0001225208-12-009057.txt : 20120403 0001225208-12-009057.hdr.sgml : 20120403 20120403164231 ACCESSION NUMBER: 0001225208-12-009057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120330 FILED AS OF DATE: 20120403 DATE AS OF CHANGE: 20120403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bjorkman Brian J CENTRAL INDEX KEY: 0001452827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24571 FILM NUMBER: 12738252 MAIL ADDRESS: STREET 1: C/O PULASKI FINANCIAL CORP. STREET 2: 12300 OLIVE BOULEVARD CITY: ST. LOUIS STATE: MO ZIP: 63141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP CENTRAL INDEX KEY: 0001062438 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431816913 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3148782210 MAIL ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 4 1 doc4.xml X0305 4 2012-03-30 0001062438 PULASKI FINANCIAL CORP PULB 0001452827 Bjorkman Brian J 12300 OLIVE BOULEVARD ST. LOUIS MO 63141 1 President - Commercial Lending Common Stock 2012-03-30 4 P 0 97.4506 7.6962 A 11611.9767 D Common Stock 6033.5800 I By KSOP Common Stock 10177.0000 I By Stock Award Common Stock 6223.0000 I By Stock Award II Common Stock 5311.0000 I By Stock Award III Common Stock 45000.0000 I By Stock Award IV Common Stock 50682.5800 I By Trust Stock Option (right to buy) 13.0000 2006-01-27 2015-01-27 Common Stock 15000.0000 15000.0000 D Stock Option (right to buy) 9.7600 2004-09-30 2013-09-30 Common Stock 15000.0000 15000.0000 D Stock Option (right to buy) 17.2500 2006-10-14 2015-10-14 Common Stock 10000.0000 10000.0000 D Stock Option (right to buy) 7.7000 2009-11-03 2018-11-03 Common Stock 10000.0000 10000.0000 D Stock Option (right to buy) 11.1300 2008-11-19 2017-11-19 Common Stock 50000.0000 50000.0000 D This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c). Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, and in each case, only upon the achievement of certain of the Company's performance objectives including earnings performance and certain other common stock performance measures and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program. Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable. Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on November 19, 2008. Paul J. Milano, Power of Attorney 2012-04-03