-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SP6OV7fcxKS5LAPmSlC0d7ZvxeZE0WSYzxhDSPtibUh/g7e659IE1Jb6+ZIm1P6N gZBQ7G/AonziVyNJj5Ob8g== 0001067621-10-000001.txt : 20100119 0001067621-10-000001.hdr.sgml : 20100118 20100119163204 ACCESSION NUMBER: 0001067621-10-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100119 DATE AS OF CHANGE: 20100119 GROUP MEMBERS: ANDREW DAKOS GROUP MEMBERS: BULLDOG INVESTORS GROUP MEMBERS: PHILLIP GOLDSTEIN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LGL GROUP INC CENTRAL INDEX KEY: 0000061004 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 381799862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-09994 FILM NUMBER: 10533573 BUSINESS ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 BUSINESS PHONE: (407) 298-2000 MAIL ADDRESS: STREET 1: 2525 SHADER ROAD CITY: ORLANDO STATE: FL ZIP: 32804 FORMER COMPANY: FORMER CONFORMED NAME: LYNCH CORP DATE OF NAME CHANGE: 19920703 SC 13D/A 1 lglthirda.txt DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/06/2010 1. NAME OF REPORTING PERSON Bulldog Investors, Phillip Goldstein and Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[X] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA 7. SOLE VOTING POWER 89,827 8. SHARED VOTING POWER 23,492 9. SOLE DISPOSITIVE POWER 113,319 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 113,319 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.16% 14. TYPE OF REPORTING PERSON IA The following constitutes Amendment No.5 to the Schedule 13d filed by the undersigned on May 15, 2007. This Amendment No.4 amends the Schedule 13d as specifically set forth. Item 5 is amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER a)- b) As per the DEF 14A filed on 5/22/2009 there were 2,194,348 shares of LGL outstanding as of 5/8/2009. The percentage set forth in item 5 was derived using such number. Bulldog Investors, Phillip Goldstein, Andrew Dakos and accounts managed by the filing persons beneficially own an aggregate of 113,319 shares of LGL or 5.16% of the outstanding shares. Power to dispose and vote securities lie solely with Phillip Goldstein and Andrew Dakos. c) During the past 60 days the following shares of LGL were sold unless previously reported: Date Shares Price 12/11/09 (2,635) 3.5000 12/15/09 (1) 3.5000 12/28/09 (4,000) 3.6250 12/29/09 (4,200) 3.7000 01/05/10 (200) 3.7500 01/06/10 (4,800) 3.7000 01/07/10 (777) 3.7000 01/08/10 (200) 3.7000 01/11/10 (1,300) 3.7000 01/12/10 (15,452) 3.7081 01/13/10 (5,600) 3.8502 01/14/10 (1,400) 3.8500 01/15/10 (3,000) 3.8500 d) Beneficial Owners of the accounts managed by the filing persons are entitled to receive any dividends or sales proceeds. e) NA Item 7 is amended as follows: NA Dated: 1/19/2010 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /s/ Andrew Dakos Name: Andrew Dakos -----END PRIVACY-ENHANCED MESSAGE-----