0001567619-21-007604.txt : 20210405 0001567619-21-007604.hdr.sgml : 20210405 20210405151846 ACCESSION NUMBER: 0001567619-21-007604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210402 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spurbeck Mark CENTRAL INDEX KEY: 0001577048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 21805065 MAIL ADDRESS: STREET 1: C/O CORP. SECRETARY, PEABODY ENERGY CORP STREET 2: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc1.xml FORM 4 X0306 4 2021-04-02 0 0001064728 PEABODY ENERGY CORP BTU 0001577048 Spurbeck Mark C/O CORPORATE SECRETARY, PEABODY ENERGY 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 EVP and CFO Common Stock 2021-04-02 4 F 0 381 3.01 D 120159 D Common Stock 2021-04-05 4 S 0 132 3.06 D 120027 D Shares withheld for taxes upon vesting of a previously reported stock grant. The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of a previously reported stock award. /s/ Eric R. Waller, attorney-in-fact 2021-04-05