0000732812-17-000046.txt : 20171114
0000732812-17-000046.hdr.sgml : 20171114
20171114141558
ACCESSION NUMBER: 0000732812-17-000046
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 171200481
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
09-30-2017
09-30-2017
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
11-14-2017
3
136
1203030
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa.xml
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
2251
16663SH
DFND
1,2
1666300
AES CORP (THE)
COMMON STOCK
00130H105
25188
2285700SH
DFND
1,2
228570000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
8731
130800SH
DFND
1,2
13080000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
55867
323470SH
DFND
1,2
32347000
ALPHABET INC CL A
COMMON STOCK
02079K305
8438
8666SH
DFND
1,2
866600
ALPHABET INC CL C
COMMON STOCK
02079K107
14485
15103SH
DFND
1,2
1510300
AMAZON.COM INC
COMMON STOCK
023135106
10570
10995SH
DFND
1,2
1099500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
63579
3581900SH
DFND
1,2
358190000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
7393
54090SH
DFND
1,2
5409000
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
5017
41100SH
DFND
1,2
4110000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
1671
34200SH
DFND
1,2
3420000
AON PLC CL A
COMMON STOCK
G0408V102
4631
31700SH
DFND
1,2
3170000
APPLE INC
COMMON STOCK
037833100
7658
49690SH
DFND
1,2
4969000
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
4950
28913SH
DFND
1,2
2891300
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
3613
106650SH
DFND
1,2
10665000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
4391
82825SH
DFND
1,2
8282500
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
16413
1020100SH
DFND
1,2
102010000
BROADCOM LTD
COMMON STOCK
Y09827109
9011
37154SH
DFND
1,2
3715400
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1935
57900SH
DFND
1,2
5790000
CATERPILLAR INC
COMMON STOCK
149123101
150
1200SH
DFND
1,2
120000
CBS CORP CL B N/V
COMMON STOCK
124857202
6519
112400SH
DFND
1,2
11240000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
16415
1807842SH
DFND
1,2
180784200
CERNER CORPORATION
COMMON STOCK
156782104
7567
106100SH
DFND
1,2
10610000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
6096
80100SH
DFND
1,2
8010000
CHEVRON CORP
COMMON STOCK
166764100
10963
93304SH
DFND
1,2
9330400
CHUBB LTD
COMMON STOCK
H1467J104
3142
22040SH
DFND
1,2
2204000
CME GROUP INC CL A
COMMON STOCK
12572Q105
26782
197390SH
DFND
1,2
19739000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F304
255
178332SH
DFND
1,2
17833200
COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19
CORP CONV BOND
19075FAA4
1720
6745000PRN
DFND
1,2
674500000
COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24
CORP CONV BOND
19075FAB2
5601
28722000PRN
DFND
1,2
2872200000
COCA-COLA CO
COMMON STOCK
191216100
7730
171750SH
DFND
1,2
17175000
COMCAST CORP CL A
COMMON STOCK
20030N101
6630
172300SH
DFND
1,2
17230000
CORE LABORATORIES
COMMON STOCK
N22717107
7220
73150SH
DFND
1,2
7315000
CREDICORP LTD
COMMON STOCK
G2519Y108
13982
68200SH
DFND
1,2
6820000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
5029
50300SH
DFND
1,2
5030000
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
748
700SH
DFND
1,2
70000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
21544
408500SH
DFND
1,2
40850000
DANAHER CORP
COMMON STOCK
235851102
13249
154450SH
DFND
1,2
15445000
DEERE AND CO
COMMON STOCK
244199105
11881
94600SH
DFND
1,2
9460000
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
1408
11900SH
DFND
1,2
1190000
DOWDUPONT INC
COMMON STOCK
26078J100
408
5900SH
DFND
1,2
590000
EATON CORP PLC
COMMON STOCK
G29183103
10141
132066SH
DFND
1,2
13206600
ELI LILLY AND CO
COMMON STOCK
532457108
3376
39470SH
DFND
1,2
3947000
ENBRIDGE INC
COMMON STOCK
29250N105
23320
559570SH
DFND
1,2
55957000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
16875
1651164SH
DFND
1,2
165116400
ENSCO PLC CL A
COMMON STOCK
G3157S106
35376
5925550SH
DFND
1,2
592555000
EOG RESOURCES INC
COMMON STOCK
26875P101
2626
27150SH
DFND
1,2
2715000
EQUIFAX INC
COMMON STOCK
294429105
2936
27700SH
DFND
1,2
2770000
EXXON MOBIL CORP
COMMON STOCK
30231G102
5952
72600SH
DFND
1,2
7260000
GANNETT CO INC
COMMON STOCK
36473H104
724
80400SH
DFND
1,2
8040000
GILEAD SCIENCES INC
COMMON STOCK
375558103
3391
41850SH
DFND
1,2
4185000
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
12023
126515SH
DFND
1,2
12651500
GODADDY INC CL A
COMMON STOCK
380237107
1197
27500SH
DFND
1,2
2750000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
5616
248400SH
DFND
1,2
24840000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
4336
18280SH
DFND
1,2
1828000
HALLIBURTON CO
COMMON STOCK
406216101
2567
55762SH
DFND
1,2
5576200
HELMERICH AND PAYNE
COMMON STOCK
423452101
834
16000SH
DFND
1,2
1600000
HEXCEL CORPORATION
COMMON STOCK
428291108
10485
182600SH
DFND
1,2
18260000
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
3608
51944SH
DFND
1,2
5194400
HP INC
COMMON STOCK
40434L105
878
44000SH
DFND
1,2
4400000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
9984
1166310SH
DFND
1,2
116631000
IDEX CORP
COMMON STOCK
45167R104
1902
15662SH
DFND
1,2
1566200
INCYTE CORP
COMMON STOCK
45337C102
23690
202931SH
DFND
1,2
20293100
INTEL CORP
COMMON STOCK
458140100
636
16700SH
DFND
1,2
1670000
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
8127
118300SH
DFND
1,2
11830000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
248
1710SH
DFND
1,2
171000
INVESCO LTD
COMMON STOCK
G491BT108
634
18100SH
DFND
1,2
1810000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
555
14271SH
DFND
1,2
1427100
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
1757
128260SH
DFND
1,2
12826000
JD.COM INC A ADR
COMMON STOCK
47215P106
3180
83250SH
DFND
1,2
8325000
JOHNSON AND JOHNSON
COMMON STOCK
478160104
5480
42150SH
DFND
1,2
4215000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
13224
138457SH
DFND
1,2
13845700
JUNO THERAPEUTICS INC
COMMON STOCK
48205A109
7756
172900SH
DFND
1,2
17290000
KT CORP ADR
COMMON STOCK
48268K101
810
58398SH
DFND
1,2
5839800
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
370
5400SH
DFND
1,2
540000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
6066
94550SH
DFND
1,2
9455000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
G5480U104
241
7109SH
DFND
1,2
710900
LIBERTY GLOBAL PLC CL C (NON-VOTING)
COMMON STOCK
G5480U120
243
7423SH
DFND
1,2
742300
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
5976
71300SH
DFND
1,2
7130000
MEDTRONIC PLC
COMMON STOCK
G5960L103
3399
43700SH
DFND
1,2
4370000
MERCADOLIBRE INC
COMMON STOCK
58733R102
32793
126650SH
DFND
1,2
12665000
MICROSOFT CORP
COMMON STOCK
594918104
30575
410460SH
DFND
1,2
41046000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
3761
92500SH
DFND
1,2
9250000
MONSANTO CO
COMMON STOCK
61166W101
6063
50600SH
DFND
1,2
5060000
MOODYS CORP
COMMON STOCK
615369105
5367
38550SH
DFND
1,2
3855000
NETEASE INC ADR
COMMON STOCK
64110W102
2480
9400SH
DFND
1,2
940000
NEW ORIENTAL EDU AND TECH GRP INC ADR
COMMON STOCK
647581107
10503
119000SH
DFND
1,2
11900000
NEWELL BRANDS INC
COMMON STOCK
651229106
3453
80915SH
DFND
1,2
8091500
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
4642
112000SH
DFND
1,2
11200000
NII HOLDINGS INC
COMMON STOCK
62913F508
209
454029SH
DFND
1,2
45402900
NIKE INC CL B
COMMON STOCK
654106103
4184
80700SH
DFND
1,2
8070000
NOBLE ENERGY INC
COMMON STOCK
655044105
1706
60161SH
DFND
1,2
6016100
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
2902
53700SH
DFND
1,2
5370000
NUCOR CORP
COMMON STOCK
670346105
409
7300SH
DFND
1,2
730000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
7111
110750SH
DFND
1,2
11075000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
9374
507510SH
DFND
1,2
50751000
PEPSICO INC
COMMON STOCK
713448108
1783
16000SH
DFND
1,2
1600000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
43711
4353684SH
DFND
1,2
435368400
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
25824
2673300SH
DFND
1,2
267330000
PFIZER INC
COMMON STOCK
717081103
1096
30700SH
DFND
1,2
3070000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
19162
172616SH
DFND
1,2
17261600
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
12934
673400SH
DFND
1,2
67340000
PRAXAIR INC
COMMON STOCK
74005P104
1970
14100SH
DFND
1,2
1410000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
14872
8123SH
DFND
1,2
812300
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
1374
15100SH
DFND
1,2
1510000
QUALCOMM INC
COMMON STOCK
747525103
3841
74100SH
DFND
1,2
7410000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
12423
104800SH
DFND
1,2
10480000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
2533
40500SH
DFND
1,2
4050000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
10692
101420SH
DFND
1,2
10142000
SCHLUMBERGER LTD
COMMON STOCK
806857108
13230
189650SH
DFND
1,2
18965000
SEATTLE GENETICS INC
COMMON STOCK
812578102
7879
144800SH
DFND
1,2
14480000
SEMPRA ENERGY
COMMON STOCK
816851109
4905
42975SH
DFND
1,2
4297500
STARBUCKS CORP
COMMON STOCK
855244109
8505
158351SH
DFND
1,2
15835100
STATE STREET CORP
COMMON STOCK
857477103
3111
32560SH
DFND
1,2
3256000
SUNCOR ENERGY INC
COMMON STOCK
867224107
573
16400SH
DFND
1,2
1640000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
23112
615500SH
DFND
1,2
61550000
TENARIS SA ADR
COMMON STOCK
88031M109
13201
466300SH
DFND
1,2
46630000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
3380
37710SH
DFND
1,2
3771000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
7682
30050SH
DFND
1,2
3005000
TRIMBLE INC
COMMON STOCK
896239100
10189
259600SH
DFND
1,2
25960000
UBS GROUP AG
COMMON STOCK
H42097107
6105
356943SH
DFND
1,2
35694300
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
6834
128320SH
DFND
1,2
12832000
VALE SA ON ADR
COMMON STOCK
91912E105
34774
3453268SH
DFND
1,2
345326800
VERISIGN INC
COMMON STOCK
92343E102
1064
10000SH
DFND
1,2
1000000
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
391
7900SH
DFND
1,2
790000
VISA INC CL A
COMMON STOCK
92826C839
23121
219700SH
DFND
1,2
21970000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
5244
53200SH
DFND
1,2
5320000
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
769
167900SH
DFND
1,2
16790000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
26284
24017000PRN
DFND
1,2
2401700000
WELLS FARGO AND CO
COMMON STOCK
949746101
5647
102387SH
DFND
1,2
10238700
WHIRLPOOL CORP
COMMON STOCK
963320106
1531
8300SH
DFND
1,2
830000
WYNN RESORTS LTD
COMMON STOCK
983134107
7520
50500SH
DFND
1,2
5050000
XILINX INC
COMMON STOCK
983919101
673
9500SH
DFND
1,2
950000
YANDEX NV A
COMMON STOCK
N97284108
28920
877691SH
DFND
1,2
87769100
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
7738
193600SH
DFND
1,2
19360000
YUM! BRANDS INC
COMMON STOCK
988498101
1531
20800SH
DFND
1,2
2080000