0001063571-11-000016.txt : 20110811 0001063571-11-000016.hdr.sgml : 20110811 20110811114726 ACCESSION NUMBER: 0001063571-11-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 EFFECTIVENESS DATE: 20110811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN DAVID INVESTMENTS INC/IL CENTRAL INDEX KEY: 0001063571 IRS NUMBER: 371272863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07218 FILM NUMBER: 111026618 BUSINESS ADDRESS: STREET 1: 5823 N FOREST PARK DR CITY: PEORIA STATE: IL ZIP: 61614 BUSINESS PHONE: 3096850033 MAIL ADDRESS: STREET 1: 5823N FOREST PARK DR CITY: PEORIA STATE: IL ZIP: 61614 13F-HR 1 form13f2q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ }; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Name of Institutional Investment Manager Filing this Report: Name: David Vaughan Investments, Inc. Address: 5823 N. Forest Park Drive Peoria, Illinois 61614 Form 13F File Number: 28-07218 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lawrence Williams IV Title: President Phone: 309-685-0033 Signature, Place, and Date of Signing: /s/ Lawrence Williams IV Peoria, Illinois August 11, 2011 [Signature][City, State][Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: 1,053,150 (thousands) List of Other included Managers: Provide a numbered list of the name(s) and form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP (x $1000PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHAR NONE 3M COMPANY COM 88579Y101 11,617 122,476SH SOLE 120,626 1,850 ABBOTT LABORATORIES COM 002824100 1,355 25,742SH SOLE 25,742 0 ACCENTURE PLC COM g1151c101 203 3,357SH SOLE 3,357 0 AGL RESOURCES INC COM 001204106 13,332 327,479SH SOLE 324,379 3,100 ALLSTATE CORP COM 020002101 5,071 166,095SH SOLE 163,369 2,726 ALTRIA GROUP INC COM 02209S103 259 9,804SH SOLE 9,604 200 AMEREN CORPORATION COM 023608102 1,057 36,656SH SOLE 36,656 0 AMERICAN ELECTRIC POWER COM 025537101 11,036 292,896SH SOLE 288,896 4,000 AMERICAN EXPRESS CO COM 025816109 216 4,180SH SOLE 4,180 0 AMGEN INC COM 031162100 7,594 130,146SH SOLE 127,946 2,200 ANTS SOFTWARE INC COM 037271103 7 46,666SH SOLE 46,666 0 APPLE INC COM 037833100 236 704SH SOLE 704 0 AT&T INC COM 00206R102 20,279 645,629SH SOLE 636,846 8,783 AUTOMATIC DATA PROCESSING COM 053015103 382 7,255SH SOLE 7,255 0 AVITAR INC COM 053801304 0 500,000SH SOLE 500,000 0 BAKER HUGHES INC COM 057224107 736 10,150SH SOLE 10,150 0 BANK OF AMERICA CORP COM 060505104 2,786 254,160SH SOLE 250,359 3,801 BANK OF NEW YORK MELLON CORP COM 064058100 8,646 337,455SH SOLE 333,855 3,600 BARD C R INC COM 067383109 1,322 12,030SH SOLE 11,630 400 BAXTER INTERNATIONAL INC COM 071813109 16,597 278,059SH SOLE 274,859 3,200 BB & T CORPORATION COM 054937107 11,157 415,700SH SOLE 410,300 5,400 BERKSHIRE HATHAWAY CL A 1/100 COM 084990175 581 500SH SOLE 400 100 BERKSHIRE HATHAWAY CL B COM 084670702 391 5,055SH SOLE 5,055 0 BOEING CO COM 097023105 2,123 28,716SH SOLE 28,216 500 BP PLC-SPONS ADR COM 055622104 598 13,497SH SOLE 12,059 1,438 BRINKER INTL INC COM 109641100 10,847 443,450SH SOLE 438,250 5,200 BRISTOL MYERS SQUIBB CO COM 110122108 374 12,912SH SOLE 12,912 0 BROWN & BROWN INC COM 115236101 2,566 100,000SH SOLE 100,000 0 CATERPILLAR INC COM 149123101 25,837 242,692SH SOLE 239,692 3,000 CH ROBINSON WORLDWIDE INC COM 12541W209 565 7,164SH SOLE 7,164 0 CHARLES SCHWAB CORP COM 808513105 356 21,634SH SOLE 20,734 900 CHEVRON CORPORATION COM 166764100 18,732 182,150SH SOLE 180,250 1,900 CISCO SYSTEMS INC COM 17275R102 11,880 761,053SH SOLE 752,053 9,000 CITIGROUP INC COM 172967424 402 9,644SH SOLE 9,538 106 CLOROX COMPANY COM 189054109 352 5,225SH SOLE 4,925 300 COCA COLA CO COM 191216100 13,323 197,997SH SOLE 195,997 2,000 COLGATE PALMOLIVE CO COM 194162103 10,384 118,797SH SOLE 116,997 1,800 COMMERCE BANCSHARES INC COM 200525103 933 21,703SH SOLE 21,703 0 CONOCOPHILLIPS COM 20825C104 14,857 197,596SH SOLE 194,930 2,666 CONSOLIDATED EDISON INC COM 209115104 11,779 221,246SH SOLE 218,546 2,700 CONSUMER DISC SELECT SECTOR SPDR COM 81369Y407 739 18,386SH SOLE 17,786 600 CSX CORP COM 126408103 979 37,350SH SOLE 37,350 0 CVS CAREMARK CORP COM 126650100 241 6,406SH SOLE 5,806 600 DARDEN RESTAURANTS INC COM 237194105 321 6,450SH SOLE 6,450 0 DEERE & CO COM 244199105 19,356 234,765SH SOLE 231,965 2,800 DOMINION RESOURCES INC COM 25746U109 13,648 282,736SH SOLE 279,336 3,400 DPL INC COM 233293109 2,667 88,424SH SOLE 86,424 2,000 DTE ENERGY COMPANY COM 233331107 8,796 175,843SH SOLE 174,143 1,700 DU PONT E I DE NEMOURS COM 263534109 467 8,634SH SOLE 8,634 0 DUKE ENERGY HOLDING CORP COM 26441C105 10,893 578,518SH SOLE 569,734 8,784 EDISON INTERNATIONAL COM 281020107 211 5,451SH SOLE 5,451 0 EMERSON ELECTRIC CO COM 291011104 13,516 240,278SH SOLE 236,978 3,300 ENTERGY CORP COM 29364G103 1,704 24,950SH SOLE 24,950 0 EXELON CORPORATION COM 30161N101 10,330 241,136SH SOLE 238,536 2,600 EXXON MOBIL CORPORATION COM 30231G102 23,142 284,372SH SOLE 280,272 4,100 GENERAL DYNAMICS CORP COM 369550108 11,571 155,276SH SOLE 153,176 2,100 GENERAL ELECTRIC CO COM 369604103 13,693 726,014SH SOLE 717,587 8,427 GENERAL MILLS INC COM 370334104 13,484 362,280SH SOLE 359,480 2,800 GENUINE PARTS CO COM 372460105 12,559 230,859SH SOLE 227,759 3,100 GOLDMAN SACHS GROUP INC COM 38141G104 9,546 71,725SH SOLE 70,225 1,500 GREAT PLAINS ENERGY INC COM 391164100 1,014 48,892SH SOLE 48,892 0 HEWLETT PACKARD CO COM 428236103 19,556 537,247SH SOLE 531,247 6,000 HOME DEPOT INC COM 437076102 10,234 282,553SH SOLE 279,153 3,400 HONEYWELL INTERNATL INC COM 438516106 16,156 271,122SH SOLE 267,122 4,000 INDUSTRIAL SELECT SECTOR SPDR COM 81369y704 655 17,582SH SOLE 17,582 0 INTEGRYS ENERGY GROUP INC COM 45822P105 2,166 41,783SH SOLE 41,583 200 INTEL CORPORATION COM 458140100 15,931 718,920SH SOLE 711,120 7,800 INTL BUSINESS MACHINES CORP COM 459200101 24,438 142,452SH SOLE 140,352 2,100 ISHARES MSCI EAFE INDEX FUND COM 464287465 259 4,310SH SOLE 4,310 0 ISHARES S&P MIDCAP 400 GROWTH INDECOM 464287606 202 1,825SH SOLE 1,825 0 JOHNSON & JOHNSON COM 478160104 18,709 281,261SH SOLE 277,961 3,300 JOHNSON CONTROLS INC COM 478366107 4,509 108,235SH SOLE 107,635 600 JP MORGAN CHASE & CO COM 46625H100 15,211 371,541SH SOLE 367,501 4,040 KIMBERLY CLARK CORP COM 494368103 11,326 170,165SH SOLE 168,165 2,000 MARATHON OIL CORPORATION COM 565849106 438 8,322SH SOLE 8,322 0 MARSH & MCLENNAN COS COM 571748102 225 7,200SH SOLE 7,200 0 MASCO CORP COM 574599106 543 45,100SH SOLE 45,100 0 MATTEL INC COM 577081102 14,513 527,942SH SOLE 520,242 7,700 MCCORMICK & CO INC COM 579780206 12,055 243,187SH SOLE 238,687 4,500 MCDONALDS CORPORATION COM 580135101 868 10,298SH SOLE 10,298 0 MCGRAW HILL COMPANIES INC COM 580645109 11,994 286,176SH SOLE 283,076 3,100 MEDCO HEALTH SOLUTIONS INC COM 58405U102 243 4,292SH SOLE 4,292 0 MEDTRONIC INC COM 585055106 353 9,173SH SOLE 9,173 0 MERCK AND CO INC NEW COM 58933y105 2,697 76,414SH SOLE 75,838 576 METLIFE INC COM 59156R108 10,118 230,625SH SOLE 227,225 3,400 MICROSOFT CORP COM 594918104 16,348 628,777SH SOLE 622,077 6,700 MONSANTO CO COM 61166W101 2,293 31,608SH SOLE 31,308 300 NATIONAL FUEL GAS CO COM 636180101 3,894 53,486SH SOLE 52,786 700 NEW JERSEY RESOURCES CORP COM 646025106 12,292 275,539SH SOLE 270,589 4,950 NEXTERA ENERGY INC COM 65339f101 8,849 154,000SH SOLE 151,600 2,400 NORFOLK SOUTHERN CORP COM 655844108 837 11,169SH SOLE 11,169 0 NORTHEAST UTILITIES COM 664397106 11,355 322,867SH SOLE 318,067 4,800 NV ENERGY INC COM 67073y106 5,609 365,400SH SOLE 361,300 4,100 OCCIDENTAL PETROLEUM CORP COM 674599105 280 2,692SH SOLE 2,692 0 ORACLE CORP COM 68389X105 15,958 484,902SH SOLE 479,002 5,900 PEPSICO INC COM 713448108 14,309 203,168SH SOLE 201,168 2,000 PFIZER INC COM 717081103 13,050 633,485SH SOLE 626,558 6,927 PHILIP MORRIS INTL COM 718172109 629 9,424SH SOLE 9,224 200 PIEDMONT NATURAL GAS CO COM 720186105 10,445 345,160SH SOLE 339,560 5,600 PNC FINANCIAL SERVICES GROUP COM 693475105 10,343 173,515SH SOLE 171,365 2,150 PPG INDUSTRIES INC COM 693506107 11,995 132,122SH SOLE 130,722 1,400 PPL CORPORATION COM 69351T106 524 18,838SH SOLE 18,838 0 PROCTER & GAMBLE CO COM 742718109 15,185 238,867SH SOLE 236,767 2,100 QEP RESOURCES INC COM 74733v100 1,413 33,783SH SOLE 33,483 300 QUESTAR CORP COM 748356102 1,058 59,738SH SOLE 59,438 300 RLI CORP COM 749607107 5,932 95,804SH SOLE 84,398 11,406 ROYAL DUTCH SHELL PLC A COM 780259206 407 5,720SH SOLE 5,720 0 RPM INTERNATIONAL INC COM 749685103 12,118 526,400SH SOLE 518,500 7,900 SCANA CORP COM 80589M102 11,867 301,428SH SOLE 297,228 4,200 SCHLUMBERGER LTD COM 806857108 10,301 119,225SH SOLE 118,225 1,000 SEMPRA ENERGY COM 816851109 9,128 172,608SH SOLE 170,408 2,200 SOUTH JERSEY INDUSTRIES COM 838518108 9,157 168,600SH SOLE 165,300 3,300 SOUTHERN CO COM 842587107 14,984 371,070SH SOLE 366,370 4,700 SPDR GOLD TRUST COM 78463v107 272 1,865SH SOLE 1,865 0 SPDR S&P 500 ETF TRUST COM 78462F103 1,590 12,049SH SOLE 12,049 0 SPDR S&P MIDCAP 400 ETF COM 78467y107 235 1,325SH SOLE 1,325 0 SPECTRA ENERGY CORP COM 847560109 11,934 435,402SH SOLE 430,504 4,898 T ROWE PRICE ASSOCIATES COM 74144t108 10,394 172,255SH SOLE 169,905 2,350 TARGET CORP COM 87612E106 11,751 250,498SH SOLE 248,098 2,400 TEXAS INSTRUMENTS INC COM 882508104 12,068 367,583SH SOLE 363,183 4,400 THE WALT DISNEY CO COM 254687106 11,682 299,228SH SOLE 296,228 3,000 TIDEWATER INC COM 886423102 6,248 116,113SH SOLE 115,213 900 TIME WARNER CABLE INC COM 88732j207 681 8,720SH SOLE 8,695 25 TIME WARNER INC COM 887317303 8,181 224,927SH SOLE 222,196 2,731 TRAVELERS COMPANIES INC COM 89417e109 1,790 30,662SH SOLE 30,562 100 UNITED PARCEL SERVICE B COM 911312106 14,284 195,857SH SOLE 193,357 2,500 UNITED TECHNOLOGIES CORP COM 913017109 16,165 182,638SH SOLE 180,038 2,600 UNITEDHEALTH GROUP COM 91324P102 12,218 236,878SH SOLE 234,478 2,400 US BANCORP COM 902973304 10,632 416,760SH SOLE 412,060 4,700 VALENCE TECHNOLOGY INC COM 918914102 30 25,000SH SOLE 25,000 0 VANGUARD SHORT-TERM BOND ETF COM 921937827 300 3,700SH SOLE 3,700 0 VECTREN CORPORATION COM 92240G101 11,815 424,072SH SOLE 419,006 5,066 VERIZON COMMUNICATIONS COM 92343v104 17,272 463,940SH SOLE 457,993 5,947 WAL MART STORES INC COM 931142103 10,756 202,416SH SOLE 199,260 3,156 WALGREEN CO COM 931422109 12,397 291,973SH SOLE 288,623 3,350 WELLS FARGO & COMPANY COM 949746101 12,941 461,197SH SOLE 455,397 5,800 WILLIAMS COS INC COM 969457100 12,150 401,650SH SOLE 396,750 4,900 WINDSTREAM CORP COM 97381W104 493 38,049SH SOLE 37,585 464 WORTHINGTON INDUSTRIES INC COM 981811102 1,293 55,963SH SOLE 54,763 1,200 XCEL ENERGY COM 98389B100 9,977 410,594SH SOLE 402,394 8,200