0001063571-11-000017.txt : 20111103 0001063571-11-000017.hdr.sgml : 20111103 20111103153227 ACCESSION NUMBER: 0001063571-11-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 EFFECTIVENESS DATE: 20111103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN DAVID INVESTMENTS INC/IL CENTRAL INDEX KEY: 0001063571 IRS NUMBER: 371272863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07218 FILM NUMBER: 111177608 BUSINESS ADDRESS: STREET 1: 5823 N FOREST PARK DR CITY: PEORIA STATE: IL ZIP: 61614 BUSINESS PHONE: 3096850033 MAIL ADDRESS: STREET 1: 5823N FOREST PARK DR CITY: PEORIA STATE: IL ZIP: 61614 13F-HR 1 form13f3q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ }; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name of Institutional Investment Manager Filing this Report: Name: David Vaughan Investments, Inc. Address: 5823 N. Forest Park Drive Peoria, Illinois 61614 Form 13F File Number: 28-07218 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence Williams IV Title: President Phone: 309-685-0033 Signature, Place, and Date of Signing: /s/ Lawrence Williams IV Peoria, Illinois November 3, 2011 [Signature][City, State][Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: 1,010,356 (thousands) List of Other included Managers: Provide a numbered list of the name(s) and form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP (x $1000PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHAR NONE 3M COMPANY COM 88579Y101 9,862 137,372SH SOLE 135,272 2,100 ABBOTT LABORATORIES COM 002824100 1,373 26,842SH SOLE 26,842 0 ACCENTURE PLC COM 001204106 13,392 328,729SH SOLE 325,329 3,400 AGL RESOURCES INC COM 020002101 4,280 180,661SH SOLE 177,735 2,926 ALLSTATE CORP COM 02209S103 266 9,929SH SOLE 9,729 200 ALTRIA GROUP INC COM 023608102 999 33,556SH SOLE 33,556 0 AMEREN CORPORATION COM 025537101 11,174 293,896SH SOLE 290,096 3,800 AMERICAN ELECTRIC POWER COM 031162100 7,222 131,396SH SOLE 128,796 2,600 AMERICAN EXPRESS CO COM 037271103 5 46,666SH SOLE 46,666 0 AMGEN INC COM 037833100 326 854SH SOLE 854 0 ANTS SOFTWARE INC COM 00206R102 18,743 657,178SH SOLE 644,865 12,313 APPLE INC COM 053015103 460 9,755SH SOLE 9,755 0 AT&T INC COM 057224107 459 9,950SH SOLE 9,950 0 AUTOMATIC DATA PROCESSING COM 060505104 1,502 245,469SH SOLE 241,668 3,801 AVITAR INC COM 064058100 4,319 232,314SH SOLE 228,714 3,600 BAKER HUGHES INC COM 067383109 1,018 11,630SH SOLE 11,230 400 BANK OF AMERICA CORP COM 071813109 15,619 278,209SH SOLE 274,009 4,200 BANK OF NEW YORK MELLON CORP COM 054937107 8,943 419,250SH SOLE 413,850 5,400 BARD C R INC COM 084990175 534 500SH SOLE 400 100 BAXTER INTERNATIONAL INC COM 084670702 331 4,655SH SOLE 4,655 0 BB & T CORPORATION COM 097023105 1,695 28,019SH SOLE 27,519 500 BERKSHIRE HATHAWAY CL A 1/100 COM 055622104 487 13,497SH SOLE 12,059 1,438 BERKSHIRE HATHAWAY CL B COM 109641100 9,969 476,550SH SOLE 469,850 6,700 BOEING CO COM 110122108 411 13,112SH SOLE 13,112 0 BP PLC-SPONS ADR COM 115236101 1,780 100,000SH SOLE 100,000 0 BRINKER INTL INC COM 149123101 18,332 248,268SH SOLE 245,268 3,000 BRISTOL MYERS SQUIBB CO COM 12541W209 463 6,764SH SOLE 6,764 0 BROWN & BROWN INC COM 808513105 204 18,134SH SOLE 17,234 900 CATERPILLAR INC COM 166764100 17,084 184,516SH SOLE 182,016 2,500 CH ROBINSON WORLDWIDE INC COM 17275R102 12,090 780,003SH SOLE 768,403 11,600 CHARLES SCHWAB CORP COM 172967424 242 9,464SH SOLE 9,358 106 CHEVRON CORPORATION COM 189054109 347 5,225SH SOLE 4,925 300 CISCO SYSTEMS INC COM 191216100 13,414 198,550SH SOLE 196,250 2,300 CITIGROUP INC COM 194162103 11,485 129,506SH SOLE 127,406 2,100 CLOROX COMPANY COM 200525103 706 20,322SH SOLE 20,322 0 COCA COLA CO COM 20825C104 13,139 207,494SH SOLE 204,328 3,166 COLGATE PALMOLIVE CO COM 209115104 12,827 224,956SH SOLE 221,756 3,200 COMMERCE BANCSHARES INC COM 81369Y407 627 17,986SH SOLE 17,386 600 CONOCOPHILLIPS COM 126408103 694 37,150SH SOLE 37,150 0 CONSOLIDATED EDISON INC COM 126650100 299 8,906SH SOLE 8,306 600 CONSUMER DISC SELECT SECTOR SPDR COM 237194105 276 6,450SH SOLE 6,450 0 CSX CORP COM 244199105 15,133 234,365SH SOLE 231,265 3,100 CVS CAREMARK CORP COM 25746U109 14,329 282,236SH SOLE 278,536 3,700 DARDEN RESTAURANTS INC COM 233293109 299 9,924SH SOLE 9,424 500 DEERE & CO COM 233331107 10,564 215,495SH SOLE 212,995 2,500 DOMINION RESOURCES INC COM 263534109 349 8,737SH SOLE 8,737 0 DPL INC COM 26441C105 12,314 616,002SH SOLE 606,318 9,684 DTE ENERGY COMPANY COM 281020107 209 5,451SH SOLE 5,451 0 DU PONT E I DE NEMOURS COM 291011104 11,032 267,061SH SOLE 262,361 4,700 DUKE ENERGY HOLDING CORP COM 29364G103 1,617 24,400SH SOLE 24,400 0 EDISON INTERNATIONAL COM 30161N101 11,466 269,087SH SOLE 265,736 3,351 EMERSON ELECTRIC CO COM 30231G102 21,254 292,636SH SOLE 288,236 4,400 ENTERGY CORP COM 369550108 8,825 155,126SH SOLE 153,026 2,100 EXELON CORPORATION COM 369604103 11,021 724,135SH SOLE 715,708 8,427 EXXON MOBIL CORPORATION COM 370334104 14,876 386,480SH SOLE 382,880 3,600 GENERAL DYNAMICS CORP COM 372460105 11,842 233,109SH SOLE 229,609 3,500 GENERAL ELECTRIC CO COM 38141G104 6,860 72,550SH SOLE 71,050 1,500 GENERAL MILLS INC COM 391164100 903 46,792SH SOLE 46,792 0 GENUINE PARTS CO COM 428236103 12,037 536,184SH SOLE 528,884 7,300 GOLDMAN SACHS GROUP INC COM 437076102 10,293 313,128SH SOLE 309,028 4,100 GREAT PLAINS ENERGY INC COM 438516106 12,066 274,797SH SOLE 270,097 4,700 HEWLETT PACKARD CO COM 81369y704 505 17,282SH SOLE 17,282 0 HOME DEPOT INC COM 45822P105 1,968 40,483SH SOLE 40,283 200 HONEYWELL INTERNATL INC COM 458140100 16,066 753,043SH SOLE 742,143 10,900 INDUSTRIAL SELECT SECTOR SPDR COM 459200101 25,024 143,102SH SOLE 141,002 2,100 INTEGRYS ENERGY GROUP INC COM 464287465 206 4,310SH SOLE 4,310 0 INTEL CORPORATION COM 478160104 18,402 288,936SH SOLE 284,636 4,300 INTL BUSINESS MACHINES CORP COM 478366107 2,827 107,190SH SOLE 106,590 600 ISHARES MSCI EAFE INDEX FUND COM 46625H100 11,420 379,147SH SOLE 373,607 5,540 ISHARES S&P MIDCAP 400 GROWTH INDECOM 494368103 13,773 193,965SH SOLE 191,465 2,500 JOHNSON & JOHNSON COM 50075N104 231 6,889SH SOLE 6,889 0 JOHNSON CONTROLS INC COM 574599106 302 42,400SH SOLE 42,400 0 JP MORGAN CHASE & CO COM 577081102 14,197 548,367SH SOLE 540,267 8,100 KIMBERLY CLARK CORP COM 579780206 11,346 245,787SH SOLE 240,887 4,900 MARATHON OIL CORPORATION COM 580135101 913 10,398SH SOLE 10,398 0 MARSH & MCLENNAN COS COM 580645109 11,680 284,876SH SOLE 281,376 3,500 MASCO CORP COM 58405U102 201 4,282SH SOLE 4,282 0 MATTEL INC COM 585055106 302 9,073SH SOLE 9,073 0 MCCORMICK & CO INC COM 58933y105 2,447 74,847SH SOLE 74,271 576 MCDONALDS CORPORATION COM 59156R108 7,639 272,725SH SOLE 268,925 3,800 MCGRAW HILL COMPANIES INC COM 594918104 15,923 639,722SH SOLE 629,922 9,800 MEDCO HEALTH SOLUTIONS INC COM 61166W101 1,831 30,496SH SOLE 30,196 300 MEDTRONIC INC COM 636180101 2,401 49,326SH SOLE 48,626 700 MERCK AND CO INC NEW COM 646025106 11,382 267,364SH SOLE 262,064 5,300 METLIFE INC COM 649445103 7,153 601,126SH SOLE 590,026 11,100 MICROSOFT CORP COM 65339f101 9,618 178,050SH SOLE 174,750 3,300 MONSANTO CO COM 655844108 779 12,769SH SOLE 12,769 0 NATIONAL FUEL GAS CO COM 664397106 10,891 323,667SH SOLE 318,367 5,300 NEW JERSEY RESOURCES CORP COM 67073y106 11,501 781,850SH SOLE 771,150 10,700 NEXTERA ENERGY INC COM 674599105 205 2,864SH SOLE 2,864 0 NORFOLK SOUTHERN CORP COM 68389X105 14,183 493,502SH SOLE 486,302 7,200 NORTHEAST UTILITIES COM 713448108 13,937 225,157SH SOLE 222,657 2,500 NV ENERGY INC COM 717081103 12,887 728,908SH SOLE 718,475 10,433 OCCIDENTAL PETROLEUM CORP COM 718172109 608 9,751SH SOLE 9,551 200 ORACLE CORP COM 720186105 10,021 346,860SH SOLE 341,360 5,500 PEPSICO INC COM 693475105 8,935 185,417SH SOLE 183,267 2,150 PFIZER INC COM 693506107 10,609 150,147SH SOLE 148,347 1,800 PHILIP MORRIS INTL COM 69351T106 475 16,638SH SOLE 16,638 0 PIEDMONT NATURAL GAS CO COM 742718109 15,457 244,655SH SOLE 242,055 2,600 PNC FINANCIAL SERVICES GROUP COM 74733v100 795 29,383SH SOLE 29,083 300 PPG INDUSTRIES INC COM 748356102 891 50,338SH SOLE 50,038 300 PPL CORPORATION COM 749607107 6,553 103,071SH SOLE 91,665 11,406 PROCTER & GAMBLE CO COM 780259206 352 5,720SH SOLE 5,720 0 QEP RESOURCES INC COM 749685103 10,540 563,650SH SOLE 553,850 9,800 QUESTAR CORP COM 80589M102 12,688 313,678SH SOLE 307,578 6,100 RLI CORP COM 806857108 7,852 131,463SH SOLE 130,063 1,400 ROYAL DUTCH SHELL PLC A COM 816851109 8,802 170,908SH SOLE 168,708 2,200 RPM INTERNATIONAL INC COM 838518108 8,540 171,650SH SOLE 167,950 3,700 SCANA CORP COM 842587107 15,937 376,143SH SOLE 371,443 4,700 SCHLUMBERGER LTD COM 78463v107 349 2,211SH SOLE 2,211 0 SEMPRA ENERGY COM 78462F103 1,368 12,091SH SOLE 12,091 0 SOUTH JERSEY INDUSTRIES COM 847560109 11,484 468,144SH SOLE 461,866 6,278 SOUTHERN CO COM 74144t108 8,964 187,655SH SOLE 184,105 3,550 SPDR GOLD TRUST COM 87612E106 12,435 253,573SH SOLE 249,673 3,900 SPDR S&P 500 ETF TRUST COM 882508104 10,778 404,433SH SOLE 398,533 5,900 SPDR S&P MIDCAP 400 ETF COM 254687106 9,112 302,128SH SOLE 298,228 3,900 SPECTRA ENERGY CORP COM 886423102 4,763 113,263SH SOLE 112,363 900 T ROWE PRICE ASSOCIATES COM 88732j207 534 8,528SH SOLE 8,503 25 TARGET CORP COM 887317303 8,027 267,832SH SOLE 264,034 3,798 TEXAS INSTRUMENTS INC COM 89417e109 1,421 29,169SH SOLE 29,069 100 THE WALT DISNEY CO COM 911312106 13,151 208,257SH SOLE 205,457 2,800 TIDEWATER INC COM 913017109 13,887 197,370SH SOLE 194,270 3,100 TIME WARNER CABLE INC COM 91324P102 11,047 239,528SH SOLE 235,528 4,000 TIME WARNER INC COM 902973304 11,094 471,288SH SOLE 466,488 4,800 TRAVELERS COMPANIES INC COM 918914102 26 25,000SH SOLE 25,000 0 UNITED PARCEL SERVICE B COM 918905100 206 3,807SH SOLE 3,807 0 UNITED TECHNOLOGIES CORP COM 921937827 301 3,700SH SOLE 3,700 0 UNITEDHEALTH GROUP COM 92240G101 12,394 457,672SH SOLE 452,006 5,666 US BANCORP COM 92343v104 17,409 473,071SH SOLE 465,624 7,447 VALENCE TECHNOLOGY INC COM 931142103 10,396 200,301SH SOLE 196,645 3,656 VANGUARD SHORT-TERM BOND ETF COM 931422109 9,983 303,523SH SOLE 299,273 4,250 VECTREN CORPORATION COM 949746101 11,163 462,816SH SOLE 456,416 6,400 VERIZON COMMUNICATIONS COM 969457100 10,472 430,250SH SOLE 424,750 5,500 WAL MART STORES INC COM 97381W104 7,317 628,055SH SOLE 620,755 7,300 WALGREEN CO COM 981811102 761 54,463SH SOLE 54,263 200 WELLS FARGO & COMPANY COM 98389B100 11,714 474,444SH SOLE 465,744 8,700 WILLIAMS COS INC COM 969457100 12,150 401,650SH SOLE 396,750 4,900 WINDSTREAM CORP COM 97381W104 493 38,049SH SOLE 37,585 464 WORTHINGTON INDUSTRIES INC COM 981811102 1,293 55,963SH SOLE 54,763 1,200 XCEL ENERGY COM 98389B100 9,977 410,594SH SOLE 402,394 8,200