-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+YghmESRuy/vhqrKVndtSNMoOWse/IT3UPOiJMvBIqm0Zxvx7ja/k19n0lZYMXg Y0n3xFF/U7b6xwG3VxRovQ== 0000912057-00-004566.txt : 20000209 0000912057-00-004566.hdr.sgml : 20000209 ACCESSION NUMBER: 0000912057-00-004566 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATAPULT COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001063085 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770086010 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57245 FILM NUMBER: 527726 BUSINESS ADDRESS: STREET 1: 160 SOUTH WHISMAN ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KARP RICHARD A CENTRAL INDEX KEY: 0001104815 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 160 SOUTH WHISMAN ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 6509601025 MAIL ADDRESS: STREET 1: 160 SOUTH WHISMAN ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 SC 13G 1 SC 13G ------------------------------------- OMB APPROVAL ------------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden Hours per response............14.90 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _______)* Catapult Communications Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 149016107 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (3-98) Page 1 of 4 pages CUSIP No. 149016107 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Richard A. Karp - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 6,972,708 (refer to Item 4(a)) Shares Bene- ------------------------------------------------------------ ficially Owned by Each 6. Shared Voting Power N/A Reporting ------------------------------------------------------------ Person With: 7. Sole Dispositive Power 4,185,833 (refer to Item 4(a)) ------------------------------------------------------------ 8. Shared Dispositive Power N/A - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,972,708 (refer to Item 4(a)) 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares N/A 11. Percent of Class Represented by Amount in Row (9) 54.74% (refer to Item 4(a)) - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- IN Page 2 of 4 pages ITEM 1. (a) Name of Issuer Catapult Communications Corporation (b) Address of Issuer's Principal Executive Offices 160 South Whisman Road, Mountain View, CA 94041 ITEM 2. (a) Name of Person Filing Richard A. Karp (b) Address of Principal Business Office or, if none, Residence 60 South Whisman Road, Mountain View, CA 94041 (c) Citizenship United States (d) Title of Class of Securities Common Stock (e) CUSIP Number 149016107 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER the PERSON FILING IS A: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment advisor in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount of beneficially owed: RICHARD A. KARP, IS DEEMED TO BE THE BENEFICIAL OWNER OF AN AGGREGATE OF 6,972,708 SHARES OF COMMON STOCK; CONSISTING OF 4,180,000 SHARES OF COMMON STOCK HELD UNDER THE RICHARD A. KARP UA TRUST 12/3/97, 2,876,875 SHARES OF COMMON STOCK HELD UNDER A VOTING TRUST UNDER THE VOTING TRUST AGREEMENT DATED 6/8/98 AND 5,833 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF AN OPTION. (b) Percent of class: 54.74% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 6,972,708 (refer to Item 4(a)) (ii) Shared power to vote or to direct the vote N/A (iii) Sole power to dispose or to direct the disposition of 4,185,833 (refer to Item 4(a)) (iv) Shared power to dispose or to direct the disposition of. N/A Page 3 of 4 pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set in this statement is true, complete and correct. February 6, 2000 ----------------------------------------------- /s/ Richard A. Karp ----------------------------------------------- Signature Richard A. Karp, Director, Chief Executive Officer and Chairman of the Board of Catapult Communications Corporation ----------------------------------------------- Name/Title Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----