0001126328-17-000121.txt : 20170511 0001126328-17-000121.hdr.sgml : 20170511 20170511123243 ACCESSION NUMBER: 0001126328-17-000121 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGE ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001061286 IRS NUMBER: 910573307 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03943 FILM NUMBER: 17833282 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-913-5800 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WM ADVISORS INC/WA DATE OF NAME CHANGE: 19990416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001061286 XXXXXXXX 03-31-2017 03-31-2017 EDGE ASSET MANAGEMENT, INC

601 UNION STREET SUITE 2200 SEATTLE WA 98101

13F HOLDINGS REPORT 028-03943 N Cindy Kim 206-913-5964 Cindy Kim Seattle WA 05-08-2017 0 266 13242884 false INFORMATION TABLE 2 edge033117.inftab.xml 3M COCOM88579Y10141888218931SHSOLE 2180600871AARONS INCCOM PAR $0.5000253530019830666775SHSOLE 654518012257ABBOTT LABSCOM002824100850301914653SHSOLE 190778106872ACCENTURE PLC IRELANDSHS CLASS AG1151C10122573188290SHSOLE 1875430747ADIENT PLCORD SHSG0084W10116784230965SHSOLE 23096500ADOBE SYS INCCOM00724F10135397272014SHSOLE 26364208372AGNC INVT CORPCOM00123Q104224371128037SHSOLE 112393304104AGREE REALTY CORPCOM00849210021681452069SHSOLE 45094001129AIR PRODS & CHEMS INCCOM00915810653260393669SHSOLE 39207501594ALASKA AIR GROUP INCCOM01165910970224761484SHSOLE 744741016743ALBEMARLE CORPCOM01265310140268381188SHSOLE 3802510937ALEXANDRIA REAL ESTATE EQ INCOM01527110966222599185SHSOLE 588080011105ALLERGAN PLCSHSG0177J10827111113476SHSOLE 10866504811ALLETE INCCOM NEW01852230047153696407SHSOLE 69473501672ALLIANCE RES PARTNER L PUT LTD PART01877R108272161257088SHSOLE 125367203416ALLIANT ENERGY CORPCOM018802108478421207816SHSOLE 120482002996ALLSTATE CORPCOM0200021011038721274657SHSOLE 126948905168ALPHABET INCCAP STK CL C02079K1073089837247SHSOLE 3724700ALPHABET INCCAP STK CL A02079K3054048447752SHSOLE 4775200AMAZON COM INCCOM0231351063403138386SHSOLE 3838600AMBEV SASPONSORED ADR02319V103720125000SHSOLE 00125000AMERIPRISE FINL INCCOM03076C10633000254473SHSOLE 25447300AMTRUST FINL SVCS INCCOM032359309938195082376SHSOLE 5023967058409ANNALY CAP MGMT INCCOM035710409635555720472SHSOLE 5699539020933APOGEE ENTERPRISES INCCOM0375981098200137557SHSOLE 13755700APPLE INCCOM0378331003123072173930SHSOLE 2158582015348APPLIED INDL TECHNOLOGIES INCOM03820C10514126228388SHSOLE 2278340554APPLIED MATLS INCCOM038222105535381376318SHSOLE 137147304845APTARGROUP INCCOM03833610315482201097SHSOLE 20109700ARES CAP CORPCOM04010L103610753514060SHSOLE 350550608554ARROW ELECTRS INCCOM04273510010935148949SHSOLE 14120107748AUTOLIV INCCOM0528001091758021719166SHSOLE 1707665011501AVERY DENNISON CORPCOM05361110970867879251SHSOLE 87381505436AVNET INCCOM053807103514001123265SHSOLE 112046002805B & G FOODS INC NEWCOM05508R106964992397473SHSOLE 2370552026921BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K10167688863SHSOLE 0088863BANK HAWAII CORPCOM062540109175121255SHSOLE 2125500BANK N S HALIFAXCOM064149107963071644317SHSOLE 163787406443BANK OF THE OZARKS INCCOM063904106807971553508SHSOLE 154962503883BCE INCCOM NEW05534B760907712050395SHSOLE 2033343017052BECTON DICKINSON & COCOM07588710995516520692SHSOLE 51923901453BGC PARTNERS INCCL A05541T101483944260061SHSOLE 425007309988BIO TECHNE CORPCOM09073M104772575997SHSOLE 7599700BIOGEN INCCOM09062X1032021873945SHSOLE 7394500BIOVERATIV INCCOM09075E1008506156193SHSOLE 15619300BLACK KNIGHT FINL SVCS INCCL A09214X1006782177074SHSOLE 16793309141BLACKROCK INCCOM09247X101143692374676SHSOLE 37317601500BOEING COCOM097023105107868609908SHSOLE 60159708311BOK FINL CORPCOM NEW05561Q20132163410925SHSOLE 40988901036BRISTOL MYERS SQUIBB COCOM1101221089380172497SHSOLE 17249700BROADCOM LTDSHSY098271091765480630SHSOLE 7634404286BROADRIDGE FINL SOLUTIONS INCOM11133T10334407506370SHSOLE 50523701133BROWN FORMAN CORPCL B1156372096619143331SHSOLE 14333100CABOT CORPCOM1270551015158604SHSOLE 79820622CAMECO CORPCOM13321L10825523000SHSOLE 0023000CARNIVAL CORPUNIT 99/99/9999143658300176730000SHSOLE 3000000CHEVRON CORP NEWCOM1667641001123011045927SHSOLE 104291703010CHIPOTLE MEXICAN GRILL INCCOM1696561052889664858SHSOLE 6133003528CHUBB LIMITEDCOMH1467J1042026941487662SHSOLE 148285304809CIMAREX ENERGY COCOM1717981011279361070691SHSOLE 1058385012306CISCO SYS INCCOM17275R10223045681802SHSOLE 68180200COCA COLA COCOM191216100567141336322SHSOLE 133095405368COLONY NORTHSTAR INCCL A COM19625W104732405673092SHSOLE 5659411013681COLUMBIA BKG SYS INCCOM197236102175845092SHSOLE 4509200COMCAST CORP NEWCL A20030N101444071181344SHSOLE 118134400CONSOLIDATED COMM HLDGS INCCOM20903410715826675728SHSOLE 67403801690COPA HOLDINGS SACL AP31076105129111500SHSOLE 900002500COPART INCCOM2172041066785109561SHSOLE 10956100COSTCO WHSL CORP NEWCOM22160K10568175406553SHSOLE 40527801275CRANE COCOM22439910555564742548SHSOLE 74094301605CULLEN FROST BANKERS INCCOM22989910976849863759SHSOLE 85597207787CVS HEALTH CORPCOM12665010020195257266SHSOLE 25726600CYS INVTS INCCOM12673A1081135142735SHSOLE 14273500DAVITA INCCOM23918K108555281680SHSOLE 8168000DECKERS OUTDOOR CORPCOM2435371079951166592SHSOLE 16659200DEERE & COCOM2441991051267811164620SHSOLE 116050504115DELTA AIR LINES INC DELCOM NEW247361702692991507806SHSOLE 150169406112DIAGEO P L CSPON ADR NEW25243Q2054624000SHSOLE 004000DIGITAL RLTY TR INCCOM2538681031336471256205SHSOLE 124726308942DISCOVER FINL SVCSCOM2547091081751512561054SHSOLE 2539401021653DISNEY WALT COCOM DISNEY25468710667094591707SHSOLE 579362012345DOLLAR GEN CORP NEWCOM25667710511970171666SHSOLE 16377207894DONALDSON INCCOM25765110918532407123SHSOLE 4061270996DR PEPPER SNAPPLE GROUP INCCOM26138E10961149624477SHSOLE 609699014778DU PONT E I DE NEMOURS & COCOM26353410953991672117SHSOLE 66998402133EAST WEST BANCORP INCCOM27579R104631621223837SHSOLE 1208203015634EASTGROUP PPTY INCCOM27727610130815419079SHSOLE 41804201037EBAY INCCOM27864210320759618378SHSOLE 61837800EDWARDS LIFESCIENCES CORPCOM28176E10820995223187SHSOLE 21472308464EMERSON ELEC COCOM29101110452713880599SHSOLE 87702303576ENERGIZER HLDGS INC NEWCOM29272W1097480134174SHSOLE 12722706947ENLINK MIDSTREAM LLCCOM UNIT REP LTD29336T1008394432643SHSOLE 43264300ENLINK MIDSTREAM PARTNERS LPCOM UNIT REP LTD29336U107616753370194SHSOLE 336104009154ENTERPRISE PRODS PARTNERS LCOM2937921071450095252062SHSOLE 5230641021421EPR PPTYSCOM SH BEN INT26884U10966001896381SHSOLE 89422502156ESSEX PPTY TR INCCOM2971781051387059904SHSOLE 5990400EVERSOURCE ENERGYCOM30040W1081051931789614SHSOLE 1774247015367EXPEDITORS INTL WASH INCCOM30213010916314288789SHSOLE 28022008569EXXON MOBIL CORPCOM30231G1021216761483676SHSOLE 147922704449F M C CORPCOM NEW3024913038046115617SHSOLE 11561700FACEBOOK INCCL A30303M10236782258936SHSOLE 25893600FAIR ISAAC CORPCOM30325010424658191225SHSOLE 18676604459FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R3032928147519623SHSOLE 7444832074791FIDELITY NATL INFORMATION SVCOM31620M10662411783865SHSOLE 769328014537FLOWSERVE CORPCOM34354P10546508960531SHSOLE 944577015954FORTIS INCCOM34955310717809537053SHSOLE 53566801385FULLER H B COCOM35969410628223547382SHSOLE 519423027959GALLAGHER ARTHUR J & COCOM36357610934010601528SHSOLE 60003301495GARMIN LTDSHSH2906T10934384672734SHSOLE 66914203592GENERAL ELECTRIC COCOM36960410312893432649SHSOLE 43264900GENERAL MLS INCCOM37033410419275326641SHSOLE 32664100GENUINE PARTS COCOM372460105618466912SHSOLE 666450267GILEAD SCIENCES INCCOM37555810314627215349SHSOLE 21534900GLAXOSMITHKLINE PLCSPONSORED ADR37733W10558813958SHSOLE 0013958GOLDMAN SACHS GROUP INCCOM38141G1041829779647SHSOLE 7964700GRAMERCY PPTY TRCOM NEW385002308665602530800SHSOLE 252461706183GREAT PLAINS ENERGY INCCOM391164100446671528639SHSOLE 152479203847GRUPO FINANCIERO SANTANDER MSPON ADR SHS B40053C105225062492315SHSOLE 2482070010245HARRIS CORP DELCOM41387510534670311585SHSOLE 3108050780HASBRO INCCOM4180561072139992143854SHSOLE 2132370011484HELMERICH & PAYNE INCCOM423452101128219257SHSOLE 182700987HERCULES CAPITAL INCCOM427096508257021698771SHSOLE 169477503996HNI CORPCOM40425110012877279422SHSOLE 27243106991HOLLYFRONTIER CORPCOM436106108685362418323SHSOLE 2400339017984HOME DEPOT INCCOM43707610227977190538SHSOLE 19053800HONEYWELL INTL INCCOM43851610666826535159SHSOLE 53301602143HOST HOTELS & RESORTS INCCOM44107P104884384739461SHSOLE 4724495014966HUBBELL INCCOM44351060726464220436SHSOLE 2198910545HUNTSMAN CORPCOM447011107467911906746SHSOLE 190199904747IDEX CORPCOM45167R10431093332510SHSOLE 3316840826ING GROEP N VSPONSORED ADR45683710375550000SHSOLE 0050000INGREDION INCCOM45718710231924265076SHSOLE 2644070669INNOSPEC INCCOM45768S10514872229687SHSOLE 22343406253INTEL CORPCOM4581401008147225865SHSOLE 22586500INTERNATIONAL BUSINESS MACHSCOM45920010121999126329SHSOLE 1258180511INTERNATIONAL FLAVORS&FRAGRACOM459506101300922702SHSOLE 2270200ISHARES TRMSCI EMG MKT ETF4642872344958125860SHSOLE 12586000ISHARES TRRUS 2000 VAL ETF464287630202717158SHSOLE 1715800ISHARES TRFLTG RATE BD ETF46429B655432485000SHSOLE 8500000ISHARES U S ETF TRSHT MAT BD ETF46431W507301860067SHSOLE 6006700J2 GLOBAL INCCOM48123V10278531935894SHSOLE 93221303681JAMES HARDIE INDS PLCSPONSORED ADR47030M10657636434SHSOLE 0036434JOHNSON & JOHNSONCOM4781601041246221000582SHSOLE 99785202730JOHNSON CTLS INTL PLCSHSG5150210522853542587SHSOLE 54037002217JPMORGAN CHASE & COCOM46625H1002119902413365SHSOLE 2393970019395KAR AUCTION SVCS INCCOM48238T10937453857647SHSOLE 85549302154KIMBERLY CLARK CORPCOM494368103759257680SHSOLE 5768000KIRBY CORPCOM4972661069167129925SHSOLE 12321306712KKR & CO L P DELCOM UNITS48248M1021229396743799SHSOLE 6716517027282KRAFT HEINZ COCOM500754106952611049015SHSOLE 104489604119KROGER COCOM5010441011744525915614SHSOLE 5857915057699LAM RESEARCH CORPCOM51280710823115180081SHSOLE 18008100LASALLE HOTEL PPTYSCOM SH BEN INT517942108374631294063SHSOLE 129081803245LEIDOS HLDGS INCCOM52532710245349886751SHSOLE 88452902222LINCOLN ELEC HLDGS INCCOM53390010634893401726SHSOLE 39597305753LITTELFUSE INCCOM53700810434589216300SHSOLE 2157670533LOCKHEED MARTIN CORPCOM53983010911224191SHSOLE 419100LULULEMON ATHLETICA INCCOM5500211097685148169SHSOLE 14049007679M & T BK CORPCOM55261F104666243061SHSOLE 428900171MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801069996129976SHSOLE 12997600MAGNA INTL INCCOM55922240140991949756SHSOLE 937355012401MAIDEN HOLDINGS LTDSHSG5753U1122166154711SHSOLE 1542870424MARATHON PETE CORPCOM56585A1021476642921739SHSOLE 2910115011624MARKEL CORPCOM57053510495499785SHSOLE 92800505MAXIM INTEGRATED PRODS INCCOM57772K101956842128207SHSOLE 212053907668MCCORMICK & CO INCCOM NON VTG57978020614443148058SHSOLE 14805800MCKESSON CORPCOM58155Q10320408137653SHSOLE 13765300MEDICAL PPTYS TRUST INCCOM58463J304843776545994SHSOLE 6530060015934MEDTRONIC PLCSHSG5960L1031257081560427SHSOLE 1545970014457MERCK & CO INCCOM58933Y105979721541891SHSOLE 153567306218MICROCHIP TECHNOLOGY INCCOM5950171041902412578496SHSOLE 2551697026799MICROSOFT CORPCOM5949181041243451888022SHSOLE 188386204160MOBILEYE N V AMSTELVEENORD SHSN51488117527585920SHSOLE 7654809372MSA SAFETY INCCOM55349810634731491325SHSOLE 49011601209NEXSTAR MEDIA GROUP INCCL A65336K10314236202931SHSOLE 186756016175NEXTERA ENERGY INCCOM65339F101103883809247SHSOLE 796372012875NIKE INCCL B65410610325665460519SHSOLE 445985014534NOBLE ENERGY INCCOM65504410513756400580SHSOLE 40058000NORDSON CORPCOM65566310238804315897SHSOLE 3151140783NORDSTROM INCCOM65566410046015988102SHSOLE 98581802284NORTHROP GRUMMAN CORPCOM66680710234884146672SHSOLE 14667200NOVARTIS A GSPONSORED ADR66987V109760381023813SHSOLE 101562408189NOVO-NORDISK A SADR67010020558317000SHSOLE 0017000NVIDIA CORPCOM67066G1041013092995SHSOLE 8929803697NXP SEMICONDUCTORS N VCOMN6596X10914037135618SHSOLE 125254010364OAKTREE CAP GROUP LLCUNIT CL A674001201467811032699SHSOLE 102988902810OCCIDENTAL PETE CORP DELCOM6745991051103061740940SHSOLE 173409506845OMEGA HEALTHCARE INVS INCCOM681936100994733015244SHSOLE 2995875019369OMNICELL INCCOM68213N10916001393629SHSOLE 39362900ORACLE CORPCOM68389X10521985492836SHSOLE 49283600PACCAR INCCOM6937181081332891983471SHSOLE 197681906652PACKAGING CORP AMERCOM69515610936740401002SHSOLE 40000101001PACWEST BANCORP DELCOM695263103808811518584SHSOLE 151503803546PARKER HANNIFIN CORPCOM70109410498847616563SHSOLE 61407302490PAYPAL HLDGS INCCOM70450Y10315597362561SHSOLE 36256100PEBBLEBROOK HOTEL TRCOM70509V100500031711846SHSOLE 170773004116PEPSICO INCCOM71344810831194278863SHSOLE 27886300PFIZER INCCOM7170811031121303277686SHSOLE 3234253043433PLAINS GP HLDGS L PLTD PARTNR INT A72651A2073850123193SHSOLE 12319300PNC FINL SVCS GROUP INCCOM6934751051943371616245SHSOLE 1603792012453PNM RES INCCOM69349H10725090678133SHSOLE 67642001713POOL CORPORATIONCOM73278L105719760312SHSOLE 6031200PPG INDS INCCOM69350610753060504945SHSOLE 50339801547PRINCIPAL EXCHANGE TRADED FDPRIN EDGE ACTV74255Y1022652346447100SHSOLE 644710000PRINCIPAL EXCHANGE TRADED FDUS SML CAP IDX74255Y6072490408800000SHSOLE 880000000PROCTER AND GAMBLE COCOM74271810912939144005SHSOLE 14400500QUALCOMM INCCOM74752510314208247787SHSOLE 24778700RAYTHEON COCOM NEW7551115071001665679SHSOLE 654130266REALTY INCOME CORPCOM75610910426403443527SHSOLE 430265013262RED HAT INCCOM756577102801192614SHSOLE 81828010786RELIANCE STEEL & ALUMINUM COCOM75950910210729134078SHSOLE 13407800RITCHIE BROS AUCTIONEERSCOM7677441054607140000SHSOLE 125000015000ROPER TECHNOLOGIES INCCOM7766961061444069930SHSOLE 6993000ROYAL DUTCH SHELL PLCSPON ADR B7802591071240452221830SHSOLE 2201809020021RPM INTL INCCOM74968510329617538215SHSOLE 53687401341SCHLUMBERGER LTDCOM80685710822249284873SHSOLE 27500109872SCHWAB CHARLES CORP NEWCOM80851310517059418014SHSOLE 41801400SEMPRA ENERGYCOM816851109103646937975SHSOLE 93518402791SIMON PPTY GROUP INC NEWCOM82880610980858470023SHSOLE 46814101882SINCLAIR BROADCAST GROUP INCCL A829226109927672290521SHSOLE 228484305678SIRIUS XM HLDGS INCCOM82968B103233194527934SHSOLE 452793400SNAP ON INCCOM83303410154775324747SHSOLE 32301901728SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474267287288SHSOLE 8728800STARBUCKS CORPCOM855244109993041700687SHSOLE 169524905438STERIS PLCSHS USDG8472010468909992064SHSOLE 98958802476SVB FINL GROUPCOM78486Q101515527702SHSOLE 2770200SYNCHRONY FINLCOM87165B10326384769210SHSOLE 76921000TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100945342878616SHSOLE 2852770025846TANGER FACTORY OUTLET CTRS ICOM8754651068420256935SHSOLE 243540013395TARGA RES CORPCOM87612G10150857849023SHSOLE 84704101982TE CONNECTIVITY LTDREG SHSH84989104410155000SHSOLE 5000005000TELEDYNE TECHNOLOGIES INCCOM87936010515073119190SHSOLE 11919000TELEFLEX INCCOM87936910657196295241SHSOLE 29147803763TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR88162420929157908603SHSOLE 90493303670THERMO FISHER SCIENTIFIC INCCOM88355610234875227051SHSOLE 22705100TRANSMONTAIGNE PARTNERS L PCOM UNIT L P89376V10061213708SHSOLE 1370800TRAVELPORT WORLDWIDE LTDSHSG9019D104567544821828SHSOLE 4809708012120TRIMBLE INCCOM8962391009788305785SHSOLE 30578500TUPPERWARE BRANDS CORPCOM89989610439833635101SHSOLE 63026304838TYLER TECHNOLOGIES INCCOM902252105668243232SHSOLE 4323200UNILEVER N VN Y SHS NEW90478470959612000SHSOLE 0012000UNION PAC CORPCOM9078181081116401054003SHSOLE 105035703646UNITED PARCEL SERVICE INCCL B91131210641449386289SHSOLE 38473001559UNIVERSAL HLTH SVCS INCCL B91390310022340179510SHSOLE 17567603834US BANCORP DELCOM NEW9029733041698523298105SHSOLE 3287636010469V F CORPCOM918204108898981635407SHSOLE 162884206565VALERO ENERGY CORP NEWCOM91913Y10016840254041SHSOLE 242799011242VALIDUS HOLDINGS LTDCOM SHSG9319H102573361016753SHSOLE 101422102532VALSPAR CORPCOM920355104162014601SHSOLE 138480753VANGUARD INTL EQUITY INDEX FGLB EX US ETF922042676349965700SHSOLE 6570000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409672684352SHSOLE 8435200VAREX IMAGING CORPCOM92214X10678123237SHSOLE 2204001197VARIAN MED SYS INCCOM92220P10519338212199SHSOLE 194459017740VECTREN CORPCOM92240G10134160582827SHSOLE 58137101456VENTAS INCCOM92276F10016132248034SHSOLE 24803400VERIZON COMMUNICATIONS INCCOM92343V1041184032428778SHSOLE 2413675015103VERMILION ENERGY INCCOM9237251054869129773SHSOLE 114773015000W & T OFFSHORE INCCOM92922P10667182425350SHSOLE 2361525063825WASHINGTON FED INCCOM93882410916788507170SHSOLE 493009014161WASHINGTON TR BANCORPCOM94061010833577681076SHSOLE 67945801618WASTE CONNECTIONS INCCOM94106B10153108601998SHSOLE 588035013963WATERS CORPCOM9418481031426791274SHSOLE 9127400WEC ENERGY GROUP INCCOM92939U1061021701685138SHSOLE 1670882014256WELLS FARGO & CO NEWCOM9497461011579592837921SHSOLE 282990508016XCEL ENERGY INCCOM98389B1001309902946918SHSOLE 293797908939XL GROUP LTDCOMG982941042396000SHSOLE 006000