-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GHnybbDkgQJQ+SJE/g9JL5KWs89eoMRMLxicgPxrom727gMc2kfCc1VOxnkiimws QdYmpBXu3KF+QhuwJ/DTKg== 0001063571-09-000004.txt : 20091113 0001063571-09-000004.hdr.sgml : 20091113 20091113132451 ACCESSION NUMBER: 0001063571-09-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN DAVID INVESTMENTS INC/IL CENTRAL INDEX KEY: 0001063571 IRS NUMBER: 371272863 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07218 FILM NUMBER: 091180469 BUSINESS ADDRESS: STREET 1: 5823 N FOREST PARK DR CITY: PEORIA STATE: IL ZIP: 61614 BUSINESS PHONE: 3096850033 MAIL ADDRESS: STREET 1: 5823N FOREST PARK DR CITY: PEORIA STATE: IL ZIP: 61614 13F-HR 1 form13f3q2009a.txt OMB APPROVAL OMB Number: 3235-0006 Expires: February 28,1997 UNITED STATES Estimated average burden SECURITIES AND EXCHANGE COMMISSION hours per response.........................24.60 Washington, D.C. 20549 SEC USE ONLY FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended September 30, 20 09 .. (Please read instructions before preparing form.) If amended report check here: David Vaughan Investments, Inc Name of Institutional Investment Manager ( 5823 N. Forest Park Drive Peoria IL 61614 1????????????? Business Address(Street) (City) (State) (Zip) 2 Lawrence Williams IV, 309-685-0033, President Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained herein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused This report to be signed on its behalf in the City of Peoria and State of Illinois on the 13th day of November ,20 09 .. David Vaughan Investments, Inc. (Name of Institutional Investment Manager) Lawrence Williams IV (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. (SEC USE ONLY) Name of Reporting Manager David Vaughan Investments, Inc. | | Item 6: Item 5: Investment Discretion Item 8: Item 3: Item 4: Shares of (b) Shared- Item 7: Voting Authority (Shares) Item 1: Item 2: CUSIP Fair Market Principal As Defined (c) Shared- Managers Name of Issuer Title of Class Number Value Amount (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None 3M COMPANY Common Stk 88579Y101 1,494,120 20,246 20,246 20,246 - ABBOTT LABORATORIES abt 002824100 1,341,231 27,112 27,112 27,112 - AGL RESOURCES INC agl 001204106 10,435,829 295,884 295,884 293,684 2,200 ALCOA INC aa 013817101 4,017,974 306,248 306,248 302,748 3,500 ALLSTATE CORP all 020002101 4,130,975 134,911 134,911 132,785 2,126 ALTRIA GROUP INC mo 02209S103 180,593 10,140 10,140 9,940 200 AMEREN CORPORATION aee 023608102 5,723,341 226,398 226,398 224,683 1,715 AMERICAN ELECTRIC POWER aep 025537101 7,887,327 254,512 254,512 252,412 2,100 AMGEN INC amgn 031162100 9,359,501 155,396 155,396 153,996 1,400 ANTS SOFTWARE INC ants 037271103 38,000 66,666 66,666 66,666 - AT&T INC t 00206R102 15,176,586 561,888 561,888 556,674 5,214 AUTOMATIC DATA PROCESSING adp 053015103 246,961 6,284 6,284 6,284 - AVON PRODS INC avp 054303102 254,700 7,500 7,500 6,900 600 BAKER HUGHES INC bhi 057224107 7,089,921 166,196 166,196 164,596 1,600 BANK OF AMERICA CORP bac 060505104 8,168,418 482,767 482,767 477,745 5,022 BANK OF NEW YORK MELLON CORP bk 064058100 8,704,508 300,259 300,259 297,971 2,288 BARD C R INC bcr 067383109 1,165,786 14,830 14,830 14,830 - BAXTER INTERNATIONAL INC bax 071813109 13,214,120 231,786 231,786 229,686 2,100 BB & T CORPORATION bbt 054937107 8,271,426 303,650 303,650 301,550 2,100 BERKSHIRE HATHAWAY CL A 1/100 brka 084990175 202,000 200 200 200 - BERKSHIRE HATHAWAY CL B brkb 084670207 225,964 68 68 68 - BLACK & DECKER CORP bdk 091797100 5,172,445 111,740 111,740 110,840 900 BOEING CO ba 097023105 1,938,678 35,802 35,802 35,402 400 BP PLC-SPONS ADR bp 055622104 8,120,237 152,550 152,550 150,612 1,938 BRISTOL MYERS SQUIBB CO bmy 110122108 223,669 9,932 9,932 9,932 - BROWN & BROWN INC bro 115236101 4,732,520 247,000 247,000 247,000 - BURLINGTON NRTHRN SANTA FE bni 12189T104 343,269 4,300 4,300 4,300 - CATERPILLAR INC cat 149123101 11,900,500 231,843 231,843 229,693 2,150 CH ROBINSON WORLDWIDE INC chrw 12541W209 442,596 7,664 7,664 7,664 - CHARLES SCHWAB CORP schw 808513105 6,832,797 356,804 356,804 354,104 2,700 CHEVRON CORPORATION cvx 166764100 10,984,545 155,964 155,964 154,964 1,000 CISCO SYSTEMS INC csco 17275R102 14,427,125 612,877 612,877 607,277 5,600 CITIGROUP INC c 172967101 643,531 132,961 132,961 130,695 2,266 CLOROX COMPANY clx 189054109 335,274 5,700 5,700 5,400 300 COCA COLA CO ko 191216100 9,855,507 183,529 183,529 182,029 1,500 COLGATE PALMOLIVE CO cl 194162103 6,935,759 90,925 90,925 89,925 1,000 COMMERCE BANCSHARES INC cbsh 200525103 656,765 17,636 17,636 17,636 - CONOCOPHILLIPS cop 20825C104 9,356,520 207,186 207,186 205,408 1,778 CONSOLIDATED EDISON INC ed 209115104 8,035,294 196,270 196,270 194,670 1,600 CONSUMER DISC SELECT SECTOR SPDR xly 81369Y407 563,135 20,500 20,500 19,900 600 CSX CORP csx 126408103 318,136 7,600 7,600 7,600 - CVS CAREMARK CORP cvs 126650100 12,182,158 340,855 340,855 337,555 3,300 DARDEN RESTAURANTS INC dri 237194105 230,378 6,750 6,750 6,750 - DEERE & CO de 244199105 11,865,148 276,448 276,448 274,048 2,400 DOMINION RESOURCES INC d 25746U109 9,941,313 288,154 288,154 285,354 2,800 DOW CHEMICAL dow 260543103 436,336 16,737 16,737 16,037 700 DPL INC dpl 233293109 7,659,698 293,475 293,475 291,575 1,900 DTE ENERGY COMPANY dte 233331107 6,324,954 179,993 179,993 178,893 1,100 DUKE ENERGY HOLDING CORP duk 26441C105 8,241,573 523,607 523,607 516,355 7,252 EMERSON ELECTRIC CO emr 291011104 8,827,740 220,253 220,253 218,303 1,950 ENTERGY CORP etr 29364G103 2,484,764 31,114 31,114 30,914 200 EXELON CORPORATION exc 30161N101 11,162,664 224,963 224,963 222,963 2,000 EXXON MOBIL CORPORATION xom 30231G102 17,396,401 253,555 253,555 250,055 3,500 FINANCIAL SELECT SECTOR SPDR xlf 81369Y605 295,364 19,770 19,770 19,770 - GENERAL DYNAMICS CORP gd 369550108 8,665,444 134,140 134,140 133,040 1,100 GENERAL ELECTRIC CO ge 369604103 11,801,846 718,748 718,748 713,322 5,426 GENERAL MILLS INC gis 370334104 10,794,273 167,665 167,665 166,765 900 GENUINE PARTS CO gpc 372460105 8,748,662 229,865 229,865 227,965 1,900 GOLDMAN SACHS GROUP INC gs 38141G104 12,508,148 67,850 67,850 66,800 1,050 GREAT PLAINS ENERGY INC gxp 391164100 1,349,266 75,168 75,168 75,168 - HEWLETT PACKARD CO hpq 428236103 17,805,204 377,149 377,149 373,896 3,253 HOME DEPOT INC hd 437076102 5,037,571 189,098 189,098 186,798 2,300 HONEYWELL INTERNATL INC hon 438516106 10,158,147 273,436 273,436 270,436 3,000 INDUSTRIAL SELECT SECTOR SPDR xli 81369y704 649,281 24,650 24,650 24,650 - INTEGRYS ENERGY GROUP INC teg 45822P105 7,249,493 201,992 201,992 200,092 1,900 INTEL CORPORATION intc 458140100 11,041,163 564,188 564,188 558,988 5,200 INTL BUSINESS MACHINES CORP ibm 459200101 16,868,239 141,027 141,027 139,527 1,500 JOHNSON & JOHNSON jnj 478160104 15,734,828 258,414 258,414 256,214 2,200 JOHNSON CONTROLS INC jci 478366107 3,958,341 154,865 154,865 154,465 400 JP MORGAN CHASE & CO jpm 46625H100 15,680,856 357,847 357,847 354,207 3,640 KIMBERLY CLARK CORP kmb 494368103 8,589,847 145,640 145,640 144,340 1,300 MARATHON OIL CORPORATION mro 565849106 423,154 13,265 13,265 13,265 - MASCO CORP mas 574599106 1,454,146 112,550 112,550 111,650 900 MATTEL INC mat 577081102 9,035,247 489,450 489,450 484,550 4,900 MCCORMICK & CO INC mkc 579780206 9,395,848 276,837 276,837 272,937 3,900 MCDONALDS CORPORATION mcd 580135101 481,785 8,442 8,442 8,442 - MCGRAW HILL COMPANIES INC mhp 580645109 6,326,984 251,670 251,670 249,920 1,750 MEDCO HEALTH SOLUTIONS INC mhs 58405U102 241,926 4,374 4,374 4,374 - MEDTRONIC INC mdt 585055106 270,296 7,345 7,345 7,345 - MERCK & CO INC mrkold 589331107 671,663 21,235 21,235 21,235 - MICROSOFT CORP msft 594918104 13,452,704 523,044 523,044 518,744 4,300 MONSANTO CO mon 61166W101 3,241,739 41,883 41,883 41,583 300 NATIONAL FUEL GAS CO nfg 636180101 10,450,269 228,122 228,122 225,122 3,000 NEW JERSEY RESOURCES CORP njr 646025106 10,387,892 286,089 286,089 282,439 3,650 NORFOLK SOUTHERN CORP nsc 655844108 9,719,279 225,453 225,453 222,853 2,600 NORTHEAST UTILITIES nu 664397106 5,592,645 235,579 235,579 232,379 3,200 NORTHERN TRUST CORP ntrs 665859104 237,874 4,090 4,090 4,090 - OCCIDENTAL PETROLEUM CORP oxy 674599105 294,157 3,752 3,752 3,752 - ORACLE CORP orcl 68389X105 9,108,185 437,053 437,053 432,753 4,300 PEPSICO INC pep 713448108 10,939,325 186,487 186,487 185,387 1,100 PFIZER INC pfe 717081103 8,412,790 508,326 508,326 505,033 3,293 PHILIP MORRIS INTL pm 718172109 475,702 9,760 9,760 9,560 200 PIEDMONT NATURAL GAS CO pny 720186105 7,238,498 302,360 302,360 299,060 3,300 PPG INDUSTRIES INC ppg 693506107 6,933,975 119,120 119,120 118,720 400 PPL CORPORATION ppl 69351T106 1,292,120 42,588 42,588 42,288 300 PROCTER & GAMBLE CO pg 742718109 12,609,193 217,700 217,700 216,300 1,400 QUESTAR CORP str 748356102 3,673,518 97,804 97,804 96,904 900 RLI CORP rli 749607107 5,938,180 112,508 112,508 101,402 11,106 ROYAL DUTCH SHELL PLC A rdsa 780259206 327,127 5,720 5,720 5,720 - SCANA CORP scg 80589M102 9,193,288 263,418 263,418 261,118 2,300 SCHERING PLOUGH CORP sgp 806605101 4,592,888 162,580 162,580 159,380 3,200 SCHLUMBERGER LTD slb 806857108 5,983,840 100,400 100,400 99,700 700 SEMPRA ENERGY sre 816851109 9,039,419 181,478 181,478 179,578 1,900 SOUTH JERSEY INDUSTRIES sji 838518108 6,465,195 183,150 183,150 183,050 100 SOUTHERN CO so 842587107 10,367,966 327,375 327,375 323,575 3,800 SPDR TRUST SERIES 1 spy 78462F103 1,158,991 10,976 10,976 10,976 - SPECTRA ENERGY CORP se 847560109 7,103,182 375,036 375,036 371,560 3,476 T ROWE PRICE ASSOCIATES trow 74144t108 6,969,250 152,500 152,500 151,250 1,250 TARGET CORP tgt 87612E106 10,679,871 228,789 228,789 227,139 1,650 TECHNOLOGY SELECT SECTOR SPDR xlk 81369Y803 494,619 23,700 23,700 22,600 1,100 TEXAS INSTRUMENTS INC txn 882508104 7,686,221 324,450 324,450 321,550 2,900 TEXTRON INC txt 883203101 7,521,508 396,286 396,286 394,036 2,250 THE HERSHEY COMPANY hsy 427866108 238,756 6,144 6,144 6,144 - THE WALT DISNEY CO dis 254687106 8,584,161 312,606 312,606 309,806 2,800 TIDEWATER INC tdw 886423102 5,636,532 119,697 119,697 119,097 600 TIME WARNER CABLE INC twc 88732j207 1,056,524 24,519 24,519 24,228 291 TIME WARNER INC twx 887317303 5,700,426 198,069 198,069 196,570 1,499 TRAVELERS COMPANIES INC trv 89417e109 2,222,538 45,146 45,146 45,146 - UNITED PARCEL SERVICE B ups 911312106 845,751 14,977 14,977 14,977 - UNITED TECHNOLOGIES CORP utx 913017109 10,361,141 170,050 170,050 168,450 1,600 UNITEDHEALTH GROUP unh 91324P102 5,660,317 226,051 226,051 224,451 1,600 US BANCORP usb 902973304 8,079,816 369,616 369,616 366,716 2,900 VECTREN CORPORATION vvc 92240G101 8,601,615 373,334 373,334 370,068 3,266 VERIZON COMMUNICATIONS vz 92343V104 10,482,363 346,295 346,295 342,831 3,464 WAL MART STORES INC wmt 931142103 9,515,802 193,844 193,844 191,238 2,606 WELLS FARGO & COMPANY wfc 949746101 12,076,680 428,555 428,555 423,855 4,700 WEYERHAEUSER CO wy 962166104 5,953,976 162,455 162,455 161,005 1,450 WILLIAMS COS INC wmb 969457100 253,754 14,200 14,200 14,200 - WINDSTREAM CORP win 97381W104 523,640 51,692 51,692 51,279 413 WORTHINGTON INDUSTRIES INC wor 981811102 1,186,893 85,388 85,388 82,988 2,400 WYETH wyeold 983024100 5,636,057 116,016 116,016 114,716 1,300 COLUMN TOTALS $ 811,335,877 23,880,539 23,652,157 SEC 1685 (5/91) ? ProFormWare, Inc. (561) 447-6684 SEC 1685 (5/91) -----END PRIVACY-ENHANCED MESSAGE-----