-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LANppw3WgkjbXtWL0q1pYI4VnqKms9DTTJxL6EAHLy96/3WkhMRFcyZBH5ZtURjo Cxy6IwD31cZwbRO0w/VpWQ== 0000928385-03-001079.txt : 20030407 0000928385-03-001079.hdr.sgml : 20030407 20030407121136 ACCESSION NUMBER: 0000928385-03-001079 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030407 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORVIS CORP CENTRAL INDEX KEY: 0001060490 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 522041343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60745 FILM NUMBER: 03641008 BUSINESS ADDRESS: STREET 1: 7015 ALBERT EINSTEIN DR CITY: COLUMBIA STATE: MD ZIP: 21046-9400 BUSINESS PHONE: 4432594000 MAIL ADDRESS: STREET 1: 7015 ALBERT EINSTEIN DRIVE CITY: COLUMBIA STATE: MD ZIP: 21046-9400 FORMER COMPANY: FORMER CONFORMED NAME: NOVA TELECOMMUNICATIONS INC /MD/ DATE OF NAME CHANGE: 19990301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUBER DAVID R CENTRAL INDEX KEY: 0001135021 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 7015 ALBERT EINSTEIN DRIVE CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 3127017825 MAIL ADDRESS: STREET 1: 7015 ALBERT EINSTEIN DRIVE CITY: COLUMBIA STATE: MD ZIP: 21046 SC 13D/A 1 dsc13da.htm AMENDMENT #1 TO SCHEDULE 13D Amendment #1 to Schedule 13D

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

(Rule 13d-101)1

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a)

(Amendment No. 1*)

 

 

 

 

 

CORVIS CORPORATION


(Name of Issuer)

 

 

Common Stock, par value $0.01 per share


(Title Class of Securities)

 

 

221009 10 3


(CUSIP Number)

 

 

David R. Huber

HRLD Limited Partnership

9212 Berger Road

Columbia, Maryland 21046-9400

(443) 259-4000


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

April 4, 2003


(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  ¨

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

1   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


Page 2 of 6

 

SCHEDULE 13D

CUSIP No. 221009 10 3

 


  1.


 

Name of Reporting Person, S.S. or I.R.S. Identification No. of above person

 

David R. Huber            

   

  2.

 

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.


 

SEC Use Only

 

   

  4.


 

Source of Funds*

 

PF            

   

  5.


 

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

 

¨


  6.


 

Citizenship or Place of Organization

 

U.S.            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

        62,362,249


  8.    Shared Voting Power

 

        31,334,976


  9.    Sole Dispositive Power

 

        62,362,249


10.    Shared Dispositive Power

 

        31,334,976


11.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

93,697,225

   

12.


 

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*

 

 

¨

 


13.


 

Percent of Class Represented by Amount in Row (11)

 

23.0 %

   

14.


 

Type of Reporting Person

 

IN

   

 

*   See instructions before filling out! Include both sides of the cover page, responses to Items 1-7 (including Exhibits) of the Schedule, and the Signature Attestation.


Page 3 of 6

 

SCHEDULE 13D

CUSIP No. 221009 10 3

 


  1.


 

Name of Reporting Person, S.S. or I.R.S. Identification No. of above person

 

HRLD Limited Partnership

   

  2.

 

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   

  3.


 

SEC Use Only

 

   

  4.


 

Source of Funds*

 

OO            

   

  5.


 

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

 

¨


  6.


 

Citizenship or Place of Organization

 

U.S.            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

        0


  8.    Shared Voting Power

 

        24,509,017


  9.    Sole Dispositive Power

 

        0


10.    Shared Dispositive Power

 

        24,509,017


11.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

24,509,017

   

12.


 

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*

 

 

¨

 


13.


 

Percent of Class Represented by Amount in Row (11)

 

6.0 %

   

14.


 

Type of Reporting Person

 

PN

   

 

*   See instructions before filling out! Include both sides of the cover page, responses to Items 1-7 (including Exhibits) of the Schedule, and the Signature Attestation.


Page 4 of 6

 

 

SCHEDULE 13D

CUSIP No. 221009 10 3

This statement amends a Schedule 13D filed by Dr. Huber filed with the Securities and Exchange Commission on June 21, 2002.

 

Item 5.    Interest in Securities of the Issuer

 

David R. Huber:

 

  (a)   Aggregate number of shares and percentage of the class beneficially owned:

 

93,697,225 shares, or 23.0 % of the outstanding Common Stock.

 

  (b)   Sole power to vote:        62,362,249

 

Shared power to vote:    31,334,976

 

Sole power to direct the disposition:        62,362,249

 

Shared power to direct the disposition:    31,334,976

 

Dr. Huber shares voting and dispositive control through his controlling interest in a number of charitable trusts and other entities, as detailed in Item 3.

 

(c)    Transactions in securities in the past 60 days: On April 4, 2003 Optical Venture Equity Partners, LLC, a Delaware limited liability company organized in May 2000 (“OVEP, LLC”) that invests in venture capital backed start-up companies (with its principal place of business at 9212 Berger Road, Columbia, Maryland 20146-9400), distributed all of its 11,122,862 shares of Common Stock to its other members pursuant to the terms of the OVEP, LLC operating agreement. Neither Dr. Huber nor the entities in which he has a controlling interest received shares in such distribution. In previous reports, Dr. Huber reported the Common Stock held by OVEP, LLC, but disclaimed beneficial ownership of such shares.

 

(d)    No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the shares of Common Stock disclosed herein.

 

(e)    Not applicable.

 

HRLD Limited Partnership:

 

  (a)   Aggregate number of shares and percentage of the class beneficially owned:

 

24,509,017 shares, or 6.0 % of the outstanding Common Stock.

 

  (b)   Sole power to vote:        0

 

Shared power to vote:    24,509,017

 

Sole power to direct the disposition:        0

 

Shared power to direct the disposition:    24,509,017


Page 5 of 6

 

 

SCHEDULE 13D

CUSIP No. 221009 10 3

 
  (c)   Transactions in securities in the past 60 days: None.

 

  (d)   No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the shares of Common Stock disclosed herein.

 

  (e)   Not applicable.

 

Item 7.    Material to Be Filed as Exhibits

 

        Not applicable.


Page 6 of 6

 

 

SCHEDULE 13D

CUSIP No. 221009 10 3

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:

 

April 4, 2003        


     

By:

 

/s/    DAVID R. HUBER        


               

Name:    David R. Huber

                 
                 
           

HRLD LIMITED PARTNERSHIP

Date:

 

April 4, 2003        


     

By:

 

/s/    DAVID R. HUBER        


               

David R. Huber

               

HRLD Corporation President

                 
               

General Partner of HRLD Limited Partnership

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