-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qg3xJ76BXa+LUXkKi5t1/oczh94Qf/4k+6MB2ugiAqOxlq5UVyZ0C1UDAcVIjgjL xzeG/qUeMIaf/aHOEa6A3A== 0000950159-10-000158.txt : 20100216 0000950159-10-000158.hdr.sgml : 20100215 20100216160517 ACCESSION NUMBER: 0000950159-10-000158 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&E PARTNERS LP CENTRAL INDEX KEY: 0001064689 IRS NUMBER: 133744909 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04327 FILM NUMBER: 10607637 BUSINESS ADDRESS: STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP STREET 2: 660 MADISON AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP STREET 2: 660 MADISON AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 scoggin13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S & E Partners, L.P. Address: 660 Madison Avenue, 20th Floor New York, NY 10021 Form 13F File Number: 28-04327 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Craig Effron and Curtis Schenker Title: Principals Phone: 212-355-5600 Signature, Place, and Date of Signing: /s/ Craig Effron New York, NY 2/16/2010 - -------------------- --------------------- ----------------- /s/ Curtis Schenker New York, NY 2/16/2010 - -------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF CUSIP VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3COM CORP COM 885535104 1,427 328,000 PUT DEFINED 01 328,000 3COM CORP COM 885535104 870 200,000 PUT SOLE N/A 200,000 ABERCROMBIE & FITCH CO COM 002896207 1,937 60,000 PUT DEFINED 01 60,000 ABERCROMBIE & FITCH CO COM 002896207 1,292 40,000 PUT SOLE N/A 40,000 AUGUSTA RES CORP COM NEW 050912203 1,834 758,000 SH DEFINED 01 758,000 AUGUSTA RES CORP COM NEW 050912203 1,180 487,500 SH SOLE N/A 487,500 AUGUSTA RES CORP COM NEW 050912203 413 171,650 SH DEFINED 01 171,650 AUGUSTA RES CORP COM NEW 050912203 271 112,500 SH SOLE N/A 112,500 APOLLO COML REAL EST FIN INC COM 03762U105 4,807 267,200 SH DEFINED 01 267,200 APOLLO COML REAL EST FIN INC COM 03762U105 3,148 175,000 SH SOLE N/A 175,000 BANK OF AMERICA CORPORATION COM 060505104 20,053 1,140,000 CALL DEFINED 01 1,140,000 BANK OF AMERICA CORPORATION COM 060505104 13,193 750,000 CALL SOLE N/A 750,000 BARD C R INC COM 067383109 6,388 82,000 SH DEFINED 01 82,000 BARD C R INC COM 067383109 1,948 25,000 SH SOLE N/A 25,000 BARD C R INC COM 067383109 15,892 204,000 CALL DEFINED 01 204,000 BARD C R INC COM 067383109 11,685 150,000 CALL SOLE N/A 150,000 BECTON DICKINSON & CO COM 075887109 18,296 232,000 SH DEFINED 01 232,000 BECTON DICKINSON & CO COM 075887109 11,829 150,000 SH SOLE N/A 150,000 BECTON DICKINSON & CO COM 075887109 15,930 202,000 PUT DEFINED 01 202,000 BECTON DICKINSON & CO COM 075887109 9,858 125,000 PUT SOLE N/A 125,000 BLACKSTONE GROUP L P COM 09253U108 3,016 234,000 PUT DEFINED 01 234,000 BLACKSTONE GROUP L P COM 09253U108 1,934 150,000 PUT SOLE N/A 150,000 BOSTON SCIENTIFIC CORP COM 101137107 8,820 980,000 SH DEFINED 01 980,000 BOSTON SCIENTIFIC CORP COM 101137107 5,625 625,000 SH SOLE N/A 625,000 BPW ACQUISITION CORP COM 055637102 4,549 432,000 SH DEFINED 01 432,000 BPW ACQUISITION CORP COM 055637102 3,159 300,000 SH SOLE N/A 300,000 BPW ACQUISITION CORP *W EXP 02/26/201 055637201 423 475,000 SH DEFINED 01 475,000 BPW ACQUISITION CORP *W EXP 02/26/201 055637201 289 325,000 SH SOLE N/A 325,000 BROCADE COMMUNICATIONS SYS I COM 111621306 2,868 395,000 CALL DEFINED 01 395,000 BROCADE COMMUNICATIONS SYS I COM 111621306 1,815 250,000 CALL SOLE N/A 250,000 CF INDS HLDGS INC COM 125269100 16,740 205,000 CALL DEFINED 01 205,000 CF INDS HLDGS INC COM 125269100 10,208 125,000 CALL SOLE N/A 125,000 CIT GROUP INC COM NEW 125581801 7,390 267,654 SH DEFINED 01 267,654 CIT GROUP INC COM NEW 125581801 4,649 168,363 SH SOLE N/A 168,363 CITIGROUP INC COM 172967101 2,850 570,000 SH DEFINED 01 570,000 CITIGROUP INC COM 172967101 3,310 1,000,000 SH SOLE N/A 1,000,000 CITIGROUP INC COM 172967101 5,587 1,688,000 CALL DEFINED 01 1,688,000 CITIGROUP INC COM 172967101 1,900 380,000 CALL SOLE N/A 380,000 CITIZENS REPUBLIC BANCORP IN COM 174420109 1,415 2,050,000 SH DEFINED 01 2,050,000 CITIZENS REPUBLIC BANCORP IN COM 174420109 863 1,250,000 SH SOLE N/A 1,250,000 COVIDIEN PLC COM G2554F105 17,367 438,900 CALL DEFINED 01 438,900 COVIDIEN PLC COM G2554F105 7,419 187,500 CALL SOLE N/A 187,500 COVIDIEN PLC COM G2554F105 4,056 102,500 PUT DEFINED 01 102,500 COVIDIEN PLC COM G2554F105 5,936 150,000 PUT SOLE N/A 150,000 CVS CAREMARK CORPORATION COM 126650100 14,933 398,000 CALL DEFINED 01 398,000 CVS CAREMARK CORPORATION COM 126650100 9,380 250,000 CALL SOLE N/A 250,000 FIDELITY NATIONAL FINANCIAL CL A 31620R105 3,069 228,000 SH DEFINED 01 228,000 FIDELITY NATIONAL FINANCIAL CL A 31620R105 2,019 150,000 SH SOLE N/A 150,000 FLAGSTAR BANCORP INC COM 337930101 1,353 2,255,000 SH DEFINED 01 2,255,000 FLAGSTAR BANCORP INC COM 337930101 825 1,375,000 SH SOLE N/A 1,375,000 GENERAL ELECTRIC CO COM 369604103 5,699 410,000 PUT DEFINED 01 410,000 GENERAL ELECTRIC CO COM 369604103 3,475 250,000 PUT SOLE N/A 250,000 GOLDMAN SACHS GROUP INC COM 38141G104 2,482 15,000 CALL DEFINED 01 15,000 GOLDMAN SACHS GROUP INC COM 38141G104 1,655 10,000 CALL SOLE N/A 10,000 HUGHES COMMUNICATIONS INC COM 444398101 1,874 72,000 SH DEFINED 01 72,000 HUGHES COMMUNICATIONS INC COM 444398101 1,302 50,000 SH SOLE N/A 50,000 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 221 205,000 SH DEFINED 01 205,000 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 135 125,000 SH SOLE N/A 125,000 ISHARES INC MSCI BRAZIL 464286400 2,387 41,000 PUT DEFINED 01 41,000 ISHARES INC MSCI BRAZIL 464286400 1,455 25,000 PUT SOLE N/A 25,000 ISHARES TR INDEX NASDQ BIO INDX 464287556 9,394 120,000 CALL DEFINED 01 120,000 ISHARES TR INDEX NASDQ BIO INDX 464287556 6,262 80,000 CALL SOLE N/A 80,000 JACKSON HEWITT TAX SVCS INC COM 468202106 1,688 302,000 CALL DEFINED 01 302,000 JACKSON HEWITT TAX SVCS INC COM 468202106 559 100,000 CALL SOLE N/A 100,000 KROGER CO COM 501044101 4,426 205,000 CALL DEFINED 01 205,000 KROGER CO COM 501044101 2,699 125,000 CALL SOLE N/A 125,000 LEAP WIRELESS INTL INC COM NEW 521863308 6,761 410,000 CALL DEFINED 01 410,000 LEAP WIRELESS INTL INC COM NEW 521863308 4,123 250,000 CALL SOLE N/A 250,000 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 6,291 590,000 SH DEFINED 01 590,000 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 3,732 350,000 SH SOLE N/A 350,000 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 10,264 222,400 SH DEFINED 01 222,400 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 6,692 145,000 SH SOLE N/A 145,000 MAGUIRE PPTYS INC COM 559775101 2,476 1,640,000 SH DEFINED 01 1,640,000 MAGUIRE PPTYS INC COM 559775101 1,510 1,000,000 SH SOLE N/A 1,000,000 MARKET VECTORS ETF TR COM 57060U100 8,100 205,000 CALL DEFINED 01 205,000 MARKET VECTORS ETF TR COM 57060U100 4,939 125,000 CALL SOLE N/A 125,000 MEAD JOHNSON NUTRITION CO COM CL A 582839106 9,964 228,000 SH DEFINED 01 228,000 MEAD JOHNSON NUTRITION CO COM CL A 582839106 6,555 150,000 SH SOLE N/A 150,000 MEAD JOHNSON NUTRITION CO COM CL A 582839106 12,149 278,000 CALL DEFINED 01 278,000 MEAD JOHNSON NUTRITION CO COM CL A 582839106 7,866 180,000 CALL SOLE N/A 180,000 MEAD JOHNSON NUTRITION CO COM CL A 582839106 5,248 120,100 PUT DEFINED 01 120,100 MEAD JOHNSON NUTRITION CO COM CL A 582839106 3,278 75,000 PUT SOLE N/A 75,000 METROPCS COMMUNICATIONS INC COM 591708102 4,692 615,000 SH DEFINED 01 615,000 METROPCS COMMUNICATIONS INC COM 591708102 382 50,000 SH SOLE N/A 50,000 METROPCS COMMUNICATIONS INC COM 591708102 580 76,000 CALL DEFINED 01 76,000 METROPCS COMMUNICATIONS INC COM 591708102 2,861 375,000 CALL SOLE N/A 375,000 MGM MIRAGE COM 552953101 695 82,000 PUT DEFINED 01 82,000 MGM MIRAGE COM 552953101 424 50,000 PUT SOLE N/A 50,000 MOODYS CORP COM 615369105 11,168 410,000 PUT DEFINED 01 410,000 MOODYS CORP COM 615369105 6,810 250,000 PUT SOLE N/A 250,000 NCI BUILDING SYS INC COM 628852105 2,621 1,448,100 SH DEFINED 01 1,448,100 NCI BUILDING SYS INC COM 628852105 1,810 1,000,000 SH SOLE N/A 1,000,000 NEWMONT MINING CORP COM 651639106 6,591 164,000 CALL DEFINED 01 164,000 NEWMONT MINING CORP COM 651639106 4,019 100,000 CALL SOLE N/A 100,000 NRDC ACQUISITION CORP COM 62941R102 10,754 1,065,766 SH DEFINED 01 1,065,766 NRDC ACQUISITION CORP COM 62941R102 7,063 700,000 SH SOLE N/A 700,000 ODYSSEY MARINE EXPLORATION I COM 676118102 2,575 1,826,500 SH DEFINED 01 1,826,500 ODYSSEY MARINE EXPLORATION I COM 676118102 846 600,000 SH SOLE N/A 600,000 PFIZER INC COM 717081103 14,006 770,000 SH DEFINED 01 770,000 PFIZER INC COM 717081103 9,095 500,000 SH SOLE N/A 500,000 PFIZER INC COM 717081103 49,841 2,740,000 CALL DEFINED 01 2,740,000 PFIZER INC COM 717081103 32,378 1,780,000 CALL SOLE N/A 1,780,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 3,791 76,000 SH DEFINED 01 76,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 2,494 50,000 SH SOLE N/A 50,000 RAMBUS INC DEL COM 750917106 2,903 152,000 CALL DEFINED 01 152,000 RAMBUS INC DEL COM 750917106 1,910 100,000 CALL SOLE N/A 100,000 SAFEWAY INC COM NEW 786514208 4,045 190,000 SH DEFINED 01 190,000 SAFEWAY INC COM NEW 786514208 2,661 125,000 SH SOLE N/A 125,000 SMITH INTL INC COM 832110100 7,227 266,000 SH DEFINED 01 266,000 SMITH INTL INC COM 832110100 4,755 175,000 SH SOLE N/A 175,000 SMITH INTL INC COM 832110100 2,065 76,000 PUT DEFINED 01 76,000 SMITH INTL INC COM 832110100 1,359 50,000 PUT SOLE N/A 50,000 SOLUTIA INC COM NEW 834376501 3,874 305,000 SH DEFINED 01 305,000 SOLUTIA INC COM NEW 834376501 1,588 125,000 SH SOLE N/A 125,000 SOUTH FINL GROUP INC COM 837841105 1,051 1,629,088 SH DEFINED 01 1,629,088 SOUTH FINL GROUP INC COM 837841105 645 1,000,000 SH SOLE N/A 1,000,000 SPDR GOLD TRUST COM 78463V107 7,659 82,000 PUT DEFINED 01 82,000 SPDR GOLD TRUST COM 78463V107 4,670 50,000 PUT SOLE N/A 50,000 SPDR GOLD TRUST COM 78463V107 19,147 205,000 CALL DEFINED 01 205,000 SPDR GOLD TRUST COM 78463V107 11,675 125,000 CALL SOLE N/A 125,000 SPDR TR COM 78462F103 16,716 150,000 PUT DEFINED 01 150,000 SPDR TR COM 78462F103 13,930 125,000 CALL SOLE N/A 125,000 SPDR TR COM 78462F103 22,845 205,000 CALL DEFINED 01 205,000 SPDR TR COM 78462F103 11,144 100,000 PUT SOLE N/A 100,000 ST JUDE MED INC COM 790849103 5,591 152,000 SH DEFINED 01 152,000 ST JUDE MED INC COM 790849103 3,678 100,000 SH SOLE N/A 100,000 ST JUDE MED INC COM 790849103 1,398 38,000 PUT DEFINED 01 38,000 ST JUDE MED INC COM 790849103 920 25,000 CALL SOLE N/A 25,000 ST JUDE MED INC COM 790849103 1,508 41,000 CALL DEFINED 01 41,000 ST JUDE MED INC COM 790849103 920 25,000 PUT SOLE N/A 25,000 TERRA INDS INC COM 880915103 4,210 164,000 CALL DEFINED 01 164,000 TERRA INDS INC COM 880915103 2,567 100,000 CALL SOLE N/A 100,000 UNITED STATES NATL GAS FUND COM 912318102 4,824 450,000 CALL DEFINED 01 450,000 UNITED STATES NATL GAS FUND COM 912318102 3,216 300,000 CALL SOLE N/A 300,000 URS CORP NEW COM 903236107 8,862 205,000 CALL DEFINED 01 205,000 URS CORP NEW COM 903236107 5,404 125,000 CALL SOLE N/A 125,000 VISTAPRINT N V SHS N93540107 3,398 82,000 PUT DEFINED 01 82,000 VISTAPRINT N V SHS N93540107 2,072 50,000 PUT SOLE N/A 50,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4,952 228,000 CALL DEFINED 01 228,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3,258 150,000 CALL SOLE N/A 150,000 WILLIAMS SONOMA INC COM 969904101 392 20,500 PUT DEFINED 01 20,500 WILLIAMS SONOMA INC COM 969904101 239 12,500 PUT SOLE N/A 12,500 WYETH COM 983024100 4,905 102,500 CALL DEFINED 01 102,500 WYETH COM 983024100 2,991 62,500 CALL SOLE N/A 62,500 YRC WORLDWIDE INC COM 984249102 378 450,009 SH DEFINED 01 450,009 YRC WORLDWIDE INC COM 984249102 211 251,552 SH SOLE N/A 251,552 146 824,926
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: 824,926 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-04329 Scoggin LLC -----END PRIVACY-ENHANCED MESSAGE-----