-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdyzgvMmuHfDshwxCHbPtXQz33dfYNue0TePBmq2ewI4OBszIXZ0eyWkGWjYDqqt I3EgW/tigtdeAvqCKOzO/Q== 0001135052-01-000002.txt : 20010223 0001135052-01-000002.hdr.sgml : 20010223 ACCESSION NUMBER: 0001135052-01-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEST PROPERTIES INC CENTRAL INDEX KEY: 0001067419 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 952635431 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55001 FILM NUMBER: 1547113 BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAJOR MISSION WEST PROPERTIES OP UNIT HOLDERS CENTRAL INDEX KEY: 0001135052 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ITEM l(a). Name of Issuer: MISSION WEST PROPERTIES, INC. ITEM l(b). Address of Issuer's Principal Executive Offices: 10050 BANDLEY DRIVE CUPERTINO, CA 95014 ITEM 2(a) Name of Person Filing: MAJOR MISSION WEST PROPERTIES O.P. UNIT HOLDERS ITEM 2(b) Address of Principal Business Office or, if none, Residence: 10050 BANDLEY DRIVE CUPERTINO, CA 95014 ITEM 2(c) Citizenship: UNITED STATES OF AMERICA ITEM 2(d) Title of Class of Securities: CONVERTIBLE O.P. UNITS AND COMMON STOCK ITEM 2(e) CUSIP Number: ITEM 3. If This Statement is Filed Pursuant to Rule l3d-1(b), or 13d-2(b)or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a) (6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a) (19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment advisor in accordance with Rule 13d-1(b) (1) (ii) (E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b) (1) (ii) (F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b) (1) (ii) (G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment: company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group, in accordance with Rule l3d-l(b)(1)(ii)(J). If this statement: is filed pursuant to Rule 13d-1c, check this box ___. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 82,310,595 Convertible O.P. Units and Common Stock (b) Percent of Class: 83.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: SEE ATTACHED EXHIBIT 99 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: SEE ATTACHED EXHIBIT 99 (iv) shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP SEE ATTACHED EXHIBIT 99 ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 CARL E. BERG By: /s/ CARL E. BERG ----------------------------- EX-99 2 0002.txt ITEM 4. BENEFICIAL OWNERSHIP INFORMATION Exhibit to Form 13G Item 4. Beneficial Ownership Information
Convertible O.P. Units and O.P. Unit Holder Common Stock (1) % of Class (2) - ---------------- ---------------- -------------- Carl E. Berg (3) 30,133,280 30.3% Clyde J. Berg (4) 18,342,285 18.5% Berg & Berg Enterprises, Inc. (3)(4) 10,789,383 10.9% Thelmer Aalgaard 2,358,565 2.4% John Kontrabecki 1,755,761 1.8% West Coast Venture Capital Ltd. (3)(4) 11,425,293 11.5% Carl Berg Childs Trust (4) 898,319 0.9% 1981 Kara Ann Berg Trust (4) 3,368,507 3.4% King Ranch Partners (3)(4) 3,239,202 3.3% ---------------- -------------- TOTAL- 82,310,595 83.0%
(1) Includes O.P. Units and Common Stock held of record by the group member. (2) Percentages calculated on the assumption that all convertible O.P. Units held by the group members have been converted into shares of Common Stock. Certain restrictions contained in the issuer's charter and agreements between the issuer and the group members limit the number of shares that can be held at any one time by stockholders of the Company. (3) These group members may be considered under common control. (4) These group members may be considered under common control. Each of the above members disclaims beneficial ownership for convertible O.P. units and common stock they do not own. -----END PRIVACY-ENHANCED MESSAGE-----