FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NETFLIX INC [ NFLX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/26/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/26/2004 | S | 9,069 | D | $75.55 | 3,982 | I | TCV II, V.O.F.(1) | ||
Common Stock | 01/26/2004 | S | 279,179 | D | $75.55 | 122,568 | I | Technology Crossover Ventures II, L.P.(1) | ||
Common Stock | 01/26/2004 | S | 42,625 | D | $75.55 | 18,713 | I | Technology Crossover Ventures II, C.V.(1) | ||
Common Stock | 01/26/2004 | S | 214,637 | D | $75.55 | 94,232 | I | TCV II (Q), L.P.(1) | ||
Common Stock | 01/26/2004 | S | 38,090 | D | $75.55 | 16,723 | I | TCV II Strategic Partners, L.P.(1) | ||
Common Stock | 01/26/2004 | S | 830,095 | D | $75.55 | 1,780,697 | I | TCV IV, L.P.(1) | ||
Common Stock | 01/26/2004 | S | 30,953 | D | $75.55 | 66,401 | I | TCV IV Strategic Partners, L.P.(1) | ||
Common Stock | 01/26/2004 | S | 36,851 | D | $75.55 | 7,000 | I | The Kimball Family Trust Uta Dtd 2/23/94(2) | ||
Common Stock | 5,702 | I | Technology Crossover Management IV, L.L.C.(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Reporting person is a managing member of Technology Crossover Management II, L.L.C. ("TCM II") which is the general partner of Technology Crossover Ventures II, L.P., Technology Crossover Ventures II, C.V., TCV II, V.O.F., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. (collectively, the "Limited Partnerships II"). Reporting person is also a managing member of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("the Limited Partnerships IV"). Reporting person, TCM II and TCM IV may be deemed to beneficially own the shares held by the Limited Partnerships II and Limited Partnerships IV but reporting person, TCM II and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
2. Reporting person and his wife are the sole trustees of The Kimball Family Trust Uta Dtd 2/23/94. |
Remarks: |
Carla S. Newell Authorized signatory for Richard H. Kimball | 01/27/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |