-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7oHC0vQ3s0oRvcWbUZhPtSv9AS3cK/rGfo1VIFozO39TPCtIFmTBq9pqkLvxsKy /gdZWAYFrvizyqkfnmiDwA== 0001224295-11-000002.txt : 20110218 0001224295-11-000002.hdr.sgml : 20110218 20110218162135 ACCESSION NUMBER: 0001224295-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110216 FILED AS OF DATE: 20110218 DATE AS OF CHANGE: 20110218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FETTIG JEFF M CENTRAL INDEX KEY: 0001224295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03932 FILM NUMBER: 11624757 MAIL ADDRESS: STREET 1: C/O WHIRLPOOL CORP STREET 2: 2000 M-63N CITY: BENTON HARBOR STATE: MI ZIP: 49022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHIRLPOOL CORP /DE/ CENTRAL INDEX KEY: 0000106640 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 381490038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHIRLPOOL CNTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 BUSINESS PHONE: 6169235000 MAIL ADDRESS: STREET 1: WHIRLPOOL CTR 2000 M 63 STREET 2: C/O CORPORATE SECRETARY CITY: BENTON HARBOR STATE: MI ZIP: 49022-2692 FORMER COMPANY: FORMER CONFORMED NAME: WHIRLPOOL SEEGER CORP DATE OF NAME CHANGE: 19710824 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-16 0000106640 WHIRLPOOL CORP /DE/ WHR 0001224295 FETTIG JEFF M WHIRLPOOL CORPORATION 2000 M-63N BENTON HARBOR MI 49022 1 1 0 0 CHAIRMAN AND CEO Common Stock 2011-02-16 4 M 0 5000 54.07 A 5000 D Common Stock 2011-02-16 4 S 0 5000 84.2997 D 0 D Common Stock 2011-02-17 4 M 0 10000 54.07 A 10000 D Common Stock 2011-02-17 4 S 0 10000 82.7351 D 0 D Common Stock 2011-02-17 4 M 0 5000 54.07 A 5000 D Common Stock 2011-02-17 4 S 0 5000 82.9056 D 0 D Common Stock 2011-02-17 4 M 0 5000 54.07 A 5000 D Common Stock 2011-02-17 4 S 0 5000 83.3497 D 0 D Common Stock 2011-02-17 4 M 0 10000 54.07 A 10000 D Common Stock 2011-02-17 4 S 0 10000 83.6458 D 0 D Common Stock 2011-02-17 4 M 0 10000 54.07 A 10000 D Common Stock 2011-02-17 4 S 0 10000 83.6197 D 0 D Common Stock 2011-02-17 4 M 0 5000 54.07 A 5000 D Common Stock 2011-02-17 4 S 0 5000 83.39 D 0 D Common Stock 10 I Held by Son Common Stock 74413 I By GRAT Common Stock 33379 I By GRAT Common Stock 54394 I By GRAT Common Stock 3411.87 I 401(k) Stock Fund Employee Stock Option (Right to Buy) 54.07 2011-02-16 4 M 0 5000 0 D 2011-02-19 Common 5000 65000 D Employee Stock Option (Right to Buy) 54.07 2011-02-17 4 M 0 45000 0 D 2011-02-19 Common 45000 20000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.01 to $84.40, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.40 to $83.08, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.71 to $82.97, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.46, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.56 to $83.82, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.41 to $83.75, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.383 to $83.43, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reporting person disclaims beneficial ownership of all securities held by his children, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These shares were contributed to a grantor retained annuity trust on 03/09/2009. These shares were contributed to a grantor retained annuity trust on 06/25/2009. These shares were contributed to a grantor retained annuity trust on 06/30/2010. The options vested in two equal installments on 02/19/2002 and 02/19/2003. /s/ Daniel F. Hopp, Attorney-in-Fact 2011-02-18 -----END PRIVACY-ENHANCED MESSAGE-----