FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/28/2011 |
3. Issuer Name and Ticker or Trading Symbol
CORINTHIAN COLLEGES INC [ COCO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock(1) | 14,319 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | (2) | 04/01/2013 | Common Stock | 2,407 | $14.4 | D | |
Stock Options (right to buy) | (3) | 08/24/2013 | Common Stock | 2,625 | $11.85 | D | |
Stock Options (right to buy) | (4) | 08/31/2014 | Common Stock | 5,625 | $14.06 | D | |
Stock Options (right to buy) | (5) | 08/29/2015 | Common Stock | 20,000 | $13.27 | D | |
Stock Options (right to buy) | (6) | 08/28/2016 | Common Stock | 16,265 | $19.11 | D | |
Stock Options (right to buy) | (7) | 08/25/2017 | Common Stock | 29,400 | $4.73 | D | |
Stock Options (right to buy) | (8) | 11/17/2017 | Common Stock | 12,600 | $4.3 | D | |
Stock Options (right to buy) | (9) | 11/17/2017 | Common Stock | 10,336 | $4.3 | D |
Explanation of Responses: |
1. Includes 1,111 restricted stock units ("RSUs") that vest on August 28, 2011, 1,112 RSUs that vest on August 28, 2012, 2,877 RSUs that vest on November 17, 2011, 2,876 RSUs that vest on November 17, 2012, 2,876 RSUs that vest on November 17, 2013, 702 RSUs that vest on November 17, 2011, 701 RSUs that vest on November 17, 2012 and 702 RSUs that vest on November 17, 2013. |
2. Granted by the Issuer on April 1, 2006; these options vested in four equal installments on April 1, 2007, April 1, 2008, April 1, 2009 and April 1, 2010. |
3. Granted by the Issuer on August 24, 2006; these options vested in four equal installments on August 24, 2007, August 24, 2008, August 24, 2009 and August 24, 2010. |
4. Granted by the Issuer on August 31, 2007; these options vest in four equal installments on August 31, 2008, August 31, 2009, August 31, 2010 and August 31, 2011. |
5. Granted by the Issuer on August 29, 2008; these options vest in four equal installments on August 29, 2009, August 29, 2010, August 29, 2011 and August 29, 2012. |
6. Granted by the Issuer on August 28, 2009; these options vest in three equal installments on August 28, 2010, August 28, 2011 and August 28, 2012. |
7. Granted by the Issuer on August 25, 2010: these options vest in three equal installments on August 25, 2011, August 25, 2012 and August 25, 2013. |
8. Granted by the Issuer on November 17, 2010; these options vest in three installments on August 25, 2011, August 25, 2012 and August 25, 2013. |
9. Granted by the Issuer on November 17, 2010; these options vest in three installments on November 17, 2011, November 17, 2012 and November 27, 2013. |
Remarks: |
Stan A. Mortensen, Attorney-in-Fact for Robert Bosic | 02/08/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |