0001225208-14-005551.txt : 20140221 0001225208-14-005551.hdr.sgml : 20140221 20140221154816 ACCESSION NUMBER: 0001225208-14-005551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140221 DATE AS OF CHANGE: 20140221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP CENTRAL INDEX KEY: 0001062438 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431816913 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3148782210 MAIL ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bjorkman Brian J CENTRAL INDEX KEY: 0001452827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24571 FILM NUMBER: 14633451 MAIL ADDRESS: STREET 1: C/O PULASKI FINANCIAL CORP. STREET 2: 12300 OLIVE BOULEVARD CITY: ST. LOUIS STATE: MO ZIP: 63141 4 1 doc4.xml X0306 4 2014-02-20 0001062438 PULASKI FINANCIAL CORP PULB 0001452827 Bjorkman Brian J 12300 OLIVE BOULEVARD ST. LOUIS MO 63141 1 President - Commercial Lending Common Stock 2014-02-20 4 S 0 100.0000 10.2800 D 20990.9767 D Common Stock 2014-02-20 4 S 0 100.0000 10.1600 D 20890.9767 D Common Stock 2014-02-20 4 S 0 100.0000 10.1500 D 20790.9767 D Common Stock 2014-02-20 4 S 0 300.0000 10.2200 D 20490.9767 D Common Stock 2014-02-20 4 S 0 300.0000 10.1300 D 20190.9767 D Common Stock 2014-02-20 4 S 0 500.0000 10.2500 D 19690.9767 D Common Stock 2014-02-20 4 S 0 600.0000 10.1800 D 19090.9767 D Common Stock 2014-02-20 4 S 0 650.0000 10.2100 D 18440.9767 D Common Stock 2014-02-20 4 S 0 800.0000 10.2000 D 17640.9767 D Common Stock 7180.5980 I By KSOP Common Stock 1770.0000 I By Stock Award III Common Stock 33750.0000 I By Stock Award IV Stock Option (right to buy) 13.0000 2006-01-27 2015-01-27 Common Stock 15000.0000 15000.0000 D Stock Option (right to buy) 17.2500 2006-10-14 2015-10-14 Common Stock 10000.0000 10000.0000 D Stock Option (right to buy) 7.7000 2009-11-03 2018-11-03 Common Stock 10000.0000 10000.0000 D Stock Option (right to buy) 11.1300 2008-11-19 2017-11-19 Common Stock 50000.0000 50000.0000 D Stock pursuant to Deferred Compensation Agreement Common Stock 65576.8000 65576.8000 D Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, and in each case, only upon the achievement of certain of the Company's performance objectives including earnings performance and certain other common stock performance measures and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program. Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable. Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment. Paul J. Milano, Power of Attorney 2014-02-21