0000732812-16-000093.txt : 20160516
0000732812-16-000093.hdr.sgml : 20160516
20160516141649
ACCESSION NUMBER: 0000732812-16-000093
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 161652684
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
03-31-2016
03-31-2016
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
05-16-2016
3
157
1177576
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa.xml
ABBVIE INC
COMMON STOCK
00287Y109
360
6300SH
DFND
1,2
630000
ACCENTURE PLC CL A
COMMON STOCK
B4BNMY3
3481
30163SH
DFND
1,2
3016300
AES CORP (THE)
COMMON STOCK
00130H105
47428
4019300SH
DFND
1,2
401930000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
4738
116700SH
DFND
1,2
11670000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
14138
178895SH
DFND
1,2
17889500
ALLEGHENY TECHNOLOGIES INC
COMMON STOCK
01741R102
434
26622SH
DFND
1,2
2662200
ALPHABET INC CL A
COMMON STOCK
02079K305
8175
10716SH
DFND
1,2
1071600
ALPHABET INC CL C
COMMON STOCK
02079K107
18052
24233SH
DFND
1,2
2423300
ALTRIA GROUP INC
COMMON STOCK
02209S103
1775
28320SH
DFND
1,2
2832000
AMAZON.COM INC
COMMON STOCK
023135106
16192
27275SH
DFND
1,2
2727500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
46972
3024600SH
DFND
1,2
302460000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
10061
98280SH
DFND
1,2
9828000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
2170
46600SH
DFND
1,2
4660000
AON PLC CL A
COMMON STOCK
B5BT0K0
3781
36200SH
DFND
1,2
3620000
APPLE INC
COMMON STOCK
037833100
10036
92080SH
DFND
1,2
9208000
ARCOS DORADOS HOLDINGS INC CL A
COMMON STOCK
B529PQ0
5471
1459000SH
DFND
1,2
145900000
ARTHUR J GALLAGHER & CO
COMMON STOCK
363576109
974
21900SH
DFND
1,2
2190000
ASML HOLDING NV (USD)
COMMON STOCK
B908F01
3192
31799SH
DFND
1,2
3179900
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
1583
56200SH
DFND
1,2
5620000
AT&T INC
COMMON STOCK
00206R102
317
8100SH
DFND
1,2
810000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
11591
1555892SH
DFND
1,2
155589200
BB&T CORPORATION
COMMON STOCK
054937107
413
12400SH
DFND
1,2
1240000
BRF SA ON ADR
COMMON STOCK
10552T107
1287
90500SH
DFND
1,2
9050000
BROADCOM LTD
COMMON STOCK
BD9WQP4
8967
58040SH
DFND
1,2
5804000
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
6553
104920SH
DFND
1,2
10492000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
3878
142800SH
DFND
1,2
14280000
CATERPILLAR INC
COMMON STOCK
149123101
230
3000SH
DFND
1,2
300000
CBS CORP CL B N/V
COMMON STOCK
124857202
4484
81400SH
DFND
1,2
8140000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR)
COMMON STOCK
151290889
64141
8810509SH
DFND
1,2
881050900
CENOVUS ENERGY INC
COMMON STOCK
15135U109
3879
296950SH
DFND
1,2
29695000
CENTURYLINK INC
COMMON STOCK
156700106
582
18200SH
DFND
1,2
1820000
CERNER CORPORATION
COMMON STOCK
156782104
7446
140600SH
DFND
1,2
14060000
CHEVRON CORP
COMMON STOCK
166764100
3160
33119SH
DFND
1,2
3311900
CHUBB LTD
COMMON STOCK
B3BQMF6
4318
36240SH
DFND
1,2
3624000
CIT GROUP INC
COMMON STOCK
125581801
8232
265300SH
DFND
1,2
26530000
CME GROUP INC CL A
COMMON STOCK
12572Q105
22540
234665SH
DFND
1,2
23466500
CMS ENERGY CORP
COMMON STOCK
125896100
416
9800SH
DFND
1,2
980000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
10108
3403407SH
DFND
1,2
340340700
COBALT INTL ENERGY INC CV SR UNSEC 2.625% 12-01-19
CORP CONV BOND
19075FAA4
3382
6714000PRN
DFND
1,2
671400000
COBALT INTL ENERGY INC CV SR UNSEC 3.125% 05-15-24
CORP CONV BOND
19075FAB2
7778
19086000PRN
DFND
1,2
1908600000
COCA-COLA CO
COMMON STOCK
191216100
8427
181650SH
DFND
1,2
18165000
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A
COMMON STOCK
192446102
5536
88300SH
DFND
1,2
8830000
COMCAST CORP CL A
COMMON STOCK
20030N101
6166
100950SH
DFND
1,2
10095000
CONOCOPHILLIPS
COMMON STOCK
20825C104
9816
243765SH
DFND
1,2
24376500
CORE LABORATORIES
COMMON STOCK
2182531
15232
135500SH
DFND
1,2
13550000
COVANTA HOLDING CORP
COMMON STOCK
22282E102
445
26400SH
DFND
1,2
2640000
CREDICORP LTD
COMMON STOCK
2232878
5909
45100SH
DFND
1,2
4510000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
1332
15400SH
DFND
1,2
1540000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
6081
137400SH
DFND
1,2
13740000
DANAHER CORP
COMMON STOCK
235851102
15941
168050SH
DFND
1,2
16805000
DAVITA HEALTHCARE PARTNERS INC
COMMON STOCK
23918K108
3268
44540SH
DFND
1,2
4454000
DOW CHEMICAL CO
COMMON STOCK
260543103
346
6800SH
DFND
1,2
680000
DUKE ENERGY CORP
COMMON STOCK
26441C204
694
8600SH
DFND
1,2
860000
EATON CORP PLC
COMMON STOCK
B8KQN82
14581
233066SH
DFND
1,2
23306600
ELI LILLY AND CO
COMMON STOCK
532457108
12438
172721SH
DFND
1,2
17272100
EMERSON ELECTRIC CO
COMMON STOCK
291011104
116
2140SH
DFND
1,2
214000
ENBRIDGE INC
COMMON STOCK
29250N105
7256
185670SH
DFND
1,2
18567000
ENERSIS AMERICAS SA ADR
COMMON STOCK
29274F104
21550
1550325SH
DFND
1,2
155032500
ENSCO PLC CL A
COMMON STOCK
B4VLR19
4086
394000SH
DFND
1,2
39400000
EOG RESOURCES INC
COMMON STOCK
26875P101
6960
95900SH
DFND
1,2
9590000
EXXON MOBIL CORP
COMMON STOCK
30231G102
7958
95200SH
DFND
1,2
9520000
FREEPORT-MCMORAN INC
COMMON STOCK
35671D857
2370
229174SH
DFND
1,2
22917400
GANNETT CO INC
COMMON STOCK
36473H104
394
26000SH
DFND
1,2
2600000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
696
21900SH
DFND
1,2
2190000
GERDAU SA PN ADR
COMMON STOCK
373737105
582
327000SH
DFND
1,2
32700000
GILEAD SCIENCES INC
COMMON STOCK
375558103
9423
102577SH
DFND
1,2
10257700
GOLAR LNG LTD (USD)
COMMON STOCK
2367963
4370
243200SH
DFND
1,2
24320000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
24677
157200SH
DFND
1,2
15720000
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
1021
252200SH
DFND
1,2
25220000
HALLIBURTON CO
COMMON STOCK
406216101
2511
70300SH
DFND
1,2
7030000
HELMERICH & PAYNE
COMMON STOCK
423452101
229
3900SH
DFND
1,2
390000
HEXCEL CORPORATION
COMMON STOCK
428291108
9883
226100SH
DFND
1,2
22610000
HOME DEPOT INC
COMMON STOCK
437076102
2775
20800SH
DFND
1,2
2080000
HP INC
COMMON STOCK
40434L105
342
27800SH
DFND
1,2
2780000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
5311
741800SH
DFND
1,2
74180000
IDEX CORP
COMMON STOCK
45167R104
2516
30362SH
DFND
1,2
3036200
ILLUMINA INC
COMMON STOCK
452327109
8962
55285SH
DFND
1,2
5528500
INCYTE CORP
COMMON STOCK
45337C102
19715
272047SH
DFND
1,2
27204700
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
6383
27145SH
DFND
1,2
2714500
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
950
6270SH
DFND
1,2
627000
INVESCO LTD
COMMON STOCK
B28XP76
298
9700SH
DFND
1,2
970000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
1430
42171SH
DFND
1,2
4217100
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
13403
1560322SH
DFND
1,2
156032200
JABIL CIRCUIT INC
COMMON STOCK
466313103
1742
90400SH
DFND
1,2
9040000
JD.COM INC A ADR
COMMON STOCK
47215P106
4003
151050SH
DFND
1,2
15105000
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
7386
124719SH
DFND
1,2
12471900
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
283
4600SH
DFND
1,2
460000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
2000
38700SH
DFND
1,2
3870000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
B8W6766
9044
234909SH
DFND
1,2
23490900
LIBERTY GLOBAL PLC CL C (NON-VOTING)
COMMON STOCK
B8W67B1
279
7423SH
DFND
1,2
742300
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
6595
97400SH
DFND
1,2
9740000
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
B3SPXZ3
462
5400SH
DFND
1,2
540000
MARSH & MCLENNAN COMPANIES INC
COMMON STOCK
571748102
6559
107900SH
DFND
1,2
10790000
MEDTRONIC PLC
COMMON STOCK
BTN1Y11
6555
87400SH
DFND
1,2
8740000
MELCO CROWN ENTERTAINMENT LTD ADR
COMMON STOCK
585464100
18485
1119600SH
DFND
1,2
111960000
MERCADOLIBRE INC
COMMON STOCK
58733R102
21885
185700SH
DFND
1,2
18570000
MERCURY GENERAL CORP
COMMON STOCK
589400100
650
11720SH
DFND
1,2
1172000
MICROSOFT CORP
COMMON STOCK
594918104
33147
600160SH
DFND
1,2
60016000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
4526
112800SH
DFND
1,2
11280000
MONSANTO CO
COMMON STOCK
61166W101
9213
105000SH
DFND
1,2
10500000
MOODYS CORP
COMMON STOCK
615369105
5277
54650SH
DFND
1,2
5465000
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
1288
47700SH
DFND
1,2
4770000
NETAPP INC
COMMON STOCK
64110D104
3056
112000SH
DFND
1,2
11200000
NEW ORIENTAL EDU & TECH GRP INC ADR
COMMON STOCK
647581107
1698
49100SH
DFND
1,2
4910000
NEWELL BRANDS INC
COMMON STOCK
651229106
8546
192955SH
DFND
1,2
19295500
NIELSEN HOLDINGS PLC
COMMON STOCK
BWFY550
16946
321800SH
DFND
1,2
32180000
NII HOLDINGS INC
COMMON STOCK
62913F508
2511
454029SH
DFND
1,2
45402900
NIKE INC CL B
COMMON STOCK
654106103
3000
48800SH
DFND
1,2
4880000
NOBLE ENERGY INC
COMMON STOCK
655044105
4486
142824SH
DFND
1,2
14282400
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
275
3300SH
DFND
1,2
330000
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
84
1165SH
DFND
1,2
116500
NUCOR CORP
COMMON STOCK
670346105
266
5625SH
DFND
1,2
562500
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
1697
24800SH
DFND
1,2
2480000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
3385
353010SH
DFND
1,2
35301000
PACWEST BANCORP
COMMON STOCK
695263103
505
13600SH
DFND
1,2
1360000
PAYCHEX INC
COMMON STOCK
704326107
994
18400SH
DFND
1,2
1840000
PEPSICO INC
COMMON STOCK
713448108
2521
24600SH
DFND
1,2
2460000
PFIZER INC
COMMON STOCK
717081103
1778
60000SH
DFND
1,2
6000000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
21875
222966SH
DFND
1,2
22296600
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
2003
117500SH
DFND
1,2
11750000
PRAXAIR INC
COMMON STOCK
74005P104
1957
17100SH
DFND
1,2
1710000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
15078
11698SH
DFND
1,2
1169800
PROCTER & GAMBLE CO
COMMON STOCK
742718109
5856
71142SH
DFND
1,2
7114200
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
553
11000SH
DFND
1,2
1100000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
2754907
14762
179700SH
DFND
1,2
17970000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
856
17400SH
DFND
1,2
1740000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
4868
56720SH
DFND
1,2
5672000
SCHLUMBERGER LTD
COMMON STOCK
806857108
17589
238500SH
DFND
1,2
23850000
SEADRILL LTD
COMMON STOCK
B09RMQ1
1715
529132SH
DFND
1,2
52913200
SEADRILL LTD (USD)
COMMON STOCK
B0HWHV8
626
189828SH
DFND
1,2
18982800
SEMPRA ENERGY
COMMON STOCK
816851109
4888
46975SH
DFND
1,2
4697500
ST JUDE MEDICAL
COMMON STOCK
790849103
4516
82115SH
DFND
1,2
8211500
STARBUCKS CORP
COMMON STOCK
855244109
14701
246251SH
DFND
1,2
24625100
SUN LIFE FINANCIAL INC
COMMON STOCK
866796105
172
5300SH
DFND
1,2
530000
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
4611
160900SH
DFND
1,2
16090000
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
3546
77300SH
DFND
1,2
7730000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
18094
690600SH
DFND
1,2
69060000
TENARIS SA ADR
COMMON STOCK
88031M109
11887
480100SH
DFND
1,2
48010000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
976
17000SH
DFND
1,2
1700000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
6341
28780SH
DFND
1,2
2878000
UBS GROUP AG
COMMON STOCK
BRJL176
7634
472051SH
DFND
1,2
47205100
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
1167
73600SH
DFND
1,2
7360000
UNION PACIFIC CORP
COMMON STOCK
907818108
5030
63225SH
DFND
1,2
6322500
VALE SA PNA ADR
COMMON STOCK
91912E204
42581
13647700SH
DFND
1,2
1364770000
VERISIGN INC
COMMON STOCK
92343E102
8737
98675SH
DFND
1,2
9867500
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
4136
76479SH
DFND
1,2
7647900
VIACOM INC CL B
COMMON STOCK
92553P201
400
9700SH
DFND
1,2
970000
VISA INC CL A
COMMON STOCK
92826C839
21804
285100SH
DFND
1,2
28510000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
6664
67100SH
DFND
1,2
6710000
WELLS FARGO & CO
COMMON STOCK
949746101
14092
291400SH
DFND
1,2
29140000
WHIRLPOOL CORP
COMMON STOCK
963320106
2128
11800SH
DFND
1,2
1180000
WYNN RESORTS LTD
COMMON STOCK
983134107
8652
92600SH
DFND
1,2
9260000
XILINX INC
COMMON STOCK
983919101
8637
182100SH
DFND
1,2
18210000
YANDEX NV A
COMMON STOCK
B5BSZB3
24172
1577791SH
DFND
1,2
157779100
YANDEX NV CV SR UNSEC 1.125% 12-15-18
CORP CONV BOND
98474TAB3
8936
10112000PRN
DFND
1,2
1011200000
YPF SOCIEDAD ANONIMA D ADR
COMMON STOCK
984245100
17077
955100SH
DFND
1,2
95510000
YUM! BRANDS INC
COMMON STOCK
988498101
2038
24900SH
DFND
1,2
2490000