0001140361-13-010693.txt : 20130305
0001140361-13-010693.hdr.sgml : 20130305
20130305162817
ACCESSION NUMBER: 0001140361-13-010693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130301
FILED AS OF DATE: 20130305
DATE AS OF CHANGE: 20130305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PETTY JAMES C
CENTRAL INDEX KEY: 0001191898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31829
FILM NUMBER: 13666051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARTERS INC
CENTRAL INDEX KEY: 0001060822
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 133912933
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: THE PROSCENIUM
STREET 2: 1170 PEACHTREE STREET NE SUITE 900
CITY: ATLANTA
STATE: GA
ZIP: 30309
BUSINESS PHONE: (404) 745-2700
MAIL ADDRESS:
STREET 1: THE PROSCENIUM
STREET 2: 1170 PEACHTREE STREET NE SUITE 900
CITY: ATLANTA
STATE: GA
ZIP: 30309
FORMER COMPANY:
FORMER CONFORMED NAME: CARTER HOLDINGS INC
DATE OF NAME CHANGE: 19980430
4
1
doc1.xml
FORM 4
X0306
4
2013-03-01
1
0001060822
CARTERS INC
CRI
0001191898
PETTY JAMES C
1170 PEACHTREE STREET
SUITE 900
ATLANTA
GA
30309
0
0
0
1
Former President Retail Stores
Common Stock
2013-03-01
4
S
0
14601
56.00
D
22500
D
Common Stock
2013-03-01
4
M
0
56250
14.18
A
78750
D
Common Stock
2013-03-01
4
S
0
56250
55.59
D
22500
D
Common Stock
2013-03-01
4
M
0
12500
18.14
A
35000
D
Common Stock
2013-03-01
4
S
0
12500
55.59
D
22500
D
Common Stock
2013-03-01
4
M
0
10500
28.04
A
33000
D
Common Stock
2013-03-01
4
S
0
10500
55.59
D
22500
D
Common Stock
2013-03-01
4
M
0
6000
28.44
A
28500
D
Common Stock
2013-03-01
4
S
0
6000
55.59
D
22500
D
Common Stock
2013-03-01
4
M
0
2000
42.61
A
24500
D
Common Stock
2013-03-01
4
S
0
2000
55.59
D
22500
D
Employee Stock Option (Right to Purchase)
14.18
2013-03-01
4
M
0
56250
0
A
2018-07-01
Common Stock
56250
0
D
Employee Stock Option (Right to Purchase)
18.14
2013-03-01
4
M
0
12500
0
A
2019-03-12
Common Stock
12500
6250
D
Employee Stock Option (Right to Purchase)
28.04
2013-03-01
4
M
0
10500
0
A
2020-02-16
Common Stock
15750
5250
D
Employee Stock Option (Right to Purchase)
28.44
2013-03-01
4
M
0
6000
0
A
2021-02-24
Common Stock
6000
6000
D
Employee Stock Option (Right to Purchase)
42.61
2013-03-01
4
M
0
2000
0
A
2022-02-22
Common Stock
2000
6000
D
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $55.52 to $56.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
All these options were exercisable as of the trade date.
Granted at no cost to the reporting person.
These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.
/s/Brendan M. Gibbons, Attorney-in-Fact for James C. Petty
2013-03-05