SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HOLDING FRANK B JR

(Last) (First) (Middle)
4300 SIX FORKS ROAD

(Street)
RALEIGH NC 27609

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/30/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
04/10/2015
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 310,971 D
Class A Common Stock 685,038 I As Co-Trustee for Frank B. Holding Revocable Trust
Class A Common Stock 11,140 I As beneficiary of Trust
Class A Common Stock 8,370(1) I By Spouse
Class A Common Stock 19,400(1) I As custodian for B.P. Holding
Class A Common Stock 11,258(1) I By daughter, Barbara P. Holding
Class A Common Stock 17,350(1) I As custodian for L.R. Holding II
Class A Common Stock 8,523(1) I By son, Lewis R. Holding II
Class B Common Stock 99,189(2) D
Class B Common Stock 1,822 I As beneficiary of Trust
Class B Common Stock 1,279(1) I By spouse
Class B Common Stock 178(1) I As custodian for F. B. Holding III
Class B Common Stock 134(1) I By son Frank B. Holding III
Class B Common Stock 12,299(1) I As custodian for B. P. Holding
Class B Common Stock 03/30/2015 P 550 A $240 14,263(1) I By daughter Barbara P. Holding
Class B Common Stock 9,407(1) I As custodian for L.R. Holding II
Class B Common Stock 03/30/2015 P 550 A $240 18,330(1) I By son Lewis R. Holding II
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
2. Due to a clerical error, the amount of securities beneficially owned was reported as 98,709 shares of Class B Common. The correct number of shares (as indicated in the Reporting Person's previous report) is 99,189 shares of Class B Common as indicated in this amendment. All other transactions remain the same as previously reported.
Remarks:
Frank B. Holding, Jr., by: William R. Lathan, Jr., Attorney-in-Fact 04/10/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.