0001104659-19-010080.txt : 20190222 0001104659-19-010080.hdr.sgml : 20190222 20190222160549 ACCESSION NUMBER: 0001104659-19-010080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOCKLEY BRETT A CENTRAL INDEX KEY: 0001108720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35314 FILM NUMBER: 19625730 MAIL ADDRESS: STREET 1: 7125 NORTHLAND TERRACE CITY: MINNEAPOLIS STATE: MN ZIP: 55428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EGAIN Corp CENTRAL INDEX KEY: 0001066194 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770466366 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1252 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 6502307500 MAIL ADDRESS: STREET 1: 1252 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: EGAIN COMMUNICATIONS CORP DATE OF NAME CHANGE: 19990709 4 1 a4.xml 4 X0306 4 2019-02-19 0 0001066194 EGAIN Corp EGAN 0001108720 SHOCKLEY BRETT A 1252 BORREGAS AVENUE SUNNYVALE CA 94089 1 0 0 0 External Director Common Stock 2019-02-19 4 S 0 48684 11.56 D 1316 D Common Stock 2019-02-20 4 S 0 7047 11.51 D 0 D Common Stock 2019-02-21 4 S 0 5793 11.83 D 0 D Options (right to buy) 2.5 2019-02-20 4 M 0 11024 0 D 2027-09-19 Common Stock 62291 51267 D Options (right to buy) 4.335 2019-02-20 4 M 0 500 0 D 2025-11-06 Common Stock 500 0 D Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.70. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a securityholder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.45 to $11.55. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The options, representing a right to purchase a total of 62,291 shares, became exercisable beginning on September 1, 2017 over four years at the rate of 1/48th of the total shares each month. The options, representing a right to purchase a total of 500 shares, became exercisable beginning on November 1, 2016 over four years at the rate of 1/48th of the total shares each month. /s/ Brett Shockley 2019-02-22