0001225208-14-005551.txt : 20140221
0001225208-14-005551.hdr.sgml : 20140221
20140221154816
ACCESSION NUMBER: 0001225208-14-005551
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140220
FILED AS OF DATE: 20140221
DATE AS OF CHANGE: 20140221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP
CENTRAL INDEX KEY: 0001062438
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 431816913
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 12300 OLIVE BLVD
CITY: ST LOUIS
STATE: MO
ZIP: 63141
BUSINESS PHONE: 3148782210
MAIL ADDRESS:
STREET 1: 12300 OLIVE BLVD
CITY: ST LOUIS
STATE: MO
ZIP: 63141
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bjorkman Brian J
CENTRAL INDEX KEY: 0001452827
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24571
FILM NUMBER: 14633451
MAIL ADDRESS:
STREET 1: C/O PULASKI FINANCIAL CORP.
STREET 2: 12300 OLIVE BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63141
4
1
doc4.xml
X0306
4
2014-02-20
0001062438
PULASKI FINANCIAL CORP
PULB
0001452827
Bjorkman Brian J
12300 OLIVE BOULEVARD
ST. LOUIS
MO
63141
1
President - Commercial Lending
Common Stock
2014-02-20
4
S
0
100.0000
10.2800
D
20990.9767
D
Common Stock
2014-02-20
4
S
0
100.0000
10.1600
D
20890.9767
D
Common Stock
2014-02-20
4
S
0
100.0000
10.1500
D
20790.9767
D
Common Stock
2014-02-20
4
S
0
300.0000
10.2200
D
20490.9767
D
Common Stock
2014-02-20
4
S
0
300.0000
10.1300
D
20190.9767
D
Common Stock
2014-02-20
4
S
0
500.0000
10.2500
D
19690.9767
D
Common Stock
2014-02-20
4
S
0
600.0000
10.1800
D
19090.9767
D
Common Stock
2014-02-20
4
S
0
650.0000
10.2100
D
18440.9767
D
Common Stock
2014-02-20
4
S
0
800.0000
10.2000
D
17640.9767
D
Common Stock
7180.5980
I
By KSOP
Common Stock
1770.0000
I
By Stock Award III
Common Stock
33750.0000
I
By Stock Award IV
Stock Option (right to buy)
13.0000
2006-01-27
2015-01-27
Common Stock
15000.0000
15000.0000
D
Stock Option (right to buy)
17.2500
2006-10-14
2015-10-14
Common Stock
10000.0000
10000.0000
D
Stock Option (right to buy)
7.7000
2009-11-03
2018-11-03
Common Stock
10000.0000
10000.0000
D
Stock Option (right to buy)
11.1300
2008-11-19
2017-11-19
Common Stock
50000.0000
50000.0000
D
Stock pursuant to Deferred Compensation Agreement
Common Stock
65576.8000
65576.8000
D
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, and in each case, only upon the achievement of certain of the Company's performance objectives including earnings performance and certain other common stock performance measures and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment.
Paul J. Milano, Power of Attorney
2014-02-21