0001209191-13-058670.txt : 20131226 0001209191-13-058670.hdr.sgml : 20131225 20131226170104 ACCESSION NUMBER: 0001209191-13-058670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131226 DATE AS OF CHANGE: 20131226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIODELIVERY SCIENCES INTERNATIONAL INC CENTRAL INDEX KEY: 0001103021 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 352089858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 CORPORATE CENTER DRIVE STREET 2: SUITE 210 CITY: RALEIGH STATE: NC ZIP: 27607 BUSINESS PHONE: 919 582 9050 MAIL ADDRESS: STREET 1: 801 CORPORATE CENTER DRIVE STREET 2: SUITE 210 CITY: RALEIGH STATE: NC ZIP: 27607 FORMER COMPANY: FORMER CONFORMED NAME: MAS ACQUISITION XXIII CORP DATE OF NAME CHANGE: 20000111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ODONNELL FRANCIS E JR CENTRAL INDEX KEY: 0001066040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31361 FILM NUMBER: 131299074 MAIL ADDRESS: STREET 1: C/O BIODELIVERY SCIENCES INTERNATIONAL, STREET 2: 801 CORPORATE CENTER DRIVE, SUITE 210 CITY: RALEIGH STATE: NC ZIP: 27607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-23 0 0001103021 BIODELIVERY SCIENCES INTERNATIONAL INC BDSI 0001066040 ODONNELL FRANCIS E JR C/O BIODELIVERY SCIENCES INTL, INC. 801 CORPORATE CENTER DRIVE, SUITE 210 RALEIGH NC 27607 1 0 0 0 Common Stock 2013-12-23 4 J 0 100000 5.91 D 2771751 I By HCG II LLC Common Stock 2013-12-23 4 S 0 50000 5.88 D 2721751 I By HCG II LLC The subject shares, which were held indirectly by the Reporting Person through Hopkins Capital Group II, LLC, were involuntarily transferred by Hopkins Capital Group II, LLC to a lender of Hopkins Capital Partners, Inc. under a pledge and account control agreement between the lender and Hopkins Capital Partners, Inc. The lender exercised its rights to take title to such shares in exchange for a reduction in Hopkins Capital Partners, Inc.?s secured indebtedness equal to $5.91 per transferred share. These shares are owned by Hopkins Capital Group II, LLC, of which the Reporting Person is the Manager. On December 23, 2013, the Reporting Person sold an aggregate of 50,000 shares of the Issuer's Common Stock at a weighted average price of $5.88. The highest sale price for the Common Stock was $5.95 per share and the lowest sale price was $5.86 per share. /s/ Francis E. O'Donnell, Jr. 2013-12-26