F-HR
1
d253445d13fhr.txt
FORM 13F
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Quarter Ended: September 30, 2011
Check here if Amendment; [_] Amendment Number: ________________________________
This Amendment (Check only one); [_] is a restatement
[_] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Diamond Capital Management Inc.
Address: Dorinco 100
Midland, MI 48674
13F File Number: 28-7248
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth J. Van Heel
Title: President, Diamond Capital Management Inc.
Phone: 989-636-1915
Signature, Place, and Date of Signing:
/S/ KENNETH J. VAN HEEL, MIDLAND, MICHIGAN, (November 10, 2011)
Report Type (Check one only):
[X] 13F HOLDINGS REPORT
[_] 13F NOTICE
[_] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 64
Form 13F Information Table Value Total (x 1000): $962,832
================================================================================
FOR PERIOD ENDING: 9/30/2011
----------------------------
FORM 13F
NAME OF REPORTING MANAGER: DIAMOND CAPITAL MANAGEMENT INC.
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
------- ------------ --------- ------- --------- ---------------------------- -------- ---------------------
INVESTMENT DISCRETION VOTING AUTHORITY
------------------------------------- ---------------------
FAIR
TITLE CUSIP MARKET CALL (A) (B) SHARED (C) (SHARED- (A) (B) (C)
NAME OF ISSUER OF CLASS NUMBER VALUE SHARES /PUT SOLE AS DEFINED OTHER MANAGERS SOLE SHARED NONE
-------------- ------------ --------- ------- --------- ---- ---- ---------- ------------ -------- --------- ------ ----
SPDR S&P 500 ETF
TRUST Common Stock 78462F103 353,564 3,124,181 X 3,124,181
ISHARES MSCI
EMERGING
MKT IN Common Stock 464287234 226,461 6,456,418 X 6,456,418
ISHARES S&P 500
INDEX FUND Common Stock 464287200 58,711 516,412 X 516,412
UTILITIES SELECT
SECTOR SPDR Common Stock 81369Y886 29,727 884,105 X 884,105
VANGUARD MSCI
EMERGING
MARKETS Common Stock 922042858 23,365 651,022 X 651,022
FINANCIAL SELECT
SECTOR SPDR Common Stock 81369Y605 22,501 1,902,003 X 1,902,003
VANGUARD
LARGE-CAP ETF Common Stock 922908637 22,209 430,000 X 430,000
INDUSTRIAL
SELECT SECT
SPDR Common Stock 81369Y704 19,515 668,107 X 668,107
CONSUMER
STAPLES SPDR Common Stock 81369Y308 14,785 497,876 X 497,876
SPDR DJIA TRUST Common Stock 78467X109 13,287 122,000 X 122,000
ENERGY SELECT
SECTOR SPDR Common Stock 81369Y506 10,822 184,838 X 184,838
PROCTER &
GAMBLE CO/THE Common Stock 742718109 10,608 167,900 X 167,900
MICROSOFT CORP Common Stock 594918104 8,012 321,900 X 321,900
TECHNOLOGY
SELECT SECT
SPDR Common Stock 81369Y803 7,874 334,082 X 334,082
CISCO SYSTEMS INC Common Stock 17275R102 7,810 504,200 X 504,200
MCDONALDS CORP Common Stock 580135101 7,465 85,000 X 85,000
Marvell Technology
Group Ltd Common Stock G5876H105 7,303 502,600 X 502,600
AT&T INC Common Stock 00206R102 6,274 220,000 X 220,000
AKAMAI Technologies
Inc Common Stock 00971T101 5,815 292,500 X 292,500
SYMANTEC CORP Common Stock 871503108 5,757 353,200 X 353,200
NVIDIA CORP Common Stock 67066G104 5,750 460,000 X 460,000
BOSTON SCIENTIFIC
CORP Common Stock 101137107 5,088 861,000 X 861,000
KRAFT FOODS
INC-CLASS A Common Stock 50075N104 4,869 145,000 X 145,000
NOKIA CORP-SPON
ADR Common Stock 654902204 4,620 816,200 X 816,200
MERCK & CO. INC Common Stock 58933Y105 4,269 130,500 X 130,500
NETAPP INC Common Stock 64110D104 4,242 125,000 X 125,000
BROADCAM
CORP-CL A Common Stock 111320107 4,161 125,000 X 125,000
Petroleo Brasileiro
S.A.-ADR Common Stock 71654V408 4,153 185,000 X 185,000
GOOGLE INC-CL A Common Stock 38259P508 4,100 7,970 X 7,970
AMGEN INC Common Stock 031162100 3,973 72,300 X 72,300
GENERAL MOTORS
CO. Common Stock 37045V100 3,875 192,000 X 192,000
Consumer Discretionary
Selt Common Stock 81369Y407 3,870 110,827 X 110,827
SPDR S&P MIDCAP
400 ETF TRST Common Stock 78467Y107 3,838 27,000 X 27,000
Gilead Sciences, Inc. Common Stock 375558103 3,678 94,800 X 94,800
SYSCO CORP Common Stock 871829107 3,610 139,400 X 139,400
ABBOTT
LABORATORIES Common Stock 002824100 3,605 70,500 X 70,500
Juniper Networks, Inc Common Stock 48203R104 3,297 191,000 X 191,000
ENSCO PLC-SPON
ADR Common Stock 29358Q109 2,911 72,000 X 72,000
MOTOROLA
SOLUTIONS INC Common Stock 620076307 2,901 69,241 X 69,241
BAXTER
INTERNATIONAL
INC Common Stock 071813109 2,807 50,000 X 50,000
MEDTRONIC INC Common Stock 585055106 2,311 69,530 X 69,530
AMR CORP Common Stock 001765106 2,055 694,200 X 694,200
MOSAIC CO/THE Common Stock 61945C103 1,763 36,000 X 36,000
UNITED STATES
STEEL CORP Common Stock 912909108 1,761 80,000 X 80,000
NABORS
INDUSTRIES LTD Common Stock G6359F103 1,741 142,000 X 142,000
X
GENERAL MILLS INC Common Stock 370334104 1,539 40,000 X 40,000
CITIGROUP INC Common Stock 172967424 1,537 60,000 X 60,000
ENTROPIC
COMMUNICATIONS
INC Common Stock 29384R105 1,266 306,444 X 306,444
Allegheny X
Technologies, Inc. Common Stock 01741R102 1,169 31,600 X 31,600
AES CORP Common Stock 00130H105 1,122 115,000 X 115,000
BANK OF AMERICA
CORP Common Stock 060505104 1,056 172,500 X 172,500
HEALTH CARE
SELECT SECTOR Common Stock 81369Y209 851 26,821 X 26,821
CORNING INC Common Stock 219350105 791 64,000 X 64,000
PROSHARES
ULTRA S&P500 Common Stock 74347R107 759 20,000 X 20,000
INSULET CORP Common Stock 45784P101 692 45,375 X 45,375
ARCH COAL, INC Common Stock 039380100 437 30,000 X 30,000
NEUROGESX INC Common Stock 641252101 409 459,032 X 459,032
AMICUS
THERAPEUTICCS
INC Common Stock 3152W109 85 22,162 X 22,162
ALEXZA
PHARMACEUTICALS
INC Common Stock 015384100 75 69,246 X 69,246
CYCLACEL
PHARMACEUTICALS
INC Common Stock 23254L108 14 32,015 X 32,105
NVDA 10 C12 - Call
Option Stock Option 33 30,000 Call X 30,000
NVDA 10 P12--Put
Option Stock Option -12 20,100 Put X 20,100
MRVL 11 C14 - Call
Option Stock Option -44 32,400 Call X 32,400
SSO 12 C42 - Call
Option Stock Option -60 20,000 Call X 20,000
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COLUMN TOTALS 962,832
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