-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QArccI5GegcrumVb01fEGMn7OFgLf9PQfb98J/irFuE5y3nR1YpzOmtQzxquHKo4 pBTtrhN4c5y/7xBhqk3vaw== 0000950159-08-001179.txt : 20080814 0000950159-08-001179.hdr.sgml : 20080814 20080814102617 ACCESSION NUMBER: 0000950159-08-001179 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&E PARTNERS LP CENTRAL INDEX KEY: 0001064689 IRS NUMBER: 133744909 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04327 FILM NUMBER: 081015951 BUSINESS ADDRESS: STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP STREET 2: 660 MADISON AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: C/O SCOGGIN CAPITAL MANAGEMENT LP STREET 2: 660 MADISON AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 scoggin13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S & E Partners, L.P. Address: 660 Madison Avenue, 20th Floor New York, NY 10021 Form 13F File Number: 28-04327 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Craig Effron and Curtis Schenker Title: Principals Phone: 212-355-5600 Signature, Place, and Date of Signing: /s/ Craig Effron New York, NY 08/14/08 - -------------------- --------------------- ----------------- /s/ Curtis Schenker New York, NY 08/14/08 - -------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCED MEDICAL OPTICS INC COM 00763M108 1,874 100,000 PUT SOLE N/A 100,000 ADVANCED MEDICAL OPTICS INC COM 00763M108 3,298 176,000 PUT DEFINED 01 176,000 ADVANCE TECHNOLOGY ACQU COR COM 007556111 43 172,500 SH SOLE N/A 172,500 ADVANCE TECHNOLOGY ACQU COR COM 007556111 43 172,500 SH DEFINED 01 172,500 AK STL HLDG CORP COM 001547108 67,275 975,000 SH SOLE N/A 975,000 AK STL HLDG CORP COM 001547108 119,025 1,725,000 SH DEFINED 01 1,725,000 AK STL HLDG CORP COM 001547108 29,325 425,000 CALL SOLE N/A 425,000 AK STL HLDG CORP COM 001547108 51,612 748,000 CALL DEFINED 01 748,000 AMERIPRISE FINL INC COM 03076C106 883 21,700 SH DEFINED 01 21,700 AMERIPRISE FINL INC COM 03076C106 1,525 37,500 PUT SOLE N/A 37,500 AMERIPRISE FINL INC COM 03076C106 2,684 66,000 PUT DEFINED 01 66,000 APOLLO GROUP INC CL A 37604105 54,882 1,240,000 SH SOLE N/A 1,240,000 ATLAS AIR WORLDWIDE HLDGS COM 049164205 11,129 225,000 SH SOLE N/A 225,000 ATLAS AIR WORLDWIDE HLDGS COM 049164205 18,523 374,500 SH DEFINED 01 374,500 AUGUSTA RESOURCES CORP COM 050912203 4,400 762,500 SH SOLE N/A 762,500 AUGUSTA RESOURCES CORP COM 050912203 8,028 1,391,300 SH DEFINED 01 1,391,300 BANK OF AMERICA CORPORATION COM 060505104 5,072 212,500 PUT SOLE N/A 212,500 BANK OF AMERICA CORPORATION COM 060505104 7,483 313,500 PUT DEFINED 01 313,500 BARCLAYS BANK PLC ETN IPTH LVSTK 06739H743 433 10,000 SH SOLE N/A 10,000 BARCLAYS BANK PLC ETN IPTH LVSTK 06739H743 520 12,000 SH DEFINED 01 12,000 BECKMAN COULTER INC COM 075811109 40,518 600,000 SH SOLE N/A 600,000 BECKMAN COULTER INC COM 075811109 71,312 1,056,000 SH DEFINED 01 1,056,000 BECKMAN COULTER INC COM 075811109 13,506 200,000 CALL SOLE N/A 200,000 BECKMAN COULTER INC COM 075811109 24,851 368,000 CALL DEFINED 01 368,000 BGC PARTNERS INC CL A 05541T101 4,398 582,500 SH SOLE N/A 582,500 BGC PARTNERS INC CL A 05541T101 7,684 1,017,717 SH DEFINED 01 1,017,717 BIG LOTS INC COM 089302103 125 4,000 PUT DEFINED 01 4,000 BLOCK H&R INC COM 093671105 4,727 70,000 PUT SOLE N/A 70,000 BLOCK H&R INC COM 093671105 5,740 85,000 PUT DEFINED 01 85,000 BORDERS GROUP INC COM 099709107 4,500 750,000 SH SOLE N/A 750,000 BORDERS GROUP INC COM 099709107 6,780 1,130,000 SH DEFINED 01 1,130,000 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CIGNA CORP COM 125509109 4,866 137,500 SH SOLE N/A 137,500 CIGNA CORP COM 125509109 8,564 242,000 SH DEFINED 01 242,000 CORRECTIONS CORP AMER NEW COM 22025Y407 10,988 400,000 SH SOLE N/A 400,000 CORRECTIONS CORP AMER NEW COM 22025Y407 18,899 688,000 SH DEFINED 01 688,000 DANAHER CORP DEL COM 235851102 7,730 100,000 PUT SOLE N/A 100,000 DANAHER CORP DEL COM 235851102 13,605 176,000 PUT DEFINED 01 176,000 DOWNEY FINL CORP COM 261018105 416 150,000 SH SOLE N/A 150,000 DOWNEY FINL CORP COM 261018105 731 264,000 SH DEFINED 01 264,000 ENERGY XXI (BERMUDA) LTD COM G10082108 3,460 500,000 SH SOLE N/A 500,000 ENERGY XXI (BERMUDA) LTD COM G10082108 4,982 720,000 SH DEFINED 01 720,000 ENTERGY CORP NEW COM 29364G103 9,036 75,000 CALL SOLE N/A 75,000 ENTERGY CORP NEW COM 29364G103 15,903 132,000 CALL DEFINED 01 132,000 GAFISA SA SPONS ADR 362607301 344 10,000 SH SOLE N/A 10,000 GAFISA SA SPONS ADR 362607301 412 12,000 SH DEFINED 01 12,000 GENENTECH INC COM 368710406 3,416 45,000 CALL SOLE N/A 45,000 GENENTECH INC COM 368710406 4,175 55,000 CALL DEFINED 01 55,000 GIANT INTERACTIVE GROUP INC ADR 374511103 455 37,500 SH SOLE N/A 37,500 GIANT INTERACTIVE GROUP INC ADR 374511103 564 46,500 SH DEFINED 01 46,500 GREENLIGHT CAPITAL RE LTD COM G4095J109 1,583 69,250 SH SOLE N/A 69,250 GLOBAL BPO SVCS CORP UNIT 99/99/9999 378981203 476 57,400 SH SOLE N/A 57,400 GLOBAL BPO SVCS CORP UNIT 99/99/9999 378981203 476 57,400 SH DEFINED 01 57,400 GRAPHIC PACKAGING HLDG CO COM 388689101 909 450,000 SH DEFINED 01 450,000 HALLIBURTON CO COM 406216101 2,388 45,000 CALL SOLE N/A 45,000 HALLIBURTON CO COM 406216101 2,919 55,000 CALL DEFINED 01 55,000 HARVEST NATURAL RESOURCES COM 41754V103 199 18,000 SH SOLE N/A 18,000 HARVEST NATURAL RESOURCES COM 41754V103 269 24,300 SH DEFINED 01 24,300 HEALTH MGMT ASSOC INC NEW CL A 421933102 586 90,000 SH SOLE N/A 90,000 HEALTH MGMT ASSOC INC NEW CL A 421933102 716 110,000 SH DEFINED 01 110,000 HILLTOP HOLDINGS INC COM 432748101 1,933 187,500 SH SOLE N/A 187,500 HILLTOP HOLDINGS INC COM 432748101 4,356 422,500 SH DEFINED 01 422,500 HILL ROM HLDGS INC COM 431475102 4,384 162,500 PUT SOLE N/A 162,500 HILL ROM HLDGS INC COM 431475102 8,067 299,000 PUT DEFINED 01 299,000 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ HUGHS COMMUNICATION INC COM 444398101 4,909 100,000 SH SOLE N/A 100,000 HUGHS COMMUNICATION INC COM 444398101 9,019 183,727 SH DEFINED 01 183,727 IMMUNICON INC COM 45260A107 214 267,858 SH SOLE N/A 267,858 IMMUNICON INC COM 45260A107 214 267,858 SH DEFINED 01 267,858 KAISER ALUMINUM CORP COM 483007704 19,078 356,400 SH SOLE N/A 356,400 KAISER ALUMINUM CORP COM 483007704 29,639 553,683 SH DEFINED 01 553,683 LEAP WIRELESS INTL INC COM 521863308 14,030 325,000 SH SOLE N/A 325,000 LEAP WIRELESS INTL INC COM 521863308 23,497 544,300 SH DEFINED 01 544,300 LEAP WIRELESS INTL INC COM 521863308 2,310 53,500 PUT SOLE N/A 53,500 LEAP WIRELESS INTL INC COM 521863308 4,123 95,500 PUT DEFINED 01 95,500 MAGUIRE PPTYS INC COM 559775101 18,864 1,550,000 SH SOLE N/A 1,550,000 MAGUIRE PPTYS INC COM 559775101 38,698 3,179,759 SH DEFINED 01 3,179,759 MARTIN MARIETTA MATLS INC COM 573284106 2,590 25,000 PUT SOLE N/A 25,000 MARTIN MARIETTA MATLS INC COM 573284106 4,765 46,000 PUT DEFINED 01 46,000 MERRILL LYNCH & CO INC COM 590188108 713 22,500 PUT SOLE N/A 22,500 MERRILL LYNCH & CO INC COM 590188108 872 27,500 PUT DEFINED 01 27,500 MFA MTG INVTS INC COM 55272X102 6,520 1,000,000 SH SOLE N/A 1,000,000 MFA MTG INVTS INC COM 55272X102 11,475 1,760,000 SH DEFINED 01 1,760,000 MICROSOFT CORPORATION COM 594918904 18,569 675,000 SH SOLE N/A 675,000 MICROSOFT CORPORATION COM 594918904 33,260 1,209,000 SH DEFINED 01 1,209,000 NRG ENERGY INC COM 629377508 43 1,000 SH SOLE N/A 1,000 NRG ENERGY INC COM 629377508 46 1,070 SH DEFINED 01 1,070 OMICARE INC COM 681904108 1,311 50,000 PUT SOLE N/A 50,000 OMICARE INC COM 681904108 2,307 88,000 PUT DEFINED 01 88,000 OWENS CORNING NEW COM 690742101 1,024 45,000 CALL SOLE N/A 45,000 OWENS CORNING NEW COM 690742101 1,251 55,000 CALL DEFINED 01 55,000 PATRIOT COAL CORP COM 70336T104 690 4,500 SH SOLE N/A 4,500 PATRIOT COAL CORP COM 70336T104 843 5,500 SH DEFINED 01 5,500 PATRIOT COAL CORP COM 70336T104 690 4,500 PUT SOLE N/A 4,500 PATRIOT COAL CORP COM 70336T104 843 5,500 PUT DEFINED 01 5,500 POLARIS ACQUISITION CORP UNIT 99/99/9999 73104R201 280 373,450 PUT SOLE N/A 373,450 POLARIS ACQUISITION CORP UNIT 99/99/9999 73104R201 288 383,450 PUT DEFINED 01 383,450 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR ULTRASHRT UTIL 74347R586 5,342 200,000 SH SOLE N/A 200,000 PROSHARES TR ULTRASHRT UTIL 74347R586 9,242 346,000 SH DEFINED 01 346,000 QUANTA CAPITAL HLDGS LTD COM G7313F106 2,889 1,094,197 SH DEFINED 01 1,094,197 QUANTA SVCS INC COM 74762E102 499 15,000 SH SOLE N/A 15,000 QUANTA SVCS INC COM 74762E102 599 18,000 SH DEFINED 01 18,000 SANDRIDGE ENERGY INC COM 80007P307 323 5,000 SH SOLE N/A 5,000 SANDRIDGE ENERGY INC COM 80007P307 387 6,000 SH DEFINED 01 6,000 SOHU COM INC COM 83408W103 317 4,500 SH SOLE N/A 4,500 SOHU COM INC COM 83408W103 387 5,500 SH DEFINED 01 5,500 SOHU COM INC COM 83408W103 317 4,500 PUT SOLE N/A 4,500 SOHU COM INC COM 83408W103 387 5,500 PUT DEFINED 01 5,500 SUNOCO INC COM 86764P109 3,052 75,000 SH SOLE N/A 75,000 SUNOCO INC COM 86764P109 5,758 141,500 SH DEFINED 01 141,500 SUNOCO INC COM 86764P109 2,035 50,000 PUT SOLE N/A 50,000 SUNOCO INC COM 86764P109 3,743 92,000 PUT DEFINED 01 92,000 SPDR TR COM 78462F103 23,036 180,000 CALL SOLE N/A 180,000 SPDR TR COM 78462F103 28,156 220,000 CALL SOLE N/A 220,000 STONELEIGH PARTNERS ACQUS CO WARRANT 861923126 50 125,000 SH SOLE N/A 125,000 STONELEIGH PARTNERS ACQUS CO WARRANT 861923126 50 125,000 SH DEFINED 01 125,000 SUNRISE SENIOR LIVING INC COM 86768K106 4,496 200,000 SH SOLE N/A 200,000 SUNRISE SENIOR LIVING INC COM 86768K106 7,823 348,000 SH DEFINED 01 348,000 TARGET CORP COM 87612E106 3,487 75,000 CALL SOLE N/A 75,000 TARGET CORP COM 87612E106 6,137 132,000 CALL DEFINED 01 132,000 TESORA CORPORATION COM 881609101 2,966 150,000 SH SOLE N/A 150,000 TESORA CORPORATION COM 881609101 5,654 286,000 SH DEFINED 01 286,000 TESORA CORPORATION COM 881609101 2,471 125,000 PUT SOLE N/A 125,000 TESORA CORPORATION COM 881609101 4,547 230,000 PUT DEFINED 01 230,000 THORNBURG MTG INC COM 885218107 163 806,025 SH SOLE N/A 806,025 THORNBURG MTG INC COM 885218107 341 1,687,051 SH DEFINED 01 1,687,051 THORNBURG MTG INC PFD CONV SER F 885218701 1,230 300,000 SH SOLE N/A 300,000 THORNBURG MTG INC PFD CONV SER F 885218701 4,920 1,200,000 SH DEFINED 01 1,200,000 TRIPLECROWN ACQUISITION CORP UNIT 07/12/2012 89677G208 665 68,200 SH SOLE N/A 68,200 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ TRIPLECROWN ACQUISITION CORP UNIT 07/12/2012 89677G208 665 68,200 SH DEFINED 01 68,200 UNITEDHEALTH GROUP INC COM 91324P102 2,625 100,000 SH SOLE N/A 100,000 UNITEDHEALTH GROUP INC COM 91324P102 4,620 176,000 SH DEFINED 01 176,000 UNITED TECHNOLOGIES CORP COM 913017109 7,713 125,000 PUT SOLE N/A 125,000 UNITED TECHNOLOGIES CORP COM 913017109 14,191 230,000 PUT DEFINED 01 230,000 URS CORP NEW COM 903236107 15,739 375,000 SH SOLE N/A 375,000 URS CORP NEW COM 903236107 28,519 679,500 SH DEFINED 01 679,500 VALERO ENERGY CORP NEW COM 91913Y100 3,089 75,000 SH SOLE N/A 75,000 VALERO ENERGY CORP NEW COM 91913Y100 5,889 143,000 SH DEFINED 01 143,000 VALERO ENERGY CORP NEW COM 91913Y100 2,574 62,500 PUT SOLE N/A 62,500 VALERO ENERGY CORP NEW COM 91913Y100 4,736 115,000 PUT DEFINED 01 115,000 VALUECLICK INC COM 92046N102 682 45,000 CALL SOLE N/A 45,000 VALUECLICK INC COM 92046N102 833 55,000 CALL DEFINED 01 55,000 WELLPOINT INC COM 94973V107 5,362 112,500 SH SOLE N/A 112,500 WELLPOINT INC COM 94973V107 9,437 198,000 SH DEFINED 01 198,000 WELLS FARGO & CO NEW COM 949746101 13,590 572,200 PUT SOLE N/A 572,200 WELLS FARGO & CO NEW COM 949746101 16,478 693,800 PUT DEFINED 01 693,800 WENDYS INTL INC COM 950590109 1,361 50,000 SH SOLE N/A 50,000 WENDYS INTL INC COM 950590109 2,395 88,000 SH DEFINED 01 88,000 WESTERN DIGITAL CORP COM 958102105 3,453 100,000 SH SOLE N/A 100,000 WESTERN DIGITAL CORP COM 958102105 4,144 120,000 SH DEFINED 01 120,000 WESTERN DIGITAL CORP COM 958102105 5,093 147,500 CALL SOLE N/A 147,500 WESTERN DIGITAL CORP COM 958102105 6,198 179,500 CALL DEFINED 01 179,500 WESTERN DIGITAL CORP COM 958102105 7,769 225,000 PUT SOLE N/A 225,000 WESTERN DIGITAL CORP COM 958102105 9,496 275,000 PUT DEFINED 01 275,000 WILLIAMS COS INC DEL COM 969457100 1,616 40,100 SH SOLE N/A 40,100 WILLIAMS COS INC DEL COM 969457100 1,931 47,900 SH DEFINED 01 47,900 WILLIAMS COS INC DEL COM 969457100 1,814 45,000 CALL SOLE N/A 45,000 WILLIAMS COS INC DEL COM 969457100 2,217 55,000 CALL DEFINED 01 55,000 156 1,278,673
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total: $1,278,673 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-04329 Scoggin LLC -----END PRIVACY-ENHANCED MESSAGE-----