0001398344-19-006839.txt : 20190422 0001398344-19-006839.hdr.sgml : 20190422 20190422160905 ACCESSION NUMBER: 0001398344-19-006839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190417 FILED AS OF DATE: 20190422 DATE AS OF CHANGE: 20190422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dakos Andrew CENTRAL INDEX KEY: 0001341021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10575 FILM NUMBER: 19759530 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE. STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10575 FILM NUMBER: 19759531 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels Steven CENTRAL INDEX KEY: 0001561169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10575 FILM NUMBER: 19759532 MAIL ADDRESS: STREET 1: 72 COLEYTOWN ROAD CITY: WESTPORT STATE: CT ZIP: 06882 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLC CENTRAL INDEX KEY: 0001504304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-10575 FILM NUMBER: 19759533 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER NAME: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001162028 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129692124 MAIL ADDRESS: STREET 1: ALLIANCEBERNSTEIN LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 4 1 fp0041504_4.xml X0306 4 2019-04-17 1 0001162028 ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP 0001504304 Bulldog Investors, LLC PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001561169 Samuels Steven 72 COLEYTOWN ROAD WESTPORT CT 06882 0 0 1 0 0001067621 GOLDSTEIN PHILLIP 60 HERITAGE DRIVE PLEASANTVILLE NY 10570 0 0 1 0 0001341021 Dakos Andrew PARK 80 WEST 250 PEHLE AVE. STE 708 SADDLE BROOK NJ 07663 0 0 1 0 Common Stock 2019-04-01 4 J 0 96742 0 D 537379 I By Clients Common Stock 2019-04-17 4 S 0 39111 14.68 D 498268 I By Clients Common Stock 2019-04-17 4 S 0 39782 14.6824 D 458486 I By Clients Common Stock 2019-04-18 4 S 0 457400 14.6752 D 1086 I By Clients Common Stock 6375 D Common Stock 500 D The shares of AKP are held by a former private investment fund client of Bulldog Investors. As of April 1, 2019 such fund is no longer a client of Bulldog Investors and as a result such shares will no longer be reported. Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Shares are held by Steven Samuels. Shares are held by Andrew Dakos. /s/ Phillip Goldstein on behalf of Bulldog Investors, LLC 2019-04-22 /s/ Phillip Goldstein 2019-04-22 /s/ Andrew Dakos 2019-04-22 /s/ Steven Samuels 2019-04-22