FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/15/2009 |
3. Issuer Name and Ticker or Trading Symbol
CONCUR TECHNOLOGIES INC [ CNQR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3,565 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | 11/26/2004(1) | 11/26/2013 | Common Stock | 1,750 | $9.7 | D | |
Incentive Stock Option (right to buy) | 10/01/2005(1) | 10/01/2014 | Common Stock | 4,583 | $10.67 | D | |
Incentive Stock Option (right to buy) | 08/01/2004(1) | 08/01/2013 | Common Stock | 11,923 | $10.83 | D | |
Incentive Stock Option (right to buy) | 08/01/2006(1) | 08/01/2015 | Common Stock | 10,554 | $11.05 | D | |
Incentive Stock Option (right to buy) | 12/30/2006(1) | 12/29/2015 | Common Stock | 2,812 | $12.89 | D | |
Non-Qualified Stock Option (right to buy) | 11/26/2004(1) | 11/26/2013 | Common Stock | 4,097 | $9.7 | D | |
Non-Qualified Stock Option (right to buy) | 10/01/2005(1) | 10/01/2014 | Common Stock | 5,417 | $10.67 | D | |
Non-Qualified Stock Option (right to buy) | 08/01/2004(1) | 08/01/2013 | Common Stock | 77 | $10.83 | D | |
Non-Qualified Stock Option (right to buy) | 08/01/2006(1) | 08/01/2015 | Common Stock | 14,446 | $11.05 | D | |
Non-Qualified Stock Option (right to buy) | 03/31/2005(2) | 03/31/2014 | Common Stock | 6,000 | $11.2 | D | |
Non-Qualified Stock Option (right to buy) | 12/30/2006(1) | 12/29/2015 | Common Stock | 5,738 | $12.89 | D | |
Restricted Stock Units | (3) | 09/30/2010 | Common Stock | 4,890 | $0 | D | |
Restricted Stock Units | (4) | 01/15/2012 | Common Stock | 21,429 | $0 | D |
Explanation of Responses: |
1. ISO becomes exercisable in combination with NQSO granted on same date where in 25% of the shares granted become exercisable upon the one-year anniversary of the grant date, then in thirty-six monthly installments thereafter. |
2. The option becomes exercisable for 25% of the shares granted upon the one-year anniversary of the grant date, then in thirty-six equal monthly installments thereafter. Pursuant to the terms of the option agreement, on 11/8/04 the option became immediately vested for 100% of the shares upon achieving 2004 EPS Target. |
3. The remaining balance of the restricted stock units granted on 4/23/07 shall vest 2,445 shares on each of 9/30/09 and 9/30/2010. |
4. The restricted stock units shall vest 25% on each of the first four anniversaries of the date of grant. |
/s/ Robert N. Cavanaugh | 01/19/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |