0001203311-14-000055.txt : 20141114 0001203311-14-000055.hdr.sgml : 20141114 20141114171314 ACCESSION NUMBER: 0001203311-14-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141112 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEATTLE GENETICS INC /WA CENTRAL INDEX KEY: 0001060736 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911874389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4255274000 MAIL ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIMES VAUGHN B CENTRAL INDEX KEY: 0001361966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32405 FILM NUMBER: 141225440 MAIL ADDRESS: STREET 1: C/O SEATTLE GENETICS, INC. STREET 2: 21823 30TH DRIVE SE CITY: BOTHELL STATE: WA ZIP: 98021 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-12 0 0001060736 SEATTLE GENETICS INC /WA SGEN 0001361966 HIMES VAUGHN B 21823 30TH DRIVE SE BOTHELL WA 98021 0 1 0 0 EVP, Tech. Ops. & Proc. Sci. Common Stock 2014-11-12 4 M 0 10000.0 9.23 A 77209 D Common Stock 2014-11-12 4 S 0 10000.0 37.5169 D 67209 D Non-Qualified Stock Option (right to buy) 9.23 2014-11-12 4 M 0 10000.0 0.0 D 2019-04-30 Common Stock 10000 113664 D Amount of securities beneficially owned following the reported transaction(s) include Restricted Stock Units that are subject to vesting. Sale price represents a weighted average price for all shares sold on this day, which are within a $1.00 range. Shares vested at a rate of 25% on 4/1/2010 and monthly thereafter until all the shares fully vested on 4/1/2013. Vaughn B. Himes 2014-11-14