0000732812-17-000046.txt : 20171114 0000732812-17-000046.hdr.sgml : 20171114 20171114141558 ACCESSION NUMBER: 0000732812-17-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL CENTRAL INDEX KEY: 0001065349 IRS NUMBER: 000000000 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04461 FILM NUMBER: 171200481 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A DATE OF NAME CHANGE: 19980702 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001065349 XXXXXXXX 09-30-2017 09-30-2017 CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST 55TH FL LOS ANGELES CA 90071
13F HOLDINGS REPORT 028-04461 N
Fabrice Remy Vice President and Senior Counsel 213-486-9200 Fabrice Remy Los Angeles CA 11-14-2017 3 136 1203030 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE 2 cisa.xml ACCENTURE PLC CL A COMMON STOCK G1151C101 2251 16663SH DFND 1,2 1666300 AES CORP (THE) COMMON STOCK 00130H105 25188 2285700SH DFND 1,2 228570000 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 8731 130800SH DFND 1,2 13080000 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 55867 323470SH DFND 1,2 32347000 ALPHABET INC CL A COMMON STOCK 02079K305 8438 8666SH DFND 1,2 866600 ALPHABET INC CL C COMMON STOCK 02079K107 14485 15103SH DFND 1,2 1510300 AMAZON.COM INC COMMON STOCK 023135106 10570 10995SH DFND 1,2 1099500 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 63579 3581900SH DFND 1,2 358190000 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 7393 54090SH DFND 1,2 5409000 AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 ( CONV PREFRD STCK 03027X407 5017 41100SH DFND 1,2 4110000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 1671 34200SH DFND 1,2 3420000 AON PLC CL A COMMON STOCK G0408V102 4631 31700SH DFND 1,2 3170000 APPLE INC COMMON STOCK 037833100 7658 49690SH DFND 1,2 4969000 ASML HOLDING NV (USD) COMMON STOCK N07059210 4950 28913SH DFND 1,2 2891300 ASTRAZENECA PLC ADR COMMON STOCK 046353108 3613 106650SH DFND 1,2 10665000 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 4391 82825SH DFND 1,2 8282500 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 16413 1020100SH DFND 1,2 102010000 BROADCOM LTD COMMON STOCK Y09827109 9011 37154SH DFND 1,2 3715400 CANADIAN NATURAL RESOURCES LTD COMMON STOCK 136385101 1935 57900SH DFND 1,2 5790000 CATERPILLAR INC COMMON STOCK 149123101 150 1200SH DFND 1,2 120000 CBS CORP CL B N/V COMMON STOCK 124857202 6519 112400SH DFND 1,2 11240000 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR) COMMON STOCK 151290889 16415 1807842SH DFND 1,2 180784200 CERNER CORPORATION COMMON STOCK 156782104 7567 106100SH DFND 1,2 10610000 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 6096 80100SH DFND 1,2 8010000 CHEVRON CORP COMMON STOCK 166764100 10963 93304SH DFND 1,2 9330400 CHUBB LTD COMMON STOCK H1467J104 3142 22040SH DFND 1,2 2204000 CME GROUP INC CL A COMMON STOCK 12572Q105 26782 197390SH DFND 1,2 19739000 COBALT INTERNATIONAL ENERGY INC COMMON STOCK 19075F304 255 178332SH DFND 1,2 17833200 COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19 CORP CONV BOND 19075FAA4 1720 6745000PRN DFND 1,2 674500000 COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24 CORP CONV BOND 19075FAB2 5601 28722000PRN DFND 1,2 2872200000 COCA-COLA CO COMMON STOCK 191216100 7730 171750SH DFND 1,2 17175000 COMCAST CORP CL A COMMON STOCK 20030N101 6630 172300SH DFND 1,2 17230000 CORE LABORATORIES COMMON STOCK N22717107 7220 73150SH DFND 1,2 7315000 CREDICORP LTD COMMON STOCK G2519Y108 13982 68200SH DFND 1,2 6820000 CROWN CASTLE INTL CORP (REIT) COMMON STOCK 22822V101 5029 50300SH DFND 1,2 5030000 CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT) CONV PREFRD STCK 22822V309 748 700SH DFND 1,2 70000 CTRIP.COM INTL ADR COMMON STOCK 22943F100 21544 408500SH DFND 1,2 40850000 DANAHER CORP COMMON STOCK 235851102 13249 154450SH DFND 1,2 15445000 DEERE AND CO COMMON STOCK 244199105 11881 94600SH DFND 1,2 9460000 DIGITAL REALTY TRUST INC (REIT) COMMON STOCK 253868103 1408 11900SH DFND 1,2 1190000 DOWDUPONT INC COMMON STOCK 26078J100 408 5900SH DFND 1,2 590000 EATON CORP PLC COMMON STOCK G29183103 10141 132066SH DFND 1,2 13206600 ELI LILLY AND CO COMMON STOCK 532457108 3376 39470SH DFND 1,2 3947000 ENBRIDGE INC COMMON STOCK 29250N105 23320 559570SH DFND 1,2 55957000 ENEL AMERICAS SA ADR COMMON STOCK 29274F104 16875 1651164SH DFND 1,2 165116400 ENSCO PLC CL A COMMON STOCK G3157S106 35376 5925550SH DFND 1,2 592555000 EOG RESOURCES INC COMMON STOCK 26875P101 2626 27150SH DFND 1,2 2715000 EQUIFAX INC COMMON STOCK 294429105 2936 27700SH DFND 1,2 2770000 EXXON MOBIL CORP COMMON STOCK 30231G102 5952 72600SH DFND 1,2 7260000 GANNETT CO INC COMMON STOCK 36473H104 724 80400SH DFND 1,2 8040000 GILEAD SCIENCES INC COMMON STOCK 375558103 3391 41850SH DFND 1,2 4185000 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 12023 126515SH DFND 1,2 12651500 GODADDY INC CL A COMMON STOCK 380237107 1197 27500SH DFND 1,2 2750000 GOLAR LNG LTD (USD) COMMON STOCK G9456A100 5616 248400SH DFND 1,2 24840000 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 4336 18280SH DFND 1,2 1828000 HALLIBURTON CO COMMON STOCK 406216101 2567 55762SH DFND 1,2 5576200 HELMERICH AND PAYNE COMMON STOCK 423452101 834 16000SH DFND 1,2 1600000 HEXCEL CORPORATION COMMON STOCK 428291108 10485 182600SH DFND 1,2 18260000 HILTON WORLDWIDE HOLDINGS INC COMMON STOCK 43300A203 3608 51944SH DFND 1,2 5194400 HP INC COMMON STOCK 40434L105 878 44000SH DFND 1,2 4400000 ICICI BANK LTD ADR COMMON STOCK 45104G104 9984 1166310SH DFND 1,2 116631000 IDEX CORP COMMON STOCK 45167R104 1902 15662SH DFND 1,2 1566200 INCYTE CORP COMMON STOCK 45337C102 23690 202931SH DFND 1,2 20293100 INTEL CORP COMMON STOCK 458140100 636 16700SH DFND 1,2 1670000 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 8127 118300SH DFND 1,2 11830000 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 248 1710SH DFND 1,2 171000 INVESCO LTD COMMON STOCK G491BT108 634 18100SH DFND 1,2 1810000 IRON MOUNTAIN INC (REIT) COMMON STOCK 46284V101 555 14271SH DFND 1,2 1427100 ITAU UNIBANCO HOLDING SA PN ADR COMMON STOCK 465562106 1757 128260SH DFND 1,2 12826000 JD.COM INC A ADR COMMON STOCK 47215P106 3180 83250SH DFND 1,2 8325000 JOHNSON AND JOHNSON COMMON STOCK 478160104 5480 42150SH DFND 1,2 4215000 JPMORGAN CHASE AND CO COMMON STOCK 46625H100 13224 138457SH DFND 1,2 13845700 JUNO THERAPEUTICS INC COMMON STOCK 48205A109 7756 172900SH DFND 1,2 17290000 KT CORP ADR COMMON STOCK 48268K101 810 58398SH DFND 1,2 5839800 LAMAR ADVERTISING CO CL A (REIT) COMMON STOCK 512816109 370 5400SH DFND 1,2 540000 LAS VEGAS SANDS CORP COMMON STOCK 517834107 6066 94550SH DFND 1,2 9455000 LIBERTY GLOBAL PLC CL A COMMON STOCK G5480U104 241 7109SH DFND 1,2 710900 LIBERTY GLOBAL PLC CL C (NON-VOTING) COMMON STOCK G5480U120 243 7423SH DFND 1,2 742300 MARSH AND MCLENNAN COMPANIES INC COMMON STOCK 571748102 5976 71300SH DFND 1,2 7130000 MEDTRONIC PLC COMMON STOCK G5960L103 3399 43700SH DFND 1,2 4370000 MERCADOLIBRE INC COMMON STOCK 58733R102 32793 126650SH DFND 1,2 12665000 MICROSOFT CORP COMMON STOCK 594918104 30575 410460SH DFND 1,2 41046000 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 3761 92500SH DFND 1,2 9250000 MONSANTO CO COMMON STOCK 61166W101 6063 50600SH DFND 1,2 5060000 MOODYS CORP COMMON STOCK 615369105 5367 38550SH DFND 1,2 3855000 NETEASE INC ADR COMMON STOCK 64110W102 2480 9400SH DFND 1,2 940000 NEW ORIENTAL EDU AND TECH GRP INC ADR COMMON STOCK 647581107 10503 119000SH DFND 1,2 11900000 NEWELL BRANDS INC COMMON STOCK 651229106 3453 80915SH DFND 1,2 8091500 NIELSEN HOLDINGS PLC COMMON STOCK G6518L108 4642 112000SH DFND 1,2 11200000 NII HOLDINGS INC COMMON STOCK 62913F508 209 454029SH DFND 1,2 45402900 NIKE INC CL B COMMON STOCK 654106103 4184 80700SH DFND 1,2 8070000 NOBLE ENERGY INC COMMON STOCK 655044105 1706 60161SH DFND 1,2 6016100 NORWEGIAN CRUISE LINE HOLDINGS LTD COMMON STOCK G66721104 2902 53700SH DFND 1,2 5370000 NUCOR CORP COMMON STOCK 670346105 409 7300SH DFND 1,2 730000 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 7111 110750SH DFND 1,2 11075000 ON SEMICONDUCTOR CORP COMMON STOCK 682189105 9374 507510SH DFND 1,2 50751000 PEPSICO INC COMMON STOCK 713448108 1783 16000SH DFND 1,2 1600000 PETROLEO BRASILEIRO ON ADR (PETROBRAS) COMMON STOCK 71654V408 43711 4353684SH DFND 1,2 435368400 PETROLEO BRASILEIRO PN ADR (PETROBRAS) COMMON STOCK 71654V101 25824 2673300SH DFND 1,2 267330000 PFIZER INC COMMON STOCK 717081103 1096 30700SH DFND 1,2 3070000 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 19162 172616SH DFND 1,2 17261600 POTASH CORP OF SASKATCHEWAN INC COMMON STOCK 73755L107 12934 673400SH DFND 1,2 67340000 PRAXAIR INC COMMON STOCK 74005P104 1970 14100SH DFND 1,2 1410000 PRICELINE GROUP INC (THE) COMMON STOCK 741503403 14872 8123SH DFND 1,2 812300 PROCTER AND GAMBLE CO COMMON STOCK 742718109 1374 15100SH DFND 1,2 1510000 QUALCOMM INC COMMON STOCK 747525103 3841 74100SH DFND 1,2 7410000 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 12423 104800SH DFND 1,2 10480000 ROYAL DUTCH SHELL PLC B ADR COMMON STOCK 780259107 2533 40500SH DFND 1,2 4050000 RYANAIR HOLDINGS PLC ADR COMMON STOCK 783513203 10692 101420SH DFND 1,2 10142000 SCHLUMBERGER LTD COMMON STOCK 806857108 13230 189650SH DFND 1,2 18965000 SEATTLE GENETICS INC COMMON STOCK 812578102 7879 144800SH DFND 1,2 14480000 SEMPRA ENERGY COMMON STOCK 816851109 4905 42975SH DFND 1,2 4297500 STARBUCKS CORP COMMON STOCK 855244109 8505 158351SH DFND 1,2 15835100 STATE STREET CORP COMMON STOCK 857477103 3111 32560SH DFND 1,2 3256000 SUNCOR ENERGY INC COMMON STOCK 867224107 573 16400SH DFND 1,2 1640000 TAIWAN SEMICONDUCTOR MFG CO ADR COMMON STOCK 874039100 23112 615500SH DFND 1,2 61550000 TENARIS SA ADR COMMON STOCK 88031M109 13201 466300SH DFND 1,2 46630000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 3380 37710SH DFND 1,2 3771000 TRANSDIGM GROUP INC COMMON STOCK 893641100 7682 30050SH DFND 1,2 3005000 TRIMBLE INC COMMON STOCK 896239100 10189 259600SH DFND 1,2 25960000 UBS GROUP AG COMMON STOCK H42097107 6105 356943SH DFND 1,2 35694300 ULTRAGENYX PHARMACEUTICAL INC COMMON STOCK 90400D108 6834 128320SH DFND 1,2 12832000 VALE SA ON ADR COMMON STOCK 91912E105 34774 3453268SH DFND 1,2 345326800 VERISIGN INC COMMON STOCK 92343E102 1064 10000SH DFND 1,2 1000000 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 391 7900SH DFND 1,2 790000 VISA INC CL A COMMON STOCK 92826C839 23121 219700SH DFND 1,2 21970000 WALT DISNEY COMPANY (THE) COMMON STOCK 254687106 5244 53200SH DFND 1,2 5320000 WEATHERFORD INTERNATIONAL PLC COMMON STOCK G48833100 769 167900SH DFND 1,2 16790000 WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21 CORP CONV BOND 947075AH0 26284 24017000PRN DFND 1,2 2401700000 WELLS FARGO AND CO COMMON STOCK 949746101 5647 102387SH DFND 1,2 10238700 WHIRLPOOL CORP COMMON STOCK 963320106 1531 8300SH DFND 1,2 830000 WYNN RESORTS LTD COMMON STOCK 983134107 7520 50500SH DFND 1,2 5050000 XILINX INC COMMON STOCK 983919101 673 9500SH DFND 1,2 950000 YANDEX NV A COMMON STOCK N97284108 28920 877691SH DFND 1,2 87769100 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 7738 193600SH DFND 1,2 19360000 YUM! BRANDS INC COMMON STOCK 988498101 1531 20800SH DFND 1,2 2080000