0001398344-12-003806.txt : 20121213 0001398344-12-003806.hdr.sgml : 20121213 20121213130507 ACCESSION NUMBER: 0001398344-12-003806 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121213 DATE AS OF CHANGE: 20121213 EFFECTIVENESS DATE: 20121213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pembroke Management, LTD CENTRAL INDEX KEY: 0001063497 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15085 FILM NUMBER: 121261603 BUSINESS ADDRESS: STREET 1: 1002 SHERBROOKE STREET WEST STREET 2: SUITE 1700 CITY: MONTREAL STATE: A8 ZIP: H3A 354 BUSINESS PHONE: 514-848-1991 MAIL ADDRESS: STREET 1: 1002 SHERBROOKE STREET WEST STREET 2: SUITE 1700 CITY: MONTREAL STATE: A8 ZIP: H3A 354 FORMER COMPANY: FORMER CONFORMED NAME: PEMBROKE MANAGEMENT LTD DATE OF NAME CHANGE: 19980605 13F-HR 1 fp0005941_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pembroke Management, LTD Address: 1002 Sherbrooke Street West Suite 1700 Montreal, Quebec, H3A 354 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael McLaughlin Title: Partner Phone: 514-848-1991 Signature, Place, and Date of Signing: /s/ Michael McLaughlin Montreal, Quebec 12/10/12 ---------------------- ---------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 46 ----------- Form 13F Information Table Value Total: $ 251,390 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------- --------- ----------- ---------------------- ---------- -------- --------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------- --------- ----------- ----------- --- ---- ---------- -------- --------- ------ ---- Acadia Healthcare Common 00404A109 7,938 338,800 SH Sole None 338,800 Almost Family Inc Common 020409108 398 19,000 SH Sole None 19,000 Bottomline Technologies Common 101388106 2,228 91,800 SH Sole None 91,800 Brown & Brown Common 115236101 656 25,600 SH Sole None 25,600 Catamaran Common 148887102 4,372 45,385 SH Sole None 45,385 Coinstar Common 19259P300 2,665 60,253 SH Sole None 60,253 Comstock Resources Common 205768203 3,587 198,499 SH Sole None 198,499 Denbury Resources Common 247916208 4,028 253,500 SH Sole None 253,500 DFC Global Common 23324T107 7,559 448,300 SH Sole None 448,300 Encore Capital Group Common 292554102 8,363 301,000 SH Sole None 301,000 Forbes Energy Services Common 345143101 1,733 508,200 SH Sole None 508,200 Forrester Research Common 346563109 5,864 207,300 SH Sole None 207,300 Genesco Common 371532102 8,929 136,100 SH Sole None 136,100 Gentherm Common 37253A103 7,604 621,700 SH Sole None 621,700 GreenWay Medical Tech Common 39679B103 4,622 274,900 SH Sole None 274,900 Gulfport Energy Common 402635304 7,933 258,100 SH Sole None 258,100 Healthcare Services Group Common 421906108 11,004 489,600 SH Sole None 489,600 Healthstream Inc. Common 42222N103 4,298 153,600 SH Sole None 153,600 Hibbett Sports Common 428567101 4,226 72,300 SH Sole None 72,300 ICG Group Common 44928D108 12,488 1,250,100 SH Sole None 1,250,100 Innerworkings Common 45773Y105 4,749 371,000 SH Sole None 371,000 Kirby Common 497266106 8,517 156,700 SH Sole None 156,700 Leggett & Platt Common 524660107 731 29,670 SH Sole None 29,670 Liquidity Services Common 53635B107 10,273 208,100 SH Sole None 208,100 Liveperson Common 538146101 5,559 312,200 SH Sole None 312,200 Magnum Hunter Resources Common 55973B102 3,607 826,200 SH Sole None 826,200 Mastec Common 576323109 10,701 552,500 SH Sole None 552,500 Maximus Common 577933104 9,001 153,300 SH Sole None 153,300 Motorcar Parts Of America Common 620071100 580 121,600 SH Sole None 121,600 New York Community Bancorp Common 649445103 1,073 77,050 SH Sole None 77,050 NIC Common 62914B100 8,021 551,200 SH Sole None 551,200 Northern Oil & Gas Common 665531109 3,755 224,800 SH Sole None 224,800 O'Reilly Automotive Common 67103H107 4,505 54,800 SH Sole None 54,800 Portfolio Recovery Associates Common 73640Q105 9,888 96,300 SH Sole None 96,300 Premiere Global Services Common 740585104 1,102 119,900 SH Sole None 119,900 Range Resources Common 75281A109 1,223 17,800 SH Sole None 17,800 Raymond James Financial Common 754730109 4,479 124,300 SH Sole None 124,300 Rexx Energy Common 761565100 3,611 275,200 SH Sole None 275,200 Royal Gold Common 780287108 5,663 57,700 SH Sole None 57,700 Signature Bank Common 82669G104 6,965 105,600 SH Sole None 105,600 Syntel Common 87162H103 8,204 133,700 SH Sole None 133,700 Texas Capital Bancshares Common 88224Q107 4,433 90,700 SH Sole None 90,700 Ultra Petroleum Common 903914109 6,477 299,700 SH Sole None 299,700 Virtusa Common 92827P102 6,561 375,500 SH Sole None 375,500 Web.Com Group Common 94733A104 6,668 377,800 SH Sole None 377,800 World Fuel Services Common 981475106 4,552 130,000 SH Sole None 130,000