0001104659-21-037684.txt : 20210317 0001104659-21-037684.hdr.sgml : 20210317 20210317160634 ACCESSION NUMBER: 0001104659-21-037684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMIT ERIC CENTRAL INDEX KEY: 0001259393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35314 FILM NUMBER: 21750597 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EGAIN Corp CENTRAL INDEX KEY: 0001066194 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770466366 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1252 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 6502307500 MAIL ADDRESS: STREET 1: 1252 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: EGAIN COMMUNICATIONS CORP DATE OF NAME CHANGE: 19990709 4 1 a4.xml 4 X0306 4 2021-03-15 0 0001066194 EGAIN Corp EGAN 0001259393 SMIT ERIC 1252 BORREGAS AVENUE SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 2021-03-15 4 M 0 3000 6.29 A 132187 D Common Stock 2021-03-15 4 M 0 2000 2.50 A 134187 D Common Stock 2021-03-15 4 S 0 3000 10.35 D 131187 D Common Stock 2021-03-15 4 S 0 2000 10.35 D 129187 D Employee Stock Option (right to buy) 2.5 2021-03-15 4 M 0 2000 0 D 2027-09-19 Common Stock 2000 70000 D Employee Stock Option (right to buy) 6.29 2021-03-15 4 M 0 3000 0 D 2024-09-11 Common Stock 3000 40000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Represents average price. These shares were sold in multiple transactions ranging in price from $10.26 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. /s/ Eric Smit 2021-03-17