-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CvAB3GWlHo/AHd+KJXn2rv0cTfqoP4P9SW6rrKs6vRlKdFmhQgse+6uhMqERaSv0 qBH8g2O3mB1+azglKBF25w== 0000732812-09-000049.txt : 20091116 0000732812-09-000049.hdr.sgml : 20091116 20091113192436 ACCESSION NUMBER: 0000732812-09-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL S A CENTRAL INDEX KEY: 0001065349 STATE OF INCORPORATION: V8 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04461 FILM NUMBER: 091183229 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 13F-HR 1 cisasep.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital International Sarl Address: 3 Place des Bergues Geneva, Switzerland 1201 Form 13F File Number: 28-04461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nilly Sikorsky Title: Chairman and Senior Vice President Phone: 213/486-9200 Signature, Place, and Date of Signing: Nilly Sikorsky* Los Angeles, California 11/13/09 - -------------------- --------------------------- ---------- *By: /s/ Liliane Corzo ------------------------- Liliane Corzo Attorney-in-fact *Signed pursuant to a Power of Attorney dated December 10, 2008 included as an Exhibit to Schedule 13G filed with the Securities and Exchange Commission by Capital Group International, Inc. on January 9, 2009 with respect to Banro Corporation. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 213 Form 13F Information Table Value Total: $1866481 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-00218 The Capital Group Companies, Inc. 2 28-05044 Capital Group International, Inc. FORM 13F INFORMATION TABLE CAPITAL INTERNATIONAL, SARL SEP 30, 2009 COLUMN 1 & COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7* COLUMN 8 - -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- NAME OF ISSUER/TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER (COMMON UNLESS OTHERWISE INDICATED) (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- ABBOTT LABORATORIES 002824100 $ 688 13900 SH DEFINED 1,2 13900 ACE LTD B3BQMF6 214 4000 SH DEFINED 1,2 4000 ADOBE SYSTEMS INC 00724F101 12512 378700 SH DEFINED 1,2 378700 ADVANCED MICRO DEVICES INC CV SR NT 007903AN7 449 $532000 PRN DEFINED 1,2 $532000 5.75% 08-15-12 AETNA INC 00817Y108 22748 817400 SH DEFINED 1,2 817400 AGILENT TECHNOLOGIES INC 00846U101 10806 388293 SH DEFINED 1,2 388293 AIR PRODUCTS & CHEMICALS INC 009158106 1924 24800 SH DEFINED 1,2 24800 AIRMEDIA GROUP INC ADR 009411109 24 3300 SH DEFINED 1,2 3300 ALLEGHENY TECHNOLOGIES INC 01741R102 39178 1119702 SH DEFINED 1,2 1119702 ALLEGHENY TECHNOLOGIES INC CV SR NT 01741RAD4 632 $530000 PRN DEFINED 1,2 $530000 4.25% 06-01-14 ALLERGAN INC 018490102 12765 224900 SH DEFINED 1,2 224900 ALLERGAN INC CV 1.50% 04-01-26 018490AL6 409 $363000 PRN DEFINED 1,2 $363000 ALLSTATE CORP (THE) 020002101 3586 117100 SH DEFINED 1,2 117100 ALTERA CORP 021441100 1381 67334 SH DEFINED 1,2 67334 ALTRIA GROUP INC 02209S103 1035 58100 SH DEFINED 1,2 58100 AMERICA MOVIL SAB DE CV L ADR 02364W105 2446 55800 SH DEFINED 1,2 55800 AMERICAN MEDICAL SYSTEMS CV SR UNSEC 02744MAA6 466 $440000 PRN DEFINED 1,2 $440000 3.25% 07-01-36 AMERICAN TOWER CORP CL A 029912201 24289 667284 SH DEFINED 1,2 667284 AMERICAN WATER WORKS CO INC 030420103 1180 59200 SH DEFINED 1,2 59200 AMGEN INC CV SR NT 0.125% 02-01-11 031162AN0 1203 $1200000 PRN DEFINED 1,2 $1200000 AMYLIN PHARMACEUTICALS INC CV DEB 2.50% 032346AD0 368 $397000 PRN DEFINED 1,2 $397000 04-15-11 ANGLOGOLD ASHANTI LTD ADR 035128206 779 19100 SH DEFINED 1,2 19100 APPLE INC 037833100 25025 135000 SH DEFINED 1,2 135000 ARCHER-DANIELS-MIDLAND CO CV SR UNSEC 039483AW2 1674 $1704000 PRN DEFINED 1,2 $1704000 0.875% 02-15-14 ASTRAZENECA PLC ADR 046353108 809 17986 SH DEFINED 1,2 17986 AT&T INC 00206R102 25660 950000 SH DEFINED 1,2 950000 AUTOLIV INC 052800109 272 8100 SH DEFINED 1,2 8100 BAKER HUGHES INC 057224107 1758 41200 SH DEFINED 1,2 41200 BANCO SANTANDER-CHILE ADR 05965X109 2071 36000 SH DEFINED 1,2 36000 BANK OF AMERICA CORP 060505104 17614 1041000 SH DEFINED 1,2 1041000 BANK OF NEW YORK MELLON CORP 064058100 1018 35100 SH DEFINED 1,2 35100 BARRICK GOLD CORP C$ 067901108 25195 664940 SH DEFINED 1,2 664940 BAXTER INTERNATIONAL INC 071813109 39624 695036 SH DEFINED 1,2 695036 BCE INC C$ 05534B760 295 12000 SH DEFINED 1,2 12000 BERKSHIRE HATHAWAY INC CL A 084670108 5656 56 SH DEFINED 1,2 56 BERKSHIRE HATHAWAY INC CL B 084670207 598 180 SH DEFINED 1,2 180 BEST BUY CO INC CV SUB DEB 2.25% 086516AF8 643 $617000 PRN DEFINED 1,2 $617000 01-15-22 BIOGEN IDEC INC 09062X103 28463 563400 SH DEFINED 1,2 563400 BLACKROCK INC 09247X101 1756 8100 SH DEFINED 1,2 8100 BORG WARNER INC 099724106 5350 176800 SH DEFINED 1,2 176800 BP PLC ADR 055622104 2316 43500 SH DEFINED 1,2 43500 BROADCOM CORP CL A 111320107 9784 318800 SH DEFINED 1,2 318800 BUNGE LIMITED 2788713 10237 163500 SH DEFINED 1,2 163500 CAMECO CORP C$ 13321L108 3754 135600 SH DEFINED 1,2 135600 CANADIAN NATURAL RESOURCES LTD C$ 136385101 21877 324766 SH DEFINED 1,2 324766 CARNIVAL CORP COMMON PAIRED STOCK 143658300 965 29000 SH DEFINED 1,2 29000 CBS CORP CL B N/V 124857202 4089 339300 SH DEFINED 1,2 339300 CELGENE CORP 151020104 57001 1019700 SH DEFINED 1,2 1019700 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 151290889 399 30900 SH DEFINED 1,2 30900 1 B SHR) CENTRAIS ELETRICAS BRASILEIRAS SA ON ADR 15234Q207 12 800 SH DEFINED 1,2 800 (ELETROBRAS) CERNER CORPORATION 156782104 22455 300200 SH DEFINED 1,2 300200 CHANGYOU.COM LIMITED A ADR 15911M107 124 3500 SH DEFINED 1,2 3500 CHEVRON CORP 166764100 9618 136554 SH DEFINED 1,2 136554 CHUBB CORP 171232101 29777 590700 SH DEFINED 1,2 590700 CHUNGHWA TELECOM ADR 17133Q403 10 551 SH DEFINED 1,2 551 CIENA CORP CV SR UNSEC 0.875% 06-15-17 171779AE1 418 $603000 PRN DEFINED 1,2 $603000 CISCO SYSTEMS INC 17275R102 40738 1730595 SH DEFINED 1,2 1730595 CLIFFS NATURAL RESOURCES INC 18683K101 893 27600 SH DEFINED 1,2 27600 COCA-COLA CO 191216100 2760 51400 SH DEFINED 1,2 51400 COLGATE-PALMOLIVE CO 194162103 8078 105900 SH DEFINED 1,2 105900 CONOCOPHILLIPS 20825C104 18543 410600 SH DEFINED 1,2 410600 COSTCO WHOLESALE CORP 22160K105 1753 31056 SH DEFINED 1,2 31056 CTRIP.COM INTL ADR 22943F100 18 300 SH DEFINED 1,2 300 CUMMINS INC 231021106 1255 28000 SH DEFINED 1,2 28000 DANAHER CORP 235851102 7915 117575 SH DEFINED 1,2 117575 DAVITA INC 23918K108 14921 263429 SH DEFINED 1,2 263429 DELTA AIR LINES INC NEW 247361702 13978 1559994 SH DEFINED 1,2 1559994 DEUTSCHE BANK AG (FOREIGN REG) 2803025 238 3100 SH DEFINED 1,2 3100 DIAMOND OFFSHORE DRILLING INC 25271C102 5836 61100 SH DEFINED 1,2 61100 DISCOVERY COMMUNICATIONS INC CL A 25470F104 182 6300 SH DEFINED 1,2 6300 DISNEY WALT CO (THE)-DISNEY COMMON 254687106 18668 679836 SH DEFINED 1,2 679836 DOW CHEMICAL CO 260543103 11625 445900 SH DEFINED 1,2 445900 EASTMAN KODAK CO CV DEB (OPT) SR NT 277461BE8 336 $334000 PRN DEFINED 1,2 $334000 3.375% 10-15-2033/10 EBAY INC 278642103 20442 865800 SH DEFINED 1,2 865800 EDISON INTERNATIONAL 281020107 1194 35550 SH DEFINED 1,2 35550 EMERSON ELECTRIC CO 291011104 14033 350120 SH DEFINED 1,2 350120 ENERSIS ADR 29274F104 710 38500 SH DEFINED 1,2 38500 EOG RESOURCES INC 26875P101 3825 45800 SH DEFINED 1,2 45800 EXELON CORPORATION 30161N101 496 10000 SH DEFINED 1,2 10000 EXXON MOBIL CORP 30231G102 10513 153224 SH DEFINED 1,2 153224 FEDEX CORP 31428X106 2166 28800 SH DEFINED 1,2 28800 FIRST SOLAR INC 336433107 6176 40400 SH DEFINED 1,2 40400 FLUOR CORP (NEW) 343412102 23433 460826 SH DEFINED 1,2 460826 FOMENTO ECONOMICO MEXICANO SAB DE CV ADR 344419106 2040 53600 SH DEFINED 1,2 53600 FREEPORT MCMORAN COPPER & GOLD CV PFD 35671D782 52 500 SH DEFINED 1,2 500 6.75% 05-01-2010 FREEPORT-MCMORAN COPPER & GOLD 35671D857 36937 538367 SH DEFINED 1,2 538367 GANNETT CO INC 364730101 16012 1279900 SH DEFINED 1,2 1279900 GENERAL ELECTRIC CO (USD) 369604103 6184 376600 SH DEFINED 1,2 376600 GENERAL MILLS INC 370334104 560 8700 SH DEFINED 1,2 8700 GENPACT LTD B23DBK6 1246 101300 SH DEFINED 1,2 101300 GIANT INTERACTIVE GROUP INC ADR 374511103 276 36500 SH DEFINED 1,2 36500 GOLDMAN SACHS GROUP INC 38141G104 79514 431320 SH DEFINED 1,2 431320 GOOGLE INC CL A 38259P508 59982 120967 SH DEFINED 1,2 120967 GRUPO TELEVISA CPO ADR 40049J206 1268 68200 SH DEFINED 1,2 68200 HEWLETT-PACKARD CO 428236103 817 17300 SH DEFINED 1,2 17300 HOME DEPOT INC 437076102 4196 157500 SH DEFINED 1,2 157500 HUDSON CITY BANCORP INC 443683107 8316 632377 SH DEFINED 1,2 632377 ILLINOIS TOOL WORKS INC 452308109 11518 269677 SH DEFINED 1,2 269677 INTEL CORP 458140100 166 8500 SH DEFINED 1,2 8500 INTEL CORP CV DEB 2.95% 12-15-35 458140AD2 2243 $2499000 PRN DEFINED 1,2 $2499000 INTERNATIONAL BUSINESS MACHINES CORP 459200101 24915 208300 SH DEFINED 1,2 208300 IRON MOUNTAIN INC NEW 462846106 4623 173400 SH DEFINED 1,2 173400 ITAU UNIBANCO HOLDING SA PN ADR 465562106 378 18770 SH DEFINED 1,2 18770 JETBLUE AIRWAYS CORP 477143101 1155 193200 SH DEFINED 1,2 193200 JETBLUE AIRWAYS CORP TRANCHE A CV SR NT 477143AF8 502 $340000 PRN DEFINED 1,2 $340000 6.75% 10-15-39/14 JOHNSON & JOHNSON 478160104 38274 628580 SH DEFINED 1,2 628580 JPMORGAN CHASE & CO 46625H100 47917 1093506 SH DEFINED 1,2 1093506 JUNIPER NETWORKS INC 48203R104 36715 1358800 SH DEFINED 1,2 1358800 KIMBERLY-CLARK CORP 494368103 313 5300 SH DEFINED 1,2 5300 KINROSS GOLD CORP C$ 496902404 1596 73400 SH DEFINED 1,2 73400 KRAFT FOODS INC CL A 50075N104 11289 429730 SH DEFINED 1,2 429730 LEGGETT & PLATT INC 524660107 321 16530 SH DEFINED 1,2 16530 LIBERTY MEDIA CV (OPT) DEB (TIME WARNER) 530718AF2 327 $329000 PRN DEFINED 1,2 $329000 3.125% 03-30-23/13 LIBERTY MEDIA CV NT (SPRINT) 4.0% 530715AG6 98 $190000 PRN DEFINED 1,2 $190000 11/15/29 LORILLARD INC 544147101 7 100 SH DEFINED 1,2 100 LOWES COMPANIES INC 548661107 10336 493586 SH DEFINED 1,2 493586 MARATHON OIL CORP 565849106 6176 193600 SH DEFINED 1,2 193600 MAXIM INTEGRATED PRODUCTS INC 57772K101 13666 753375 SH DEFINED 1,2 753375 MCDONALDS CORP 580135101 62 1080 SH DEFINED 1,2 1080 MEDTRONIC INC 585055106 7084 192506 SH DEFINED 1,2 192506 MEDTRONIC INC CV SR NT 1.50% 04-15-11 585055AL0 470 $470000 PRN DEFINED 1,2 $470000 MEDTRONIC INC CV SR NT 1.625% 04-15-13 585055AM8 1729 $1742000 PRN DEFINED 1,2 $1742000 MERCK & CO INC 589331107 44078 1393550 SH DEFINED 1,2 1393550 MERCURY GENERAL CORP 589400100 1149 31770 SH DEFINED 1,2 31770 MICROCHIP TECHNOLOGY INC 595017104 4653 175585 SH DEFINED 1,2 175585 MICRON TECH CV NT (MU) 1.875% 06-01-14 595112AH6 444 $530000 PRN DEFINED 1,2 $530000 MICROSOFT CORP 594918104 21348 824574 SH DEFINED 1,2 824574 MINDRAY MEDICAL INTL LTD CL A ADR 602675100 23 700 SH DEFINED 1,2 700 MONSANTO CO NEW 61166W101 21440 277000 SH DEFINED 1,2 277000 MSCI INC CL A 55354G100 2384 80500 SH DEFINED 1,2 80500 NETAPP INC 64110D104 1251 46900 SH DEFINED 1,2 46900 NETAPP INC CV SR NT 1.75% 06-01-13 64110DAB0 466 $428000 PRN DEFINED 1,2 $428000 NETEASE.COM ADR 64110W102 338 7400 SH DEFINED 1,2 7400 NEW ORIENTAL EDU & TECH GRP INC ADR 647581107 16 200 SH DEFINED 1,2 200 NEWMONT MINING CORP 651639106 365 8300 SH DEFINED 1,2 8300 NEWS CORP INC CL A 65248E104 12757 1063927 SH DEFINED 1,2 1063927 NORDSTROM INC 655664100 721 23600 SH DEFINED 1,2 23600 NORFOLK SOUTHERN CORP 655844108 1233 28600 SH DEFINED 1,2 28600 NOVARTIS AG NAMEN ADR 66987V109 29 575 SH DEFINED 1,2 575 NUCOR CORP 670346105 9074 193025 SH DEFINED 1,2 193025 PARKER-HANNIFIN CORP 701094104 1369 26400 SH DEFINED 1,2 26400 PARTNER COMMUNICATIONS CO ADR 70211M109 241 12800 SH DEFINED 1,2 12800 PAYCHEX INC 704326107 9979 343500 SH DEFINED 1,2 343500 PEPSICO INC 713448108 70160 1196050 SH DEFINED 1,2 1196050 PERFECT WORLD CO LTD ADR CL B 71372U104 726 15100 SH DEFINED 1,2 15100 PHILIP MORRIS INTERNATIONAL 718172109 17993 369166 SH DEFINED 1,2 369166 PHILIPPINE LDTEL ADR 718252604 85 1660 SH DEFINED 1,2 1660 PINNACLE WEST CAPITAL CORP 723484101 125 3800 SH DEFINED 1,2 3800 POTASH CORP OF SASKATCHEWAN INC C$ 73755L107 12543 138642 SH DEFINED 1,2 138642 PROCTER & GAMBLE CO 742718109 45699 789000 SH DEFINED 1,2 789000 PROGRESSIVE CORP 743315103 22091 1332400 SH DEFINED 1,2 1332400 PULTE HOMES INC 745867101 1010 91900 SH DEFINED 1,2 91900 QUALCOMM INC 747525103 23331 518703 SH DEFINED 1,2 518703 RENAISSANCERE HLDGS LTD 2728429 6757 123400 SH DEFINED 1,2 123400 RESEARCH IN MOTION LTD C$ 760975102 11771 174400 SH DEFINED 1,2 174400 ROGERS COMMUNICATIONS INC CL B N/V C$ 775109200 592 21000 SH DEFINED 1,2 21000 ROYAL DUTCH SHELL CL A ADR 780259206 12799 223794 SH DEFINED 1,2 223794 RYANAIR HOLDINGS PLC ADR 783513104 4418 152120 SH DEFINED 1,2 152120 SAP AG ADR 803054204 368 7530 SH DEFINED 1,2 7530 SAPPI LTD ADR 803069202 122 31700 SH DEFINED 1,2 31700 SASOL ADR 803866300 377 9900 SH DEFINED 1,2 9900 SCHERING-PLOUGH CORP 806605101 6757 239200 SH DEFINED 1,2 239200 SCHERING-PLOUGH CORP CV PFD 6.0% 806605705 2136 8800 SH DEFINED 1,2 8800 08-13-2010 SCHLUMBERGER LTD 806857108 28269 474316 SH DEFINED 1,2 474316 SCHWAB CHARLES CORP 808513105 1934 101000 SH DEFINED 1,2 101000 SCRIPPS NETWORK INTERACTIVE INC CL A 811065101 3780 102300 SH DEFINED 1,2 102300 SEMPRA ENERGY 816851109 5828 117000 SH DEFINED 1,2 117000 SHANDA INTERACTIVE ENTERTAINMENT LTD ADR 81941Q203 72 1400 SH DEFINED 1,2 1400 SHINHAN FINANCIAL GROUP CO ADR 824596100 1435 17898 SH DEFINED 1,2 17898 SHIRE PLC ADR 82481R106 1433 27400 SH DEFINED 1,2 27400 SIGNET JEWELERS LTD B3C9VJ1 21839 825080 SH DEFINED 1,2 825080 SINA CORP 2579230 19 500 SH DEFINED 1,2 500 SK TELECOM ADR 78440P108 846 48500 SH DEFINED 1,2 48500 SOUTHERN CO 842587107 70 2210 SH DEFINED 1,2 2210 SOUTHWEST AIRLINES CO 844741108 174 18100 SH DEFINED 1,2 18100 STATE STREET CORP 857477103 1841 35000 SH DEFINED 1,2 35000 STRAYER EDUCATION INC 863236105 131 600 SH DEFINED 1,2 600 SUNCOR ENERGY INC C$ 867224107 7198 206680 SH DEFINED 1,2 206680 SUNPOWER CORP CL A 867652109 634 21200 SH DEFINED 1,2 21200 SUNPOWER CORP CV SR UNSEC 1.25% 02-15-27 867652AA7 348 $394000 PRN DEFINED 1,2 $394000 SUNTECH POWER HOLDINGS CO LTD ADR 86800C104 765 50300 SH DEFINED 1,2 50300 SUNTECH POWER HOLDINGS LTD CV SR NT 3% 86800CAE4 356 $450000 PRN DEFINED 1,2 $450000 3-15-2013 (STP) T ROWE PRICE GROUP INC 74144T108 699 15300 SH DEFINED 1,2 15300 TAIWAN SEMICONDUCTOR MFG CO ADR 874039100 1009 92062 SH DEFINED 1,2 92062 TARGET CORP 87612E106 59035 1264676 SH DEFINED 1,2 1264676 TELE NORTE LESTE PARTICIPACOES PN ADR 879246106 188 10000 SH DEFINED 1,2 10000 TELEFONOS DE MEXICO SAB DE CV L ADR 879403780 3176 182100 SH DEFINED 1,2 182100 TELMEX INTERNACIONAL SAB DE CV L ADR 879690105 3557 255000 SH DEFINED 1,2 255000 TENARIS SA ADR 88031M109 171 4800 SH DEFINED 1,2 4800 TEVA PHARM ADR 881624209 10876 215100 SH DEFINED 1,2 215100 TIME WARNER CABLE INC 88732J207 8557 198587 SH DEFINED 1,2 198587 TIME WARNER INC 887317303 6697 232685 SH DEFINED 1,2 232685 TIME WARNER TELECOM CV SR 2.375% 887319AC5 463 $475000 PRN DEFINED 1,2 $475000 04-01-26/13 TORONTO DOMINION BANK (THE) US$ 891160509 166 2575 SH DEFINED 1,2 2575 TRANSOCEAN LTD B3KFWW1 7904 92410 SH DEFINED 1,2 92410 TURKCELL ILETISIM HIZMETLERI ADR 900111204 18 1000 SH DEFINED 1,2 1000 TYCO ELECTRONICS LTD (REG) B62B7C3 958 43000 SH DEFINED 1,2 43000 UBS AG NAMEN REG S B18YFJ4 39902 2182616 SH DEFINED 1,2 2182616 UNILEVER NV NY SHRS 904784709 1645 57000 SH DEFINED 1,2 57000 UNION PACIFIC CORP 907818108 409 7000 SH DEFINED 1,2 7000 UNITED MICROELECTRONICS ADR 910873405 1662 437300 SH DEFINED 1,2 437300 UNITED PARCEL SERVICE INC CL B 911312106 943 16700 SH DEFINED 1,2 16700 UNITED TECHNOLOGIES CORP 913017109 1316 21600 SH DEFINED 1,2 21600 VALE CAPITAL II LTD CV PFD (VALE) 6.75% 91912F201 1036 15000 SH DEFINED 1,2 15000 06-15-2012 VALE SA PNA ADR 91912E204 2363 115200 SH DEFINED 1,2 115200 VERTEX PHARMACEUTCLS INC 92532F100 383 10100 SH DEFINED 1,2 10100 VIACOM INC NEW CL B 92553P201 11539 411500 SH DEFINED 1,2 411500 VISA INC CL A 92826C839 17989 260300 SH DEFINED 1,2 260300 VULCAN MATERIALS CO 929160109 7137 131988 SH DEFINED 1,2 131988 WAL-MART STORES INC 931142103 37240 758600 SH DEFINED 1,2 758600 WEATHERFORD INTL LTD B5KL6S7 12606 608100 SH DEFINED 1,2 608100 XILINX INC CV 3.125% 03-15-37 983919AD3 408 $462000 PRN DEFINED 1,2 $462000 YAHOO! INC 984332106 10844 608866 SH DEFINED 1,2 608866 ----------------- GRAND $ 1866481 * INVESTMENT DISCRETION IS DISCLAIMED BY THE CAPITAL GROUP COMPANIES, INC AND CAPITAL GROUP INTERNATIONAL, INC FOR ALL PURPOSES OTHER THAN FORM 13F
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