0001398344-12-003806.txt : 20121213
0001398344-12-003806.hdr.sgml : 20121213
20121213130507
ACCESSION NUMBER: 0001398344-12-003806
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121213
DATE AS OF CHANGE: 20121213
EFFECTIVENESS DATE: 20121213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pembroke Management, LTD
CENTRAL INDEX KEY: 0001063497
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15085
FILM NUMBER: 121261603
BUSINESS ADDRESS:
STREET 1: 1002 SHERBROOKE STREET WEST
STREET 2: SUITE 1700
CITY: MONTREAL
STATE: A8
ZIP: H3A 354
BUSINESS PHONE: 514-848-1991
MAIL ADDRESS:
STREET 1: 1002 SHERBROOKE STREET WEST
STREET 2: SUITE 1700
CITY: MONTREAL
STATE: A8
ZIP: H3A 354
FORMER COMPANY:
FORMER CONFORMED NAME: PEMBROKE MANAGEMENT LTD
DATE OF NAME CHANGE: 19980605
13F-HR
1
fp0005941_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pembroke Management, LTD
Address: 1002 Sherbrooke Street West
Suite 1700
Montreal, Quebec, H3A 354
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael McLaughlin
Title: Partner
Phone: 514-848-1991
Signature, Place, and Date of Signing:
/s/ Michael McLaughlin Montreal, Quebec 12/10/12
---------------------- ---------------- --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 46
-----------
Form 13F Information Table Value Total: $ 251,390
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------- --------- ----------- ---------------------- ---------- -------- ---------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- ----------- ----------- --- ---- ---------- -------- --------- ------ ----
Acadia Healthcare Common 00404A109 7,938 338,800 SH Sole None 338,800
Almost Family Inc Common 020409108 398 19,000 SH Sole None 19,000
Bottomline Technologies Common 101388106 2,228 91,800 SH Sole None 91,800
Brown & Brown Common 115236101 656 25,600 SH Sole None 25,600
Catamaran Common 148887102 4,372 45,385 SH Sole None 45,385
Coinstar Common 19259P300 2,665 60,253 SH Sole None 60,253
Comstock Resources Common 205768203 3,587 198,499 SH Sole None 198,499
Denbury Resources Common 247916208 4,028 253,500 SH Sole None 253,500
DFC Global Common 23324T107 7,559 448,300 SH Sole None 448,300
Encore Capital Group Common 292554102 8,363 301,000 SH Sole None 301,000
Forbes Energy Services Common 345143101 1,733 508,200 SH Sole None 508,200
Forrester Research Common 346563109 5,864 207,300 SH Sole None 207,300
Genesco Common 371532102 8,929 136,100 SH Sole None 136,100
Gentherm Common 37253A103 7,604 621,700 SH Sole None 621,700
GreenWay Medical Tech Common 39679B103 4,622 274,900 SH Sole None 274,900
Gulfport Energy Common 402635304 7,933 258,100 SH Sole None 258,100
Healthcare Services Group Common 421906108 11,004 489,600 SH Sole None 489,600
Healthstream Inc. Common 42222N103 4,298 153,600 SH Sole None 153,600
Hibbett Sports Common 428567101 4,226 72,300 SH Sole None 72,300
ICG Group Common 44928D108 12,488 1,250,100 SH Sole None 1,250,100
Innerworkings Common 45773Y105 4,749 371,000 SH Sole None 371,000
Kirby Common 497266106 8,517 156,700 SH Sole None 156,700
Leggett & Platt Common 524660107 731 29,670 SH Sole None 29,670
Liquidity Services Common 53635B107 10,273 208,100 SH Sole None 208,100
Liveperson Common 538146101 5,559 312,200 SH Sole None 312,200
Magnum Hunter Resources Common 55973B102 3,607 826,200 SH Sole None 826,200
Mastec Common 576323109 10,701 552,500 SH Sole None 552,500
Maximus Common 577933104 9,001 153,300 SH Sole None 153,300
Motorcar Parts Of America Common 620071100 580 121,600 SH Sole None 121,600
New York Community Bancorp Common 649445103 1,073 77,050 SH Sole None 77,050
NIC Common 62914B100 8,021 551,200 SH Sole None 551,200
Northern Oil & Gas Common 665531109 3,755 224,800 SH Sole None 224,800
O'Reilly Automotive Common 67103H107 4,505 54,800 SH Sole None 54,800
Portfolio Recovery Associates Common 73640Q105 9,888 96,300 SH Sole None 96,300
Premiere Global Services Common 740585104 1,102 119,900 SH Sole None 119,900
Range Resources Common 75281A109 1,223 17,800 SH Sole None 17,800
Raymond James Financial Common 754730109 4,479 124,300 SH Sole None 124,300
Rexx Energy Common 761565100 3,611 275,200 SH Sole None 275,200
Royal Gold Common 780287108 5,663 57,700 SH Sole None 57,700
Signature Bank Common 82669G104 6,965 105,600 SH Sole None 105,600
Syntel Common 87162H103 8,204 133,700 SH Sole None 133,700
Texas Capital Bancshares Common 88224Q107 4,433 90,700 SH Sole None 90,700
Ultra Petroleum Common 903914109 6,477 299,700 SH Sole None 299,700
Virtusa Common 92827P102 6,561 375,500 SH Sole None 375,500
Web.Com Group Common 94733A104 6,668 377,800 SH Sole None 377,800
World Fuel Services Common 981475106 4,552 130,000 SH Sole None 130,000