0001193125-12-059578.txt : 20120214
0001193125-12-059578.hdr.sgml : 20120214
20120214130355
ACCESSION NUMBER: 0001193125-12-059578
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST NIAGARA BANK
CENTRAL INDEX KEY: 0001061304
IRS NUMBER: 161511151
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07114
FILM NUMBER: 12606868
BUSINESS ADDRESS:
STREET 1: 6950 SOUTH TRANSIT ROAD
STREET 2: P.O. BOX 514
CITY: LOCKPORT
STATE: NY
ZIP: 14095-0514
BUSINESS PHONE: 716-625-7563
MAIL ADDRESS:
STREET 1: 6950 SOUTH TRANSIT ROAD
STREET 2: P.O. BOX 514
CITY: LOCKPORT
STATE: NY
ZIP: 14095-0514
FORMER COMPANY:
FORMER CONFORMED NAME: NIAGARA INVESTMENT ADVISORS INC/NY
DATE OF NAME CHANGE: 19990407
13F-HR
1
d301923d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [_]; Amendment Number: ____________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: First Niagara Private Client Services, a division of First Niagara
Bank, National Association
Address: 401 Plymouth Road
Plymouth Meeting, PA 19462
Form 13F File Number: 028-7114
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lisa M. Gilmore
Title: VP
Phone: (860) 293-4140
Signature, Place, and Date of Signing:
/s/ Lisa M. Gilmore Hartford, CT 02/14/12
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- __________ _____________
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: _________
Form 13F Information Table Entry Total: 216
Form 13F Information Table Value Total: $457,336
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
28- ____ _________ ______________
[Repeat as necessary.]
(x $1000) Investment Discretion Voting Authority
---------------------------- --------------------- --------------------
CUSIP Issuer Class Market Value Shares Sole Shared None Sole Shared None
----- ----------------------------------- ------- ------------ ------- ------ ------ ------- ------ ------ ------
000375204 ABB LTD SPONS ADR COMMON 2260 120031 100806 19225 104756 14875 400
001055102 AFLAC INC COMMON 296 6844 5294 1550 5294 1550
00206R102 AT&T INC COMMON 6002 198484 128582 69902 141936 56548
002824100 ABBOTT LABS COMMON 7893 140378 107755 32623 112360 27818 200
004000998 AMERICAN LEGACY ANNUITY CONT COMMON 228 36210 36210 36210
00724F101 ADOBE SYS INC COMMON 2063 72973 61873 11100 64573 8400
00817Y108 AETNA INC COMMON 662 15685 7490 8195 7490 8195
00846U101 AGILENT TECHNOLOGIES INC COMMON 262 7494 6287 1207 6287 1207
009158106 AIR PRODUCTS & CHEMICALS INC COMMON 778 9127 4857 4270 5707 3420
018490102 ALLERGAN INC COMMON 1127 12844 2889 9955 2889 9955
020002101 ALLSTATE CORP COMMON 225 8194 894 7300 1894 6300
021441100 ALTERA CORP COMMON 637 17175 475 16700 475 16700
02209S103 ALTRIA GROUP INC COMMON 1760 59371 45086 14285 46986 12385
023912108 AMCORE FINL INC COMMON 0 11616 11616 11616
025537101 AMERICAN ELEC PWR INC COMMON 273 6597 1917 4680 2597 4000
025816109 AMERICAN EXPRESS CO COMMON 662 14035 4724 9311 5574 8461
029912201 AMERICAN TOWER CORP CL A CLASS A 245 4075 3625 450 3825 250
031162100 AMGEN INC COMMON 912 14204 11934 2270 11934 2270
034164103 ANDERSONS INCORPORATED COMMON 240 5500 5500 5500
035710409 ANNALY CAPITAL MANAGEMENT REIT COMMON 224 14034 9177 4857 9577 4457
037411105 APACHE CORP COMMON 3842 42411 34698 7713 36022 6238 150
037833100 APPLE INC COMMON 11619 28688 19385 9303 21100 7588
03836W103 AQUA AMERICA INC COMMON 1268 57490 16593 40897 16593 40897
04010L103 ARES CAPITAL CORP COMMON 725 46930 32275 14655 38375 8555
052769106 AUTODESK INC COMMON 2066 68105 58885 9220 61535 6570
053015103 AUTOMATIC DATA PROCESSING INC COMMON 4155 76925 49081 27844 51444 24831 650
054303102 AVON PRODUCTS INC COMMON 231 13232 10582 2650 11082 2150
055622104 BP PLC SPONS ADR COMMON 1846 43190 35040 8150 35040 8150
060505104 BANK OF AMERICA CORP COMMON 1226 220575 103214 117361 105857 114718
062540109 BANK OF HAWAII CORP COMMON 385 8646 5027 3619 6302 2344
064058100 BANK OF NEW YORK MELLON CORP COMMON 966 48505 43168 5337 43734 4771
067806109 BARNES GROUP INC COMMON 30865 1280169 932801 347368 932801 347368
071813109 BAXTER INTL INC COMMON 2385 48196 19946 28250 21346 26850
073730103 BEAM INC-W/I COMMON 780 15221 8909 6312 8909 6312
075887109 BECTON DICKINSON COMMON 2702 36160 13282 22878 15211 20949
081437105 BEMIS INC COMMON 488 16225 16225 16225
084670108 BERKSHIRE HATHAWAY INC CLASS A CLASS A 230 2 1 1 1 1
084670702 BERKSHIRE HATHAWAY INC-CL B CLASS B 1214 15910 12243 3667 12468 3242 200
086516101 BEST BUY COMPANY INC COMMON 756 32370 1820 30550 1820 30550
09062X103 BIOGEN IDEC INC COMMON 263 2394 2394 2394
097023105 BOEING CO COMMON 2937 40045 31072 8973 32572 7373 100
110122108 BRISTOL MYERS SQUIBB CO COMMON 2807 79658 33191 46467 34791 44867
123000994 SOUTH CANAAN TELCO COMMON 352 57 57 57
123003998 S CANAAN CELL EQ LLC COMMON 617 57 57 57
123004996 S CANAAN CELLULAR COMMON 617 57 57 57
125509109 CIGNA CORP COMMON 2908 69247 53716 15531 54016 15231
126408103 CSX CORP COMMON 714 33900 33900 33900
126650100 CVS CAREMARK CORP COMMON 4996 122503 84941 37562 87996 34507
134429109 CAMPBELL SOUP CO COMMON 585 17611 6600 11011 6800 10811
143130102 CARMAX INC COMMON 1402 45982 42987 2995 44012 1970
149123101 CATERPILLAR INC COMMON 550 6070 4870 1200 5270 800
151020104 CELGENE CORP COMMON 467 6901 6901 6901
15189T107 CENTERPOINT ENERGY INC COMMON 246 12266 2024 10242 2024 10242
156700106 CENTURYLINK INC COMMON 496 13331 5059 8272 5859 7472
156782104 CERNER CORP COMMON 1141 18630 13450 5180 14050 4580
166764100 CHEVRON CORPORATION COMMON 12373 116287 71173 45114 78808 37279 200
171232101 CHUBB CORP COMMON 582 8413 7413 1000 7413 1000
17275R102 CISCO SYSTEMS INC COMMON 3355 185547 136614 48933 144364 40333 850
189754104 COACH INC COMMON 1292 21169 17075 4094 17075 4094
191216100 COCA COLA CO COMMON 3864 55221 20987 34234 22862 32359
192446102 COGNIZANT TECHNOLOGY SOLUTIONS CORP COMMON 1117 17367 13984 3383 14784 2583
(x $1000) Investment Discretion Voting Authority
---------------------------- --------------------- ---------------------
CUSIP Issuer Class Market Value Shares Sole Shared None Sole Shared None
----- ------------------------------------ ------- ------------ ------- ------- ------ ------ ------- ------ ------
194162103 COLGATE PALMOLIVE CO COMMON 2690 29117 8406 20711 8956 20161
20030N101 COMCAST CORP-CL A COMMON 937 39503 5158 34345 5608 33895
20030N200 COMCAST CORP-SPECIAL CL A CLASS A 928 39377 33152 6225 32802 5975 600
20825C104 CONOCOPHILLIPS COMMON 2500 34302 26960 7342 28492 5810
209115104 CONSOLIDATED EDISON INC COMMON 350 5649 4415 1234 4665 984
219350105 CORNING INC COMMON 989 76191 52836 23355 53386 22805
22160K105 COSTCO WHOLESALE CORP NEW COMMON 377 4522 3641 881 3751 771
229899109 CULLEN FROST BANKERS INC COMMON 273 5164 5076 88 5076 88
231021106 CUMMINS INC COMMON 434 4931 4288 643 4788 143
2357232 FORMATION METALS INC COMMON 11 19458 19458 19458
235851102 DANAHER CORP COMMON 4922 104630 83880 20750 86980 16950 700
238978340 ARIA SYSTEMS, INC. COM STOCK COMMON 452 1160117 1160117 1160117
244199105 DEERE & CO COMMON 216 2790 2496 294 2496 294
249030107 DENTSPLY INTERNATIONAL INC COMMON 1875 53577 45852 7725 46652 6925
25179M103 DEVON ENERGY CORPORATION NEW COMMON 1037 16718 12201 4517 13053 3665
25243Q205 DIAGEO PLC SPONS ADR COMMON 302 3452 726 2726 726 2726
253651103 DIEBOLD INC COMMON 295 9794 7315 2479 7715 2079
254687106 DISNEY WALT CO NEW COMMON 5829 155445 70381 85064 125543 29902
25490A101 DIRECTV-CL A CLASS A 556 13013 12929 84 12929 84
25746U109 DOMINION RESOURCES INC COMMON 672 12655 6176 6479 7226 5429
257867101 DONNELLEY R R & SONS CO COMMON 274 19000 19000 19000
260543103 DOW CHEMICAL COMPANY COMMON 1290 44864 32843 12021 32893 11971
26138E109 DR PEPPER SNAPPLE GROUP INC COMMON 284 7191 5917 1274 5917 1274
263534109 DU PONT E I DE NEMOURS & CO COMMON 1974 43112 12167 30945 12467 30645
26441C105 DUKE ENERGY CORP COMMON 377 17151 12380 4771 14240 2911
268648102 EMC CORP MASS COMMON 3525 163626 112401 51225 115701 47625 300
278865100 ECOLAB INC COMMON 6731 116428 94204 22224 97478 18250 700
279285100 EDAC TECHNOLOGIES CORP COMMON 378 34166 34166 34166
291011104 EMERSON ELEC CO COMMON 4670 100230 54693 45537 58818 41262 150
30161N101 EXELON CORP COMMON 606 13963 9990 3973 10390 3573
30231G102 EXXONMOBIL CORP COMMON 33978 400868 259001 141867 269889 130767 212
307000109 FAMILY DOLLAR STORES INC COMMON 543 9424 9230 194 9230 194
33582V108 FIRST NIAGARA FINANCIAL GRP COMMON 2225 257853 257853 257853
337738108 FISERV INC COMMON 564 9602 8102 1500 8102 1500
345370860 FORD MOTOR CO DEL 'NEW' COMMON 2203 204761 152870 51891 161895 42866
345838106 FOREST LABS INC COMMON 299 9885 9885 9885
34964C106 FORTUNE BRANDS HOME & SECURITY, INC COMMON 242 14214 8880 5334 8880 5334
35671D857 FREEPORT-MCMORAN COPPER AND GOLD INC COMMON 1397 37966 26196 11770 29436 8530
369550108 GENERAL DYNAMICS CORP COMMON 406 6110 4780 1330 4780 1330
369604103 GENERAL ELECTRIC CORP COMMON 10083 562984 280849 282135 300729 261705 550
370334104 GENERAL MLS INC COMMON 1465 36246 22696 13550 22896 13350
37733W105 GLAXO SMITHKLINE SPONS ADR COMMON 928 20336 2920 17416 2920 17416
38141G104 GOLDMAN SACHS GROUP INC COMMON 866 9579 8291 1288 8511 998 70
38259P508 GOOGLE INC-CL A CLASS A 1572 2434 1470 964 1555 879
418056107 HASBRO INC COMMON 722 22641 22491 150 22491 150
423074103 HEINZ H J CO COMMON 1403 25960 16342 9618 17492 8468
427866108 THE HERSHEY COMPANY COMMON 264 4276 4250 26 4250 26
428236103 HEWLETT PACKARD CO COMMON 1385 53754 38922 14832 38922 14832
437076102 HOME DEPOT INC COMMON 1857 44175 40973 3202 40973 3202
438516106 HONEYWELL INTERNATIONAL INC COMMON 2514 46260 30772 15488 32872 13388
452308109 ILLINOIS TOOL WKS INC COMMON 3922 83975 65700 18275 67825 16150
458140100 INTEL CORP COMMON 6617 272881 190245 82636 201970 69911 1000
45822P105 INTEGRYS ENERGY GROUP INC COMMON 939 17336 17336 836 16500
459200101 INTL. BUSINESS MACHINES CORP COMMON 16320 88756 43770 44986 46901 41705 150
465685105 ITC HOLDINGS CORP COMMON 2662 35077 28777 6300 29702 5275 100
46625H100 JP MORGAN CHASE & CO COMMON 5661 170249 98036 72213 106658 63441 150
469814107 JACOBS ENGINEERING GROUP INC COMMON 281 6913 6796 117 6796 117
478160104 JOHNSON & JOHNSON COMMON 15561 237287 75102 162185 192619 44368 300
478366107 JOHNSON CONTROLS INC COMMON 1202 38446 25351 13095 26926 11370 150
486587108 KAYDON CORP COMMON 396 12992 12845 147 12845 147
487836108 KELLOGG CO COMMON 514 10156 4956 5200 4956 5200
(x $1000) Investment Discretion Voting Authority
--------------------------- --------------------- ------------------
CUSIP Issuer Class Market Value Shares Sole Shared None Sole Shared None
----- -------------------------------- ------- ------------ ------ ------ ------ ------- ------ ------ ----
494368103 KIMBERLY CLARK CORP COMMON 1196 16257 10537 5720 10537 5720
494550106 KINDER MORGAN ENERGY PARTNERS LP COMMON 1017 11969 10698 1271 11123 846
50075N104 KRAFT FOODS INC CL A CLASS A 2746 73490 34737 38753 38046 34944 500
532457108 LILLY ELI & CO COMMON 586 14099 2559 11540 3659 10440
539830109 LOCKHEED MARTIN CORP COMMON 292 3610 1285 2325 2035 1575
552690109 MDU RES GROUP INC COMMON 412 19189 12489 6700 12189 6700 300
571748102 MARSH & MCLENNAN COS INC COMMON 442 13982 13705 277 13705 277
579780206 MCCORMICK & CO INC COMMON 212 4200 3600 600 3600 600
580135101 MCDONALDS CORP COMMON 3151 31411 21928 9483 22828 8583
580645109 MCGRAW HILL COMPANIES INC COMMON 1198 26640 14524 12116 21724 4916
58405U102 MEDCO HEALTH SOLUTIONS INC COMMON 782 13986 8251 5735 8251 5735
585055106 MEDTRONIC INC COMMON 2136 55831 28959 26872 30706 24725 400
58933Y105 MERCK & CO INC COMMON 4076 108114 18957 89157 18957 89157
59156R108 METLIFE INC COMMON 2482 79603 65158 14445 67898 11705
594918104 MICROSOFT CORP COMMON 4397 169388 107200 62188 114135 54753 500
595017104 MICROCHIP TECHNOLOGY INC COMMON 658 17974 17041 933 17341 633
617446448 MORGAN STANLEY COMMON 693 45784 37072 8712 39847 5937
636180101 NATIONAL FUEL GAS CO COMMON 848 15262 12012 3250 12012 3250
646025106 NEW JERSEY RES CORP COMMON 202 4112 512 3600 512 3600
65339F101 NEXTERA ENERGY INC COMMON 3498 57462 21745 35717 23560 33902
654106103 NIKE INC-CLASS B COMMON 2570 26670 18782 7888 19532 7138
655664100 NORDSTROM INC COMMON 1975 39732 34889 4843 35664 4068
655844108 NORFOLK SOUTHERN CORP COMMON 574 7874 4394 3480 4894 2980
66987V109 NOVARTIS AG SPONSORED ADR COMMON 950 16620 300 16320 300 16320
67073U104 NUVO BANK & TRUST CO COMMON 100 25000 25000 25000
674599105 OCCIDENTAL PETE CORP COMMON 932 9950 7925 2025 8225 1725
675232102 OCEANEERING INTL INC COMMON 212 4600 4600 4600
681919106 OMNICOM GROUP COMMON 3283 73646 61434 12212 64484 9162
68389X105 ORACLE CORPORATION COMMON 593 23122 18885 4237 19085 4037
693475105 PNC FINANCIAL SERVICES GROUP COMMON 401 6953 6573 380 6573 380
693506107 PPG INDUSTRIES INC COMMON 1049 12566 7639 4927 10097 2469
69351T106 PPL CORPORATION COMMON 581 19745 9320 10425 9320 10425
712704105 PEOPLES UNITED FINANCIAL, INC COMMON 685 53286 34550 18736 34600 18086 600
713448108 PEPSICO INC COMMON 10736 161803 108107 53696 112472 49081 250
717081103 PFIZER INC COMMON 3397 156962 83620 73342 106126 50836
718172109 PHILIP MORRIS INTERNATIONAL COMMON 4325 55115 42002 13113 44377 10738
74005P104 PRAXAIR INC COMMON 3220 30121 24431 5690 25256 4865
74144T108 T ROWE PRICE GROUP INC COMMON 1319 23168 17493 5675 18268 4900
742718109 PROCTER & GAMBLE CO COMMON 12083 181125 119001 62124 123785 56940 400
744320102 PRUDENTIAL FINL INC COMMON 873 17421 621 16800 621 16800
744573106 PUBLIC SVC ENTERPRISE GROUP INC COMMON 512 15498 13798 1700 13798 1700
74460D109 PUBLIC STORAGE INC REIT COMMON 227 1686 486 1200 1686
761713106 REYNOLDS AMERICAN INC COMMON 210 5074 3600 1474 3600 1474
776696106 ROPER INDS INC COMMON 652 7511 7511 7511
780259206 ROYAL DUTCH SHELL SPONS ADR COMMON 1559 21328 16083 5245 16083 5245
78391C106 SBT BANCORP INC COMMON 176 10378 10378 10378
803054204 SAP AKTIENGESELLSCHAFT SPONS ADR COMMON 710 13418 18 13400 18 13400
803111103 SARA LEE CORP COMMON 305 16096 16096 16096
806407102 SCHEIN HENRY INC COMMON 2298 35663 29428 6235 31228 4435
806857108 SCHLUMBERGER LTD COMMON 4973 72798 28761 44037 31821 40977
828806109 SIMON PROPERTY GROUP INC REIT COMMON 339 2633 1552 1081 1552 1081
832696405 JM SMUCKER CO COMMON 813 10405 8742 1663 8742 1663
842587107 SOUTHERN COMPANY COMMON 1505 32505 13114 19391 13664 18841
845467109 SOUTHWESTERN ENERGY CO COMMON 1227 38405 35380 3025 36180 2225
847560109 SPECTRA ENERGY CORP COMMON 311 10128 3895 6233 3895 6233
854502101 STANLEY BLACK & DECKER INC COMMON 376 5555 4631 924 4631 924
855030102 STAPLES INC COMMON 1050 75575 60437 15138 62569 13006
857477103 STATE STREET CORP COMMON 365 9053 8428 625 9053
863667101 STRYKER CORP COMMON 1642 33040 29990 3050 30940 1800 300
871829107 SYSCO CORP COMMON 955 32577 25892 6685 25892 6685
87612E106 TARGET CORP COMMON 4392 85750 71125 14625 73050 12300 400
(x $1000) Investment Discretion Voting Authority
--------------------------- --------------------- ------------------
CUSIP Issuer Class Market Value Shares Sole Shared None Sole Shared None
----- ----------------------------------- ------- ------------ ------ ------ ------ ------- ------ ------ ----
878742204 TECK RESOURCES LIMITED COMMON 426 12100 12000 100 12000 100
878742303 TECK RESOURCES LTD COMMON 429 11680 11680 11680
879382208 TELEFONICA SA SPONS ADR COMMON 1364 79328 61286 18042 65461 13867
881624209 TEVA PHARMACEUTICAL INDS LTD ADR COMMON 3117 77218 63513 13705 65638 11080 500
883556102 THERMO FISHER SCIENTIFIC INC COMMON 2907 64652 53902 10750 56027 8400 225
88579Y101 3M CO COMMON 7124 87159 39498 47661 40098 47061
89353D107 TRANSCANADA CORP COMMON 426 9765 4550 5215 6950 2815
902973304 US BANCORP NEW COMMON 717 26510 20854 5656 22804 3706
904767704 UNILEVER PLC SPONS ADR COMMON 201 5995 3310 2685 4210 1785
907818108 UNION PAC CORP COMMON 1692 15970 10465 5505 11475 4495
911312106 UNITED PARCEL SERVICE CL B CLASS B 346 4725 3850 875 3850 875
913017109 UNITED TECHNOLOGIES CORP COMMON 8594 117574 87034 30540 90034 27040 500
91324P102 UNITEDHEALTH GROUP INC COMMON 722 14247 13542 705 13942 305
915271100 UNIVEST CORPORATION OF PENNSYLVANIA COMMON 396 27032 21836 5196 21836 5196
91912E105 VALE S.A. SPONS ADR COMMON 466 21710 21710 21710
92343V104 VERIZON COMMUNICATIONS COMMON 4129 102912 57096 45816 62730 40182
92857W209 VODAFONE GROUP SPONS ADR COMMON 632 22563 15847 6716 16872 5166 525
931142103 WAL MART STORES INC COMMON 1556 26045 13275 12770 13225 12620 200
931422109 WALGREEN CO COMMON 991 29979 21833 8146 22433 6996 550
947890109 WEBSTER FINL CORP WATERBURY CT COMMON 300 14703 14703 14703
94973V107 WELLPOINT INC COMMON 870 13132 500 12632 982 12150
949746101 WELLS FARGO & CO COMMON 3792 137591 108056 29535 111406 25685 500
969457100 WILLIAMS COS INC COMMON 447 13525 10825 2700 11825 1700
98956P102 ZIMMER HLDGS INC COMMON 262 4901 3069 1832 3119 1782
999D85493 STEIN SEAL COMPANY COMMON 558 58 58 58
B1FRPX0 MAPLE ENERGY PLC COMMON 22 21000 21000 21000
G1151C101 ACCENTURE PLC CL A CLASS A 835 15694 12097 3597 13247 2447
G24140108 COOPER INDUSTRIES PLC COMMON 245 4523 4448 75 4448 75
G491BT108 INVESCO LIMITED COMMON 553 27550 27550 27550
G7945E105 SEADRILL LIMITED COMMON 1456 43889 22727 21162 25527 18362
H27013103 WEATHERFORD INTNTL LTD COMMON 2022 138098 114114 23984 120089 17259 750
H5833N103 NOBLE CORP COMMON 910 30106 5200 24906 5500 24606
V7780T103 ROYAL CARIBBEAN CRUISES LTD COMMON 426 17185 14885 2300 14885 2300