0001567619-21-001533.txt : 20210126 0001567619-21-001533.hdr.sgml : 20210126 20210126170045 ACCESSION NUMBER: 0001567619-21-001533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210122 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spurbeck Mark CENTRAL INDEX KEY: 0001577048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 21554878 MAIL ADDRESS: STREET 1: C/O CORP. SECRETARY, PEABODY ENERGY CORP STREET 2: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc1.xml FORM 4 X0306 4 2021-01-22 0 0001064728 PEABODY ENERGY CORP BTU 0001577048 Spurbeck Mark C/O CORPORATE SECRETARY, PEABODY ENERGY 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 EVP and CFO Common Stock 2021-01-22 4 F 0 1716 3.38 D 119905 D Common Stock 2021-01-25 4 S 0 466 3.31 D 119439 D The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 22, 2021. The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020 to pay a portion of the estimated tax obligation resulting from the vesting of 4,825 restricted stock units on January 22, 2021. /s/ Scott T. Jarboe, attorney-in-fact 2021-01-26