0001140361-13-010693.txt : 20130305 0001140361-13-010693.hdr.sgml : 20130305 20130305162817 ACCESSION NUMBER: 0001140361-13-010693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETTY JAMES C CENTRAL INDEX KEY: 0001191898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 13666051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE STREET NE SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: (404) 745-2700 MAIL ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE STREET NE SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 4 1 doc1.xml FORM 4 X0306 4 2013-03-01 1 0001060822 CARTERS INC CRI 0001191898 PETTY JAMES C 1170 PEACHTREE STREET SUITE 900 ATLANTA GA 30309 0 0 0 1 Former President Retail Stores Common Stock 2013-03-01 4 S 0 14601 56.00 D 22500 D Common Stock 2013-03-01 4 M 0 56250 14.18 A 78750 D Common Stock 2013-03-01 4 S 0 56250 55.59 D 22500 D Common Stock 2013-03-01 4 M 0 12500 18.14 A 35000 D Common Stock 2013-03-01 4 S 0 12500 55.59 D 22500 D Common Stock 2013-03-01 4 M 0 10500 28.04 A 33000 D Common Stock 2013-03-01 4 S 0 10500 55.59 D 22500 D Common Stock 2013-03-01 4 M 0 6000 28.44 A 28500 D Common Stock 2013-03-01 4 S 0 6000 55.59 D 22500 D Common Stock 2013-03-01 4 M 0 2000 42.61 A 24500 D Common Stock 2013-03-01 4 S 0 2000 55.59 D 22500 D Employee Stock Option (Right to Purchase) 14.18 2013-03-01 4 M 0 56250 0 A 2018-07-01 Common Stock 56250 0 D Employee Stock Option (Right to Purchase) 18.14 2013-03-01 4 M 0 12500 0 A 2019-03-12 Common Stock 12500 6250 D Employee Stock Option (Right to Purchase) 28.04 2013-03-01 4 M 0 10500 0 A 2020-02-16 Common Stock 15750 5250 D Employee Stock Option (Right to Purchase) 28.44 2013-03-01 4 M 0 6000 0 A 2021-02-24 Common Stock 6000 6000 D Employee Stock Option (Right to Purchase) 42.61 2013-03-01 4 M 0 2000 0 A 2022-02-22 Common Stock 2000 6000 D This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $55.52 to $56.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. All these options were exercisable as of the trade date. Granted at no cost to the reporting person. These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. /s/Brendan M. Gibbons, Attorney-in-Fact for James C. Petty 2013-03-05