0001062993-21-008258.txt : 20210903 0001062993-21-008258.hdr.sgml : 20210903 20210903175219 ACCESSION NUMBER: 0001062993-21-008258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOFTBANK GROUP CORP CENTRAL INDEX KEY: 0001065521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 211237652 BUSINESS ADDRESS: STREET 1: 1-7-1 KAIGAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105-7537 BUSINESS PHONE: 01181368892260 MAIL ADDRESS: STREET 1: 1-7-1 KAIGAN STREET 2: MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105-7537 FORMER NAME: FORMER CONFORMED NAME: SOFTBANK CORP DATE OF NAME CHANGE: 19980708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Combes Michel CENTRAL INDEX KEY: 0001708849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 211237650 MAIL ADDRESS: STREET 1: 101 WEST 24TH STREET CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Delaware Project 10 L.L.C. CENTRAL INDEX KEY: 0001872350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 211237651 BUSINESS ADDRESS: STREET 1: 1 CIRCLE STAR WAY STREET 2: 4TH FLOOR CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-520-3113 MAIL ADDRESS: STREET 1: 1 CIRCLE STAR WAY STREET 2: 4TH FLOOR CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARNEIRO DE MEDEIROS CARLOS HENRIQUE CENTRAL INDEX KEY: 0001862136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 211237649 MAIL ADDRESS: STREET 1: C/O 1 CIRCLE STAR WAY, 4TH FLOOR CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-09-01 0001818874 SoFi Technologies, Inc. SOFI 0001065521 SOFTBANK GROUP CORP 1-7-1 KAIGAN MINATO-KU TOKYO M0 105-7537 JAPAN 1 0 0 0 0001872350 Delaware Project 10 L.L.C. 1 CIRCLE STAR WAY 4TH FLOOR SAN CARLOS CA 94070 1 0 0 0 0001708849 Combes Michel C/O SOFTBANK GROUP CAPITAL LTD 69 GROSVENOR ST LONDON X0 W1K 3JP UNITED KINGDOM 1 0 0 0 0001862136 CARNEIRO DE MEDEIROS CARLOS HENRIQUE C/O SOFTBANK GROUP CAPITAL LTD 69 GROSVENOR ST LONDON X0 W1K 3JP UNITED KINGDOM 1 0 0 0 Common Stock 2021-09-01 4 A 0 31427 0 A 117827360 I By Delaware Project 10 L.L.C. Represents shares of common stock pursuant to an award of RSUs granted to Messrs. Combes and Medeiros in connection with their services as directors of the Issuer. Messrs. Combes and Medeiros assigned all rights, title and interest in the RSUs reported herein to Delaware Project 10 L.L.C ("DE Project 10"). Accordingly, the RSUs were issued directly to DE Project 10. Messrs. Combes and Medeiros disclaim beneficial ownership of such shares as they have no pecuniary interest in the shares. These RSUs vest on the earlier of (i) June 14, 2022 and (ii) the time of the annual stockholder meeting that occurs during the 2022 fiscal year. The shares are directly held by DE Project 10. SoftBank Group Corp. ("SoftBank") may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of DE Project 10 and SoftBank is a director by deputization for Section 16 purposes. /s/ Natsuko Ohga, Head of Corporate Legal Department of SOFTBANK GROUP CORP 2021-09-03 /s/ Michel Combes, Manager of DELAWARE PROJECT 10 L.L.C. 2021-09-03 /s/ Carlos Henrique Carneiro de Medeiros 2021-09-03 /s/ Michel Combes 2021-09-03