0001126328-16-000593.txt : 20161110 0001126328-16-000593.hdr.sgml : 20161110 20161110122017 ACCESSION NUMBER: 0001126328-16-000593 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGE ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001061286 IRS NUMBER: 910573307 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03943 FILM NUMBER: 161986923 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-913-5800 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: WM ADVISORS INC/WA DATE OF NAME CHANGE: 19990416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001061286 XXXXXXXX 09-30-2016 09-30-2016 EDGE ASSET MANAGEMENT, INC

601 UNION STREET SUITE 2200 SEATTLE WA 98101

13F HOLDINGS REPORT 028-03943 N Cindy Kim 206-913-5964 Cindy Kim Seattle WA 11-04-2016 0 267 11933995 false INFORMATION TABLE 2 edge093016.inftab.xml 3M COCOM88579Y10137077210386SHSOLE 20929201094AARONS INCCOM PAR $0.5000253530018892743192SHSOLE 722169021023ABBOTT LABSCOM002824100898422124415SHSOLE 2112905011510ACCENTURE PLC IRELANDSHS CLASS AG1151C10123015188387SHSOLE 18737301014ADOBE SYS INCCOM00724F10132413298626SHSOLE 29447504151AGREE REALTY CORPCOM00849210020130407179SHSOLE 40598301196AIR PRODS & CHEMS INCCOM00915810658021385935SHSOLE 38430901626ALASKA AIR GROUP INCCOM01165910956020850596SHSOLE 84191608680ALBEMARLE CORPCOM01265310137041433273SHSOLE 43198601287ALEXANDRIA REAL ESTATE EQ INCOM01527110961644566743SHSOLE 56015106592ALLERGAN PLCSHSG0177J10826935116951SHSOLE 11530901642ALLETE INCCOM NEW01852230035456594695SHSOLE 59306401631ALLIANCE RES PARTNER L PUT LTD PART01877R108291631314843SHSOLE 131082104022ALLIANT ENERGY CORPCOM018802108413991080653SHSOLE 107748303170ALLIED WRLD ASSUR COM HLDG ASHSH0153110427267674580SHSOLE 67458000ALLSTATE CORPCOM02000210163167913086SHSOLE 90941103675ALPHABET INCCAP STK CL C02079K1072504732223SHSOLE 317620461ALPHABET INCCAP STK CL A02079K3054257652952SHSOLE 520350917AMAZON COM INCCOM0231351064096348922SHSOLE 481000822AMBEV SASPONSORED ADR02319V103761125000SHSOLE 00125000AMERICAN CAPITAL AGENCY CORPCOM02503X105457132339464SHSOLE 233062608838AMERIPRISE FINL INCCOM03076C10626784268459SHSOLE 26490103558AMTRUST FINL SVCS INCCOM032359309929853465700SHSOLE 3440779024921ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A10817199130885SHSOLE 12913301752ANNALY CAP MGMT INCCOM035710409689226564032SHSOLE 6539608024424APOGEE ENTERPRISES INCCOM0375981098353186904SHSOLE 18450602398APPLE INCCOM0378331002725442410825SHSOLE 2392062018763APPLIED INDL TECHNOLOGIES INCOM03820C10533965726682SHSOLE 72454602136APPLIED MATLS INCCOM0382221051069093545915SHSOLE 3529064016851APTARGROUP INCCOM03833610316897218282SHSOLE 21534502937ARES CAP CORPCOM04010L103514903321913SHSOLE 331277109142ARROW ELECTRS INCCOM04273510010849169597SHSOLE 16077608821AUTOLIV INCCOM0528001091379141291329SHSOLE 1277475013854AVNET INCCOM05380710340317981886SHSOLE 97898102905B & G FOODS INC NEWCOM05508R106808401643749SHSOLE 1627419016330BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K10153088863SHSOLE 0088863BANK N S HALIFAXCOM064149107681361285837SHSOLE 128087104966BANK OF THE OZARKS INCCOM063904106546631423499SHSOLE 141928504214BCE INCCOM NEW05534B760867601878757SHSOLE 187149207265BECTON DICKINSON & COCOM07588710996922539267SHSOLE 53544803819BGC PARTNERS INCCL A05541T101247922833477SHSOLE 282601907458BIO TECHNE CORPCOM09073M104944686269SHSOLE 8515401115BIOGEN INCCOM09062X1032349375049SHSOLE 7394501104BLACK KNIGHT FINL SVCS INCCL A09214X1006966170325SHSOLE 16127909046BLACKROCK INCCOM09247X101134378370740SHSOLE 36926401476BOEING COCOM09702310583786635994SHSOLE 63109904895BOK FINL CORPCOM NEW05561Q20126457383596SHSOLE 38245501141BRISTOL MYERS SQUIBB COCOM1101221089492176039SHSOLE 17300003039BROADCOM LTDSHSY098271091492886529SHSOLE 8520901320BROADRIDGE FINL SOLUTIONS INCOM11133T10328633422390SHSOLE 42126601124BROWN FORMAN CORPCL B1156372098793185346SHSOLE 18279002556CABOT CORPCOM12705510114721280879SHSOLE 27722903650CAMECO CORPCOM13321L10823827803SHSOLE 0027803CARNIVAL CORPUNIT 99/99/9999143658300146530000SHSOLE 3000000CHEVRON CORP NEWCOM1667641001112711081137SHSOLE 107458806549CHIPOTLE MEXICAN GRILL INCCOM1696561051732740913SHSOLE 3988201031CHUBB LIMITEDCOMH1467J1041933051538441SHSOLE 152850609935CIMAREX ENERGY COCOM1717981011483681104175SHSOLE 1094077010098CISCO SYS INCCOM17275R10224969787186SHSOLE 776771010415CLOROX CO DELCOM189054109125910053SHSOLE 10000053COCA COLA COCOM191216100625801478722SHSOLE 146994308779COCA COLA FEMSA S A B DE C VSPON ADR REP L191241108112515000SHSOLE 1500000COLGATE PALMOLIVE COCOM194162103185425000SHSOLE 2500000COLONY CAP INCCL A19624R106677653717250SHSOLE 3706867010383COMCAST CORP NEWCL A20030N10144159665658SHSOLE 65594409714CONSOLIDATED COMM HLDGS INCCOM20903410714725583408SHSOLE 58165201756COPA HOLDINGS SACL AP3107610592310500SHSOLE 900001500COPART INCCOM2172041068294154850SHSOLE 15284002010CORE LABORATORIES N VCOMN22717107184216400SHSOLE 1500001400COSTCO WHSL CORP NEWCOM22160K10562129407372SHSOLE 40457502797CRANE COCOM22439910550735805180SHSOLE 80121003970CULLEN FROST BANKERS INCCOM22989910962290865866SHSOLE 85630609560CVS HEALTH CORPCOM12665010031902358480SHSOLE 35332705153CYS INVTS INCCOM12673A1085966684153SHSOLE 68270701446DAVITA INCCOM23918K10813673206961SHSOLE 20421502746DECKERS OUTDOOR CORPCOM24353710710058168900SHSOLE 16659202308DEERE & COCOM2441991051470861723331SHSOLE 171496508366DELTA AIR LINES INC DELCOM NEW247361702510531297083SHSOLE 129159205491DIAGEO P L CSPON ADR NEW25243Q2054644000SHSOLE 004000DIGITAL RLTY TR INCCOM253868103993861023340SHSOLE 101537707963DISCOVER FINL SVCSCOM2547091081614432854874SHSOLE 2841182013692DISNEY WALT COCOM DISNEY25468710653980581303SHSOLE 57498606317DOLLAR GEN CORP NEWCOM25667710530811440216SHSOLE 43400206214DONALDSON INCCOM25765110919961534705SHSOLE 53200302702DR PEPPER SNAPPLE GROUP INCCOM26138E10923275254903SHSOLE 25120303700DU PONT E I DE NEMOURS & COCOM26353410950269750620SHSOLE 74605304567EAST WEST BANCORP INCCOM27579R10415022409203SHSOLE 40389205311EASTGROUP PPTY INCCOM27727610128318384977SHSOLE 38384501132EBAY INCCOM27864210320687628786SHSOLE 61985108935EDWARDS LIFESCIENCES CORPCOM28176E10823347193652SHSOLE 19098402668EMERSON ELEC COCOM29101110446802858593SHSOLE 85516403429ENERGEN CORPCOM29265N10811877205758SHSOLE 20299102767ENERGIZER HLDGS INC NEWCOM29272W1096855137197SHSOLE 13019707000ENLINK MIDSTREAM LLCCOM UNIT REP LTD29336T1005699340224SHSOLE 34022400ENLINK MIDSTREAM PARTNERS LPCOM UNIT REP LTD29336U107439012478953SHSOLE 247130207651ENTERPRISE PRODS PARTNERS LCOM2937921071382725004417SHSOLE 4984411020006EPR PPTYSCOM SH BEN INT26884U10960217764744SHSOLE 76260402140ESSEX PPTY 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87885102590GILEAD SCIENCES INCCOM37555810317341219176SHSOLE 21569603480GLAXOSMITHKLINE PLCSPONSORED ADR37733W10560213958SHSOLE 0013958GOLDMAN SACHS GROUP INCCOM38141G1041412487581SHSOLE 8644401137GRAMERCY PPTY TRCOM385002100513185323515SHSOLE 5308442015073GREAT PLAINS ENERGY INCCOM391164100312501145095SHSOLE 114168903406GRUPO FINANCIERO SANTANDER MSPON ADR SHS B40053C105235382674767SHSOLE 2664119010648HARMAN INTL INDS INCCOM41308610962308737802SHSOLE 73561502187HARRIS CORP DELCOM41387510529768324931SHSOLE 3239750956HASBRO INCCOM4180561072108172657475SHSOLE 2639514017961HELMERICH & PAYNE INCCOM42345210114023208364SHSOLE 20436004004HERCULES CAPITAL INCCOM427096508228081681956SHSOLE 167703404922HNI CORPCOM4042511007630191697SHSOLE 18469007007HOLLYFRONTIER CORPCOM436106108685462797810SHSOLE 2771151026659HOME DEPOT INCCOM43707610228543221816SHSOLE 21843403382HONEYWELL INTL INCCOM43851610654996471712SHSOLE 46949502217HOST HOTELS & RESORTS INCCOM44107P104558643587943SHSOLE 3564673023270HUBBELL INCCOM44351060721502199579SHSOLE 1989560623HUNTSMAN CORPCOM447011107415572554210SHSOLE 254664207568IDEX CORPCOM45167R10428419303722SHSOLE 30269601026ING GROEP N VSPONSORED ADR45683710361750000SHSOLE 0050000INGREDION INCCOM45718710219994150261SHSOLE 1498180443INNOSPEC INCCOM45768S10513413220580SHSOLE 21764802932INTEL CORPCOM45814010016379433880SHSOLE 42834005540INTERNATIONAL BUSINESS MACHSCOM45920010128075176737SHSOLE 17558801149INTERNATIONAL FLAVORS&FRAGRACOM4595061011045773135SHSOLE 7208201053ISHARES TRMSCI EMG MKT ETF4642872344479119600SHSOLE 11960000ISHARES TRRUS 2000 VAL ETF4642876306756445SHSOLE 644500ISHARES TRU.S. PFD STK ETF46428868767217000SHSOLE 1700000ITC HLDGS CORPCOM46568510529489634440SHSOLE 63257501865J2 GLOBAL INCCOM48123V10249974750243SHSOLE 74677603467JAMES HARDIE INDS PLCSPONSORED ADR47030M10636223000SHSOLE 0023000JOHNSON & JOHNSONCOM4781601041181961000555SHSOLE 99353907016JOHNSON CTLS INTL PLCSHSG5150210544033946315SHSOLE 93923307082JPMORGAN CHASE & COCOM46625H1001683812528631SHSOLE 2514723013908KIMBERLY CLARK CORPCOM494368103815564654SHSOLE 637010953KIRBY CORPCOM4972661067955127980SHSOLE 12133706643KKR & CO L P DELCOM UNITS48248M102795185576291SHSOLE 5554005022286KRAFT HEINZ COCOM50075410688442988073SHSOLE 98420303870KROGER COCOM5010441011304964396772SHSOLE 4371929024843LAM RESEARCH CORPCOM51280710827269287922SHSOLE 28398903933LASALLE HOTEL PPTYSCOM SH BEN INT517942108269491129006SHSOLE 112566003346LEIDOS HLDGS INCCOM52532710231206721028SHSOLE 71887202156LINCOLN ELEC HLDGS INCCOM53390010634350548546SHSOLE 54110507441LITTELFUSE INCCOM53700810430500236782SHSOLE 2360790703LOCKHEED MARTIN CORPCOM539830109665427759SHSOLE 275780181LULULEMON ATHLETICA INCCOM5500211098304136176SHSOLE 12923506941M & T BK CORPCOM55261F10440169345988SHSOLE 34460001388MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010615686221732SHSOLE 21878402948MARATHON PETE CORPCOM56585A1021158972855309SHSOLE 2844138011171MARKEL CORPCOM57053510490709766SHSOLE 92770489MAXIM INTEGRATED PRODS INCCOM57772K101882842210979SHSOLE 220259208387MCCORMICK & CO INCCOM NON VTG57978020619737197535SHSOLE 19483802697MCKESSON CORPCOM58155Q10323347140012SHSOLE 13803001982MEDICAL PPTYS TRUST INCCOM58463J304570673863609SHSOLE 3852807010802MEDTRONIC PLCSHSG5960L1031120951297394SHSOLE 129044806946MERCK & CO INCCOM58933Y105968351551581SHSOLE 154551406067METLIFE INCCOM59156R10832409729438SHSOLE 72650402934MICROCHIP TECHNOLOGY INCCOM5950171042405263870713SHSOLE 3843090027623MICROSOFT CORPCOM5949181041331282311261SHSOLE 2288857022404MOBILEYE N V AMSTELVEENORD SHSN514881174376102781SHSOLE 10137601405MSA SAFETY INCCOM55349810636900635771SHSOLE 63389801873NEXTERA ENERGY INCCOM65339F10190904743165SHSOLE 73856404601NIKE INCCL B65410610324890472735SHSOLE 46582206913NOBLE ENERGY INCCOM65504410513409375182SHSOLE 37012205060NORDSON CORPCOM65566310232385325049SHSOLE 3240900959NORDSTROM INCCOM65566410043210832885SHSOLE 82904503840NORTHROP GRUMMAN CORPCOM66680710236419170222SHSOLE 16786502357NOVARTIS A GSPONSORED ADR66987V10965289826855SHSOLE 81857508280NOVO-NORDISK A SADR67010020554113000SHSOLE 0013000NXP SEMICONDUCTORS N VCOMN6596X10912950126950SHSOLE 12525401696OAKTREE CAP GROUP LLCUNIT CL A67400120129930705887SHSOLE 70369402193OCCIDENTAL PETE CORP DELCOM6745991051217651669854SHSOLE 166335006504OMEGA HEALTHCARE INVS INCCOM681936100753462125404SHSOLE 2108488016916OMNICELL INCCOM68213N10915278398904SHSOLE 39362905275ORACLE CORPCOM68389X10523342594260SHSOLE 58628207978PACCAR INCCOM6937181081189732024029SHSOLE 2013024011005PACKAGING CORP AMERCOM69515610929065357670SHSOLE 35651001160PACWEST BANCORP DELCOM695263103679991584686SHSOLE 158056904117PARKER HANNIFIN CORPCOM701094104100394799761SHSOLE 79656803193PAYPAL HLDGS INCCOM70450Y10315631381532SHSOLE 37592005612PEBBLEBROOK HOTEL TRCOM70509V100418551573494SHSOLE 156908704407PEPSICO INCCOM71344810831757291963SHSOLE 28771304250PFIZER INCCOM7170811031081173192099SHSOLE 3173453018646PLAINS GP HLDGS L PSHS A REP LTPN72651A1083930303761SHSOLE 30376100PNC FINL SVCS GROUP INCCOM6934751051335511482418SHSOLE 147427008148PNM RES INCCOM69349H10718848576039SHSOLE 57430901730POOL CORPORATIONCOM73278L1059541100941SHSOLE 9956301378PPG INDS INCCOM69350610740187388811SHSOLE 38580703004PRINCIPAL EXCHANGE TRADED FDPRIN EDGE ACTV74255Y1022618176447100SHSOLE 644710000PRINCIPAL EXCHANGE TRADED FDUS SML CAP IDX74255Y607451801800000SHSOLE 180000000PROCTER AND GAMBLE COCOM74271810925928288891SHSOLE 28525403637QUALCOMM INCCOM7475251039758142458SHSOLE 14044302015RAYTHEON COCOM NEW75511150726677195968SHSOLE 1951880780REALTY INCOME CORPCOM75610910425466380497SHSOLE 37542505072RELIANCE STEEL & ALUMINUM COCOM75950910211309157004SHSOLE 15493302071RITCHIE BROS AUCTIONEERSCOM7677441054787136500SHSOLE 125000011500ROBERT HALF INTL INCCOM770323103271671727SHSOLE 707570970ROPER TECHNOLOGIES INCCOM7766961061480081109SHSOLE 8002301086ROYAL DUTCH SHELL PLCSPON ADR B7802591071163212201812SHSOLE 2184070017742RPM INTL INCCOM74968510320874388558SHSOLE 38738701171SCHLUMBERGER LTDCOM80685710827625351293SHSOLE 34656904724SCHWAB CHARLES CORP NEWCOM80851310519285610860SHSOLE 60203308827SEMPRA ENERGYCOM8168511091084261011532SHSOLE 100427307259SIMON PPTY GROUP INC NEWCOM82880610934857168385SHSOLE 1675910794SINCLAIR BROADCAST GROUP INCCL A829226109654452266105SHSOLE 225949506610SIRIUS XM HLDGS INCCOM82968B103125042998364SHSOLE 2956966041398SNAP ON INCCOM83303410132347212872SHSOLE 21143501437SPDR SERIES TRUSTBRC HGH YLD BD78464A41762417000SHSOLE 1700000STARBUCKS CORPCOM855244109932851723024SHSOLE 1711557011467STERIS PLCSHS USDG8472010442020574833SHSOLE 57313601697SVB FINL GROUPCOM78486Q10113986126525SHSOLE 12483801687SYNCHRONY FINLCOM87165B103282161007685SHSOLE 994131013554TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391001030783369652SHSOLE 3341998027654TANGER FACTORY OUTLET CTRS ICOM8754651069085233187SHSOLE 221396011791TARGA RES CORPCOM87612G10138068775133SHSOLE 77304602087TE CONNECTIVITY LTDREG SHSH84989104336952322SHSOLE 41268011054TELEDYNE TECHNOLOGIES INCCOM87936010517672163731SHSOLE 16151902212TELEFLEX INCCOM87936910636445216867SHSOLE 21390402963TEVA PHARMACEUTICAL INDS LTDADR881624209721611568371SHSOLE 1556992011379THERMO FISHER SCIENTIFIC INCCOM88355610236671230551SHSOLE 22738603165TIFFANY & CO NEWCOM886547108345247529SHSOLE 471810348TRANSMONTAIGNE PARTNERS L PCOM UNIT L P89376V10047211434SHSOLE 1143400TRAVELPORT WORLDWIDE LTDSHSG9019D104324482158900SHSOLE 215249506405TRIMBLE NAVIGATION LTDCOM89623910012014420656SHSOLE 41519605460TUPPERWARE BRANDS CORPCOM89989610440520619844SHSOLE 61267207172TYLER TECHNOLOGIES INCCOM902252105275816107SHSOLE 158930214UMPQUA HLDGS CORPCOM904214103214881427813SHSOLE 142394803865UNILEVER N VN Y SHS NEW90478470972415712SHSOLE 0015712UNION PAC CORPCOM9078181081017781043551SHSOLE 103823305318UNITED PARCEL SERVICE INCCL B91131210640722372370SHSOLE 37054801822UNIVERSAL HLTH SVCS INCCL B91390310020337165047SHSOLE 16080204245US BANCORP DELCOM NEW9029733041184722762208SHSOLE 2744896017312V F CORPCOM918204108603481076667SHSOLE 107216104506VALIDUS HOLDINGS LTDCOM SHSG9319H10248081965104SHSOLE 96226502839VALSPAR CORPCOM920355104155814688SHSOLE 138430845VANGUARD INTL EQUITY INDEX FGLB EX US ETF922042676369065700SHSOLE 6570000VARIAN MED SYS INCCOM92220P10519289193800SHSOLE 18922204578VCA INCCOM91819410115762225230SHSOLE 22224702983VECTREN CORPCOM92240G10126912536099SHSOLE 53452901570VENTAS INCCOM92276F10017757251400SHSOLE 24803403366VERIZON COMMUNICATIONS INCCOM92343V1041386702667755SHSOLE 2645845021910VERMILION ENERGY INCCOM923725105110628554SHSOLE 2855400W & T OFFSHORE INCCOM92922P10642682425350SHSOLE 2361525063825WASHINGTON FED INCCOM93882410916450616576SHSOLE 597120019456WASHINGTON TR BANCORPCOM94061010824177601097SHSOLE 59930801789WASTE CONNECTIONS INCCOM94106B10144941601630SHSOLE 589870011760WATERS CORPCOM9418481031468992680SHSOLE 9138501295WEC ENERGY GROUP INCCOM92939U106953231591905SHSOLE 1578821013084WELLS FARGO & CO NEWCOM9497461011279422889390SHSOLE 2869360020030WEYERHAEUSER COCOM9621661049662302511SHSOLE 29845704054WISDOMTREE INVTS INCCOM97717P10427826946SHSOLE 265880358XCEL ENERGY INCCOM98389B1001162602825960SHSOLE 2808436017524XL GROUP LTDCOMG982941042357000SHSOLE 007000