0001126328-17-000038.txt : 20170213 0001126328-17-000038.hdr.sgml : 20170213 20170213123952 ACCESSION NUMBER: 0001126328-17-000038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGE ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001061286 IRS NUMBER: 910573307 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03943 FILM NUMBER: 17597433 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-913-5800 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WM ADVISORS INC/WA DATE OF NAME CHANGE: 19990416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001061286 XXXXXXXX 12-31-2016 12-31-2016 EDGE ASSET MANAGEMENT, INC

601 UNION STREET SUITE 2200 SEATTLE WA 98101

13F HOLDINGS REPORT 028-03943 N Cindy Kim 206-913-5964 Cindy Kim Seattle WA 02-06-2017 0 274 12936972 false INFORMATION TABLE 2 edge123116.inftab.xml 3M COCOM88579Y10139095218931SHSOLE 2180600871AARONS INCCOM PAR $0.5000253530022719710195SHSOLE 697938012257ABBOTT LABSCOM002824100794372068141SHSOLE 206126906872ACCENTURE PLC IRELANDSHS CLASS AG1151C10123070196958SHSOLE 1961760782ADIENT PLCORD SHSG0084W10117135292408SHSOLE 29240800ADOBE SYS INCCOM00724F10130028291685SHSOLE 28450207183AGNC INVT CORPCOM00123Q104379772094693SHSOLE 208675107942AGREE REALTY CORPCOM00849210019235417709SHSOLE 41658001129AIR PRODS & CHEMS INCCOM00915810657186397621SHSOLE 39602701594ALASKA AIR GROUP INCCOM01165910973799831716SHSOLE 816994014722ALBEMARLE CORPCOM01265310140674472524SHSOLE 47127701247ALEXANDRIA REAL ESTATE EQ INCOM01527110966352597059SHSOLE 586800010259ALLERGAN PLCSHSG0177J10823493111868SHSOLE 10632905539ALLETE INCCOM NEW01852230042747665959SHSOLE 66430201657ALLIANCE RES PARTNER L PUT LTD PART01877R108259151154349SHSOLE 115105603293ALLIANT ENERGY CORPCOM018802108443381170160SHSOLE 116708403076ALLIED WRLD ASSUR COM HLDG ASHSH0153110423210432127SHSOLE 43212700ALLSTATE CORPCOM020002101940481268858SHSOLE 126374605112ALPHABET INCCAP STK CL C02079K1072561433186SHSOLE 3176201424ALPHABET INCCAP STK CL A02079K3054123552035SHSOLE 5203500AMAZON COM INCCOM0231351063055240742SHSOLE 401970545AMBEV SASPONSORED ADR02319V103614125000SHSOLE 00125000AMERIPRISE FINL INCCOM03076C10628231254473SHSOLE 25447300AMTRUST FINL SVCS INCCOM0323593091114144069160SHSOLE 4017595051565ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A10813584128832SHSOLE 12883200ANNALY CAP MGMT INCCOM035710409670096721047SHSOLE 6696096024951APOGEE ENTERPRISES INCCOM0375981097368137557SHSOLE 13755700APPLE INCCOM0378331002888102493609SHSOLE 2476319017290APPLIED INDL TECHNOLOGIES INCOM03820C10528252475613SHSOLE 47437301240APPLIED MATLS INCCOM038222105846762623983SHSOLE 261411009873APTARGROUP INCCOM03833610315817215345SHSOLE 21534500ARES CAP CORPCOM04010L103564193421429SHSOLE 341262508804ARROW ELECTRS INCCOM04273510012091169584SHSOLE 16083208752AUTOLIV INCCOM0528001091682311486803SHSOLE 1475322011481AVERY DENNISON CORPCOM05361110945212643858SHSOLE 63903304825AVNET INCCOM053807103499351048830SHSOLE 104607902751B & G FOODS INC NEWCOM05508R106917602094977SHSOLE 2069699025278BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K10160288863SHSOLE 0088863BANK HAWAII CORPCOM062540109188521255SHSOLE 2125500BANK N S HALIFAXCOM064149107927761666228SHSOLE 165978506443BANK OF THE OZARKS INCCOM063904106794431510607SHSOLE 150665003957BCE INCCOM NEW05534B760888472054749SHSOLE 2037697017052BECTON DICKINSON & COCOM07588710988852536705SHSOLE 53523901466BGC PARTNERS INCCL A05541T101364753565542SHSOLE 355689908643BIO TECHNE CORPCOM09073M104875685154SHSOLE 8515400BIOGEN INCCOM09062X1032096973945SHSOLE 7394500BLACK KNIGHT FINL SVCS INCCL A09214X1006694177074SHSOLE 16793309141BLACKROCK INCCOM09247X101143932378230SHSOLE 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INCCOM197236102201545092SHSOLE 4509200COMCAST CORP NEWCL A20030N10143975636866SHSOLE 62834608520CONSOLIDATED COMM HLDGS INCCOM20903410717280643558SHSOLE 64186801690COPA HOLDINGS SACL AP3107610595310500SHSOLE 900001500COPART INCCOM2172041066839123424SHSOLE 12342400CORE LABORATORIES N VCOMN22717107120010000SHSOLE 1000000COSTCO WHSL CORP NEWCOM22160K10566971418283SHSOLE 41703501248CRANE COCOM22439910553475741474SHSOLE 73977801696CULLEN FROST BANKERS INCCOM22989910975433854944SHSOLE 84707007874CVS HEALTH CORPCOM12665010025106318156SHSOLE 303935014221CYS INVTS INCCOM12673A1084270552390SHSOLE 55128401106DAVITA INCCOM23918K1088123126521SHSOLE 12652100DECKERS OUTDOOR CORPCOM2435371079228166592SHSOLE 16659200DEERE & COCOM2441991051396631355428SHSOLE 135062004808DELTA AIR LINES INC DELCOM NEW247361702608331236686SHSOLE 123164705039DIAGEO P L CSPON ADR NEW25243Q2054164000SHSOLE 004000DIGITAL RLTY TR INCCOM2538681031247551269641SHSOLE 126069908942DISCOVER FINL SVCSCOM2547091081797622493579SHSOLE 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4301625013055HUBBELL INCCOM44351060724768212237SHSOLE 2116720565HUNTSMAN CORPCOM447011107435052280097SHSOLE 227413305964IDEX CORPCOM45167R10429017322191SHSOLE 3213460845ING GROEP N VSPONSORED ADR45683710370550000SHSOLE 0050000INGREDION INCCOM45718710223455187703SHSOLE 1872070496INNOSPEC INCCOM45768S10515456225640SHSOLE 21764807992INTEL CORPCOM4581401008192225865SHSOLE 22586500INTERNATIONAL BUSINESS MACHSCOM45920010120970126329SHSOLE 1258180511INTERNATIONAL FLAVORS&FRAGRACOM459506101626353153SHSOLE 5315300ISHARES TRMSCI EMG MKT ETF4642872344406125860SHSOLE 12586000ISHARES TRIBOXX INV CP ETF464287242585950000SHSOLE 5000000ISHARES TRRUS 2000 VAL ETF464287630198616699SHSOLE 1669900ISHARES TR1-3 YR CR BD ETF46428864610494100000SHSOLE 10000000ISHARES TRU.S. PFD STK ETF46428868744712000SHSOLE 1200000ISHARES TRFLTG RATE BD ETF46429B655431285000SHSOLE 8500000ISHARES U S ETF TRSHT MAT BD ETF46431W5075018100000SHSOLE 10000000J2 GLOBAL INCCOM48123V10269261846717SHSOLE 84319403523JAMES HARDIE INDS PLCSPONSORED ADR47030M10647730000SHSOLE 0030000JOHNSON & JOHNSONCOM4781601041162231008790SHSOLE 100606002730JOHNSON CTLS INTL PLCSHSG5150210533140804570SHSOLE 80235302217JPMORGAN CHASE & COCOM46625H1001806462093478SHSOLE 2081134012344KAR AUCTION SVCS INCCOM48238T10915940374010SHSOLE 3730190991KIMBERLY CLARK CORPCOM494368103722463303SHSOLE 6330300KIRBY CORPCOM4972661068653130125SHSOLE 12340306722KKR & CO L P DELCOM UNITS48248M1021012486578852SHSOLE 6552200026652KRAFT HEINZ COCOM500754106891281020709SHSOLE 101668904020KROGER COCOM5010441011915345550110SHSOLE 5501419048691LAM RESEARCH CORPCOM51280710819040180081SHSOLE 18008100LASALLE HOTEL PPTYSCOM SH BEN INT517942108366261202033SHSOLE 119886203171LEIDOS HLDGS INCCOM52532710241556812602SHSOLE 81045302149LINCOLN ELEC HLDGS INCCOM53390010635433462155SHSOLE 45607506080LITTELFUSE INCCOM53700810434671228449SHSOLE 2278560593LOCKHEED MARTIN CORPCOM53983010912625050SHSOLE 505000LULULEMON ATHLETICA INCCOM5500211098816135654SHSOLE 12865307001M & T BK CORPCOM55261F104673643061SHSOLE 428900171MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010611853156720SHSOLE 15672000MAGNA INTL INCCOM55922240141170948613SHSOLE 937355011258MARATHON PETE CORPCOM56585A1021474062927628SHSOLE 2916004011624MARKEL CORPCOM57053510488519785SHSOLE 92800505MAXIM INTEGRATED PRODS INCCOM57772K101886792299172SHSOLE 229082008352MCCORMICK & CO INCCOM NON VTG57978020613818148058SHSOLE 14805800MCKESSON CORPCOM58155Q10319333137653SHSOLE 13765300MEDICAL PPTYS TRUST INCCOM58463J304745656062180SHSOLE 6046650015530MEDTRONIC PLCSHSG5960L1031102761548169SHSOLE 154316105008MERCK & CO INCCOM58933Y105930561580696SHSOLE 157447806218MICROCHIP TECHNOLOGY INCCOM5950171041892532950166SHSOLE 2924069026097MICROSOFT CORPCOM5949181041421142286996SHSOLE 2271017015979MOBILEYE N V AMSTELVEENORD SHSN514881174336113752SHSOLE 11375200MSA SAFETY INCCOM55349810646457670087SHSOLE 66833501752NEXSTAR BROADCASTING GROUP ICL A65336K103605395623SHSOLE 8671008913NEXTERA ENERGY 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CORPCOM70109410499889713498SHSOLE 71065302845PAYPAL HLDGS INCCOM70450Y10313077331318SHSOLE 33131800PEBBLEBROOK HOTEL TRCOM70509V100487281637928SHSOLE 163378504143PEPSICO INCCOM71344810829177278863SHSOLE 27886300PFIZER INCCOM7170811031053183242525SHSOLE 3198631043894PLAINS GP HLDGS L PLTD PARTNR INT A72651A2073852111078SHSOLE 11107800PNC FINL SVCS GROUP INCCOM6934751051409751205327SHSOLE 119677108556PNM RES INCCOM69349H10722134645345SHSOLE 64361501730POOL CORPORATIONCOM73278L105978593784SHSOLE 9378400PPG INDS INCCOM69350610744567470313SHSOLE 46894101372PRINCIPAL EXCHANGE TRADED FDPRIN EDGE ACTV74255Y1022596256447100SHSOLE 644710000PRINCIPAL EXCHANGE TRADED FDUS SML CAP IDX74255Y6072433208800000SHSOLE 880000000PROCTER AND GAMBLE COCOM74271810912108144005SHSOLE 14400500QUALCOMM INCCOM74752510316156247787SHSOLE 24778700RAYTHEON COCOM NEW75511150727370192746SHSOLE 1919660780REALTY INCOME CORPCOM75610910424065418671SHSOLE 405303013368RELIANCE STEEL & ALUMINUM COCOM75950910211550145216SHSOLE 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FINLCOM87165B10327899769210SHSOLE 76921000TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100828412881431SHSOLE 2855586025845TANGER FACTORY OUTLET CTRS ICOM8754651068744244368SHSOLE 231721012647TARGA RES CORPCOM87612G10144864800129SHSOLE 79811002019TE CONNECTIVITY LTDREG SHSH84989104330947768SHSOLE 4126806500TELEDYNE TECHNOLOGIES INCCOM87936010515098122748SHSOLE 12274800TELEFLEX INCCOM87936910654216336429SHSOLE 33251403915TEVA PHARMACEUTICAL INDS LTDADR881624209604741668250SHSOLE 1652113016137THERMO FISHER SCIENTIFIC INCCOM88355610232594230996SHSOLE 22705103945TIFFANY & CO NEWCOM886547108350045200SHSOLE 450160184TRANSMONTAIGNE PARTNERS L PCOM UNIT L P89376V10050611434SHSOLE 1143400TRAVELPORT WORLDWIDE LTDSHSG9019D104596104227632SHSOLE 4216486011146TRIMBLE INCCOM89623910010231339327SHSOLE 33932700TUPPERWARE BRANDS CORPCOM89989610428724545880SHSOLE 54132304557TYLER TECHNOLOGIES INCCOM902252105224415720SHSOLE 1572000UNILEVER N VN Y SHS NEW90478470949312000SHSOLE 0012000UNION PAC CORPCOM9078181081113121073612SHSOLE 107004403568UNITED PARCEL SERVICE INCCL B91131210642653372059SHSOLE 37054801511UNIVERSAL HLTH SVCS INCCL B91390310019086179413SHSOLE 17567603737US BANCORP DELCOM NEW9029733041404102733306SHSOLE 272508508221V F CORPCOM918204108649201216876SHSOLE 121198204894VALERO ENERGY CORP NEWCOM91913Y10013749201243SHSOLE 190416010827VALIDUS HOLDINGS LTDCOM SHSG9319H102550111000027SHSOLE 99739602631VALSPAR CORPCOM920355104151314601SHSOLE 138480753VANGUARD INTL EQUITY INDEX FGLB EX US ETF922042676325765700SHSOLE 6570000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40915874200000SHSOLE 20000000VARIAN MED SYS INCCOM92220P10518833209763SHSOLE 194459015304VCA INCCOM91819410115257222247SHSOLE 22224700VECTREN CORPCOM92240G10131008594596SHSOLE 59304001556VENTAS INCCOM92276F10015507248034SHSOLE 24803400VERIZON COMMUNICATIONS INCCOM92343V1041566632934868SHSOLE 2912419022449VERMILION ENERGY INCCOM923725105335979647SHSOLE 69647010000W & T OFFSHORE INCCOM92922P10667182425350SHSOLE 2361525063825WASHINGTON FED INCCOM93882410919692573291SHSOLE 559130014161WASHINGTON TR BANCORPCOM94061010836579652596SHSOLE 65097801618WASTE CONNECTIONS INCCOM94106B10147167600156SHSOLE 588035012121WATERS CORPCOM9418481031226691274SHSOLE 9127400WEC ENERGY GROUP INCCOM92939U106972281657766SHSOLE 1644068013698WELLS FARGO & CO NEWCOM9497461011677843044518SHSOLE 3022370022148WEYERHAEUSER COCOM9621661046657221251SHSOLE 22125100XCEL ENERGY INCCOM98389B1001197632942573SHSOLE 2920018022555XL GROUP LTDCOMG982941042617000SHSOLE 007000