0001181431-12-037751.txt : 20120622 0001181431-12-037751.hdr.sgml : 20120622 20120622174513 ACCESSION NUMBER: 0001181431-12-037751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120620 FILED AS OF DATE: 20120622 DATE AS OF CHANGE: 20120622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AKIHA N NOBBY CENTRAL INDEX KEY: 0001207436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24607 FILM NUMBER: 12923255 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUATE CORP CENTRAL INDEX KEY: 0001062478 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943193197 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650.645.3000 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: ACTUATE SOFTWARE CORP DATE OF NAME CHANGE: 19980527 4 1 rrd349523.xml X0305 4 2012-06-20 0 0001062478 ACTUATE CORP ACTU 0001207436 AKIHA N NOBBY 2207 BRIDGEPOINTE PARKWAY, SUITE 500 SAN MATEO CA 94404 0 1 0 0 SVP, Marketing Common Stock 2012-06-20 4 M 0 43000 1.49 A 97929 D Common Stock 2012-06-20 4 S 0 43000 6.499 D 54929 D Option (right to buy) 1.49 2012-06-20 4 M 0 43000 0 D 2004-03-03 2013-03-03 Common Stock 43000 636500 D Represents a weighted average price within the range of $6.43 and $6.57. Includes (a) 3,374 shares of Issuer's common stock subject to a restricted stock unit award granted on January 26, 2010 that will be issued as those units vest, (b) 15,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest, and (c) 10,000 shares of Issuer's common stock subject to a restricted stock unit award granted on January 27, 2012 that will be issued as those units vest. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months. /s/ N. Nobby Akiha 2012-06-22