0001225208-11-022825.txt : 20111004
0001225208-11-022825.hdr.sgml : 20111004
20111004164841
ACCESSION NUMBER: 0001225208-11-022825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111004
DATE AS OF CHANGE: 20111004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bjorkman Brian J
CENTRAL INDEX KEY: 0001452827
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24571
FILM NUMBER: 111124350
MAIL ADDRESS:
STREET 1: C/O PULASKI FINANCIAL CORP.
STREET 2: 12300 OLIVE BOULEVARD
CITY: ST. LOUIS
STATE: MO
ZIP: 63141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP
CENTRAL INDEX KEY: 0001062438
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 431816913
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 12300 OLIVE BLVD
CITY: ST LOUIS
STATE: MO
ZIP: 63141
BUSINESS PHONE: 3148782210
MAIL ADDRESS:
STREET 1: 12300 OLIVE BLVD
CITY: ST LOUIS
STATE: MO
ZIP: 63141
4
1
doc4.xml
X0304
4
2011-09-30
0001062438
PULASKI FINANCIAL CORP
PULB
0001452827
Bjorkman Brian J
12300 OLIVE BOULEVARD
ST. LOUIS
MO
63141
1
President - Commercial Lending
Common Stock
2011-09-30
4
P
0
115.8940
6.4714
A
9305.9375
D
Common Stock
5433.9500
I
By KSOP
Common Stock
10177.0000
I
By Stock Award
Common Stock
9334.0000
I
By Stock Award II
Common Stock
50682.5800
I
By Trust
Stock Option (right to buy)
13.0000
2006-01-27
2015-01-27
Common Stock
15000.0000
15000.0000
D
Stock Option (right to buy)
9.7600
2004-09-30
2013-09-30
Common Stock
15000.0000
15000.0000
D
Stock Option (right to buy)
17.2500
2006-10-14
2015-10-14
Common Stock
10000.0000
10000.0000
D
Stock Option (right to buy)
7.7000
2009-11-03
2018-11-03
Common Stock
10000.0000
10000.0000
D
Stock Option (right to buy)
11.1300
2008-11-19
2017-11-19
Common Stock
50000.0000
50000.0000
D
This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable.
Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.
Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on November 19, 2008.
Paul J. Milano, Power of Attorney
2011-10-04