0001062993-21-008258.txt : 20210903
0001062993-21-008258.hdr.sgml : 20210903
20210903175219
ACCESSION NUMBER: 0001062993-21-008258
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFTBANK GROUP CORP
CENTRAL INDEX KEY: 0001065521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 211237652
BUSINESS ADDRESS:
STREET 1: 1-7-1 KAIGAN
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7537
BUSINESS PHONE: 01181368892260
MAIL ADDRESS:
STREET 1: 1-7-1 KAIGAN
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7537
FORMER NAME:
FORMER CONFORMED NAME: SOFTBANK CORP
DATE OF NAME CHANGE: 19980708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Combes Michel
CENTRAL INDEX KEY: 0001708849
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 211237650
MAIL ADDRESS:
STREET 1: 101 WEST 24TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Delaware Project 10 L.L.C.
CENTRAL INDEX KEY: 0001872350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 211237651
BUSINESS ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
STREET 2: 4TH FLOOR
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-520-3113
MAIL ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
STREET 2: 4TH FLOOR
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARNEIRO DE MEDEIROS CARLOS HENRIQUE
CENTRAL INDEX KEY: 0001862136
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 211237649
MAIL ADDRESS:
STREET 1: C/O 1 CIRCLE STAR WAY, 4TH FLOOR
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SoFi Technologies, Inc.
CENTRAL INDEX KEY: 0001818874
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981547291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (855) 456-7634
MAIL ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V
DATE OF NAME CHANGE: 20200722
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-09-01
0001818874
SoFi Technologies, Inc.
SOFI
0001065521
SOFTBANK GROUP CORP
1-7-1 KAIGAN
MINATO-KU
TOKYO
M0
105-7537
JAPAN
1
0
0
0
0001872350
Delaware Project 10 L.L.C.
1 CIRCLE STAR WAY
4TH FLOOR
SAN CARLOS
CA
94070
1
0
0
0
0001708849
Combes Michel
C/O SOFTBANK GROUP CAPITAL LTD
69 GROSVENOR ST
LONDON
X0
W1K 3JP
UNITED KINGDOM
1
0
0
0
0001862136
CARNEIRO DE MEDEIROS CARLOS HENRIQUE
C/O SOFTBANK GROUP CAPITAL LTD
69 GROSVENOR ST
LONDON
X0
W1K 3JP
UNITED KINGDOM
1
0
0
0
Common Stock
2021-09-01
4
A
0
31427
0
A
117827360
I
By Delaware Project 10 L.L.C.
Represents shares of common stock pursuant to an award of RSUs granted to Messrs. Combes and Medeiros in connection with their services as directors of the Issuer. Messrs. Combes and Medeiros assigned all rights, title and interest in the RSUs reported herein to Delaware Project 10 L.L.C ("DE Project 10"). Accordingly, the RSUs were issued directly to DE Project 10. Messrs. Combes and Medeiros disclaim beneficial ownership of such shares as they have no pecuniary interest in the shares. These RSUs vest on the earlier of (i) June 14, 2022 and (ii) the time of the annual stockholder meeting that occurs during the 2022 fiscal year.
The shares are directly held by DE Project 10. SoftBank Group Corp. ("SoftBank") may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of DE Project 10 and SoftBank is a director by deputization for Section 16 purposes.
/s/ Natsuko Ohga, Head of Corporate Legal Department of SOFTBANK GROUP CORP
2021-09-03
/s/ Michel Combes, Manager of DELAWARE PROJECT 10 L.L.C.
2021-09-03
/s/ Carlos Henrique Carneiro de Medeiros
2021-09-03
/s/ Michel Combes
2021-09-03